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Fidelity Susceptibility and Relevant Deformations

Fidelity susceptibility is the quadratic loss of overlap along a normalized state family. It enhances small-gap contributions and can expose a critical crossover, but its raw value can also be dominated by volume, ultraviolet cutoff, boundary conditions, or even a missing wavefunction normalization. A defensible QFT claim therefore combines a fixed fidelity convention with finite-size and cutoff tests.

Required background. State perturbations and susceptibility provide normalized state tangents and the rule for separating local regulator terms from a response coefficient.

Helpful background. Bures and Kubo–Mori metrics provide the factor-of-four convention and explain why fidelity and relative-entropy Hessians differ for noncommuting mixed states.

The chapter’s differentiable-family starting point fixes the tangent normalization, its comparison of information geometries fixes the fidelity convention, and its independent validity gates organize the support and regulator checks below.

Let H(g)H(g) have a nondegenerate normalized ground state ∣0(g)⟩\lvert0(g)\rangle. This page defines

f(g,g+δg)=∣⟨0(g)∣0(g+δg)⟩∣=1−12χF(g)δg2+O(δg3).f(g,g+\delta g) =\lvert\langle0(g)\mid0(g+\delta g)\rangle\rvert =1-\frac12\chi_F(g)\delta g^2+O(\delta g^3).

Then

χF=⟨∂g0∣∂g0⟩−∣⟨0∣∂g0⟩∣2.\chi_F =\langle\partial_g0\mid\partial_g0\rangle -\lvert\langle0\mid\partial_g0\rangle\rvert^2.

For V=∂gHV=\partial_gH and a discrete, nondegenerate spectrum,

χF=∑n≠0∣⟨n∣V∣0⟩∣2(En−E0)2.\chi_F =\sum_{n\ne0} \frac{\lvert\langle n\lvert V\rvert0\rangle\rvert^2} {(E_n-E_0)^2}.

This is the real part of the ground-state quantum geometric tensor Venuti and Zanardi 2007, Eqs. (1) and (2). Exact degeneracy requires a ground-state projector and non-Abelian transport; the single-vector formula is then not valid.

With V(τ)=eτHVe−τHV(\tau)=e^{\tau H}Ve^{-\tau H},

χF=∫0∞dτ  τ[⟨V(τ)V(0)⟩−⟨V⟩2].\chi_F =\int_0^\infty d\tau\;\tau \left[\langle V(\tau)V(0)\rangle-\langle V\rangle^2\right].

The spectral and imaginary-time forms, including their gap assumptions, appear in You, Li, and Gu 2007, Eqs. (4)–(11), pp. 022101-1–022101-2. In continuum QFT, the integral is distributional near τ=0\tau=0; local contact terms and source counterterms can shift its ultraviolet part.

QFT application: a regulated free-field mass deformation

Section titled “QFT application: a regulated free-field mass deformation”

Put a real free scalar in a periodic box of side LL and retain modes below Λ\Lambda. Let KΛ,L\mathcal K_{\Lambda,L} label an orthonormal basis of independent real normal coordinates, one per physical oscillator:

HΛ(r)=12∑k∈KΛ,L[πk2+(k2+r)ϕk2],ωk(r)=k2+r,r=m2>0.H_\Lambda(r) =\frac12\sum_{k\in\mathcal K_{\Lambda,L}} \left[\pi_k^2+(k^2+r)\phi_k^2\right], \qquad \omega_k(r)=\sqrt{k^2+r}, \qquad r=m^2>0.

For periodic boundary conditions, the real-mode multiplicities equal those of the full momentum lattice; no additional k↔−kk\leftrightarrow-k factor is inserted. The strict inequality r>0r>0 is important because the periodic zero mode has no normalizable oscillator vacuum at r=0r=0.

One normalized oscillator ground state is

ψω(q)=(ωπ)1/4e−ωq2/2.\psi_\omega(q)=\left(\frac{\omega}{\pi}\right)^{1/4}e^{-\omega q^2/2}.

Its exact overlap at two frequencies is

fk(ω,ω′)=(2ωω′ω+ω′)1/2.f_k(\omega,\omega') =\left(\frac{2\sqrt{\omega\omega'}}{\omega+\omega'}\right)^{1/2}.

Using ∂rωk=1/(2ωk)\partial_r\omega_k=1/(2\omega_k) and expanding the normalized overlap gives the finite-regulator benchmark

χF(L,r;Λ)=132∑k∈KΛ,L1(k2+r)2.\boxed{ \chi_F(L,r;\Lambda) =\frac1{32} \sum_{k\in\mathcal K_{\Lambda,L}} \frac{1}{(k^2+r)^2} }.

This is an exact analytic result at fixed (L,r,Λ)(L,r,\Lambda), not a continuum answer. Its controls are the spatial dimension dsd_s, LL, Λ\Lambda, rr, boundary conditions, real-mode multiplicities, and the normalization of the coupling rr. A numerical overlap also needs a parameter step δr\delta r, precision control, and logarithmic accumulation of the mode product to avoid underflow.

Set

y=Lr.y=L\sqrt r.

For the periodic momentum grid k=2πn/Lk=2\pi\mathbf n/L, the exact benchmark becomes

χF(L,r;Λ)L4=132∑n∈Zds2π∣n∣≤ΛL1(4π2∣n∣2+y2)2.\frac{\chi_F(L,r;\Lambda)}{L^4} =\frac1{32} \sum_{\substack{\mathbf n\in\mathbb Z^{d_s}\\ 2\pi\lvert\mathbf n\rvert\leq\Lambda L}} \frac{1}{\left(4\pi^2\lvert\mathbf n\rvert^2+y^2\right)^2}.

At fixed y>0y>0, the omitted tail scales as

δ ⁣(L−4χF)=O ⁣((ΛL)ds−4)\delta\!\left(L^{-4}\chi_F\right) =O\!\left((\Lambda L)^{d_s-4}\right)

for ds<4d_s<4. Hence L−4χFL^{-4}\chi_F approaches a cutoff-independent scaling function in those dimensions, with a known convergence test. At ds=4d_s=4 the raw sum has logarithmic ultraviolet growth; for ds>4d_s>4 it has power growth. Those cases require subtraction or renormalization of a local extensive background before any universal scaling function is claimed.

The general critical-theory check reaches the same conclusion. For

H(g)=H∗+g∫ddsx O(x)H(g)=H_*+g\int d^{d_s}x\,\mathcal O(x)

with dynamic exponent z=1z=1, an infrared-dominated total susceptibility scales as

χFsing(L)∼L2ds+2−2ΔO.\chi_F^{\rm sing}(L) \sim L^{2d_s+2-2\Delta_{\mathcal O}}.

This follows from the integrated correlator and is conditional on infrared dominance Venuti and Zanardi 2007, Eqs. (5)–(8). For the free mass deformation, O=ϕ2/2\mathcal O=\phi^2/2 has ΔO=ds−1\Delta_{\mathcal O}=d_s-1, so the predicted singular power is L4L^4. The explicit mode sum shows exactly why this power survives only without an overriding ultraviolet term.

At fixed nonzero rr and large LL, a useful decomposition is

χF(L,r;Λ)=aUV(r,Λ)Lds+χFsing(L,r)+boundary and finite-size terms.\chi_F(L,r;\Lambda) =a_{\rm UV}(r,\Lambda)L^{d_s} +\chi_F^{\rm sing}(L,r)+\text{boundary and finite-size terms}.

Neither aUVa_{\rm UV} nor a finite constant is generally universal. A coupling redefinition r~=ar\widetilde r=a r also transforms the component as χr~=χr/a2\chi_{\widetilde r}=\chi_r/a^2; dimensions and operator normalization belong in every comparison.

Adversarial test: cutoff and state normalization

Section titled “Adversarial test: cutoff and state normalization”

The exact single-mode overlap contains the normalized prefactor (ω/π)1/4(\omega/\pi)^{1/4}. Replacing it by an arbitrary positive prefactor A(ω)A(\omega) gives

f~k=A(ω)A(ω′)2πω+ω′,\widetilde f_k =A(\omega)A(\omega') \sqrt{\frac{2\pi}{\omega+\omega'}},

which need not equal one at coincident parameters and can contain spurious linear and quadratic terms. Across many modes these arbitrary factors become volume- and cutoff-dependent contributions. The first adversarial check is therefore brutally simple: normalize every state before taking an overlap and require f(g,g)=1f(g,g)=1 to numerical precision.

The second check changes Λ\Lambda at fixed y=Lry=L\sqrt r:

  • for ds<4d_s<4, the collapsed curves must approach one another with residual O((ΛL)ds−4)O((\Lambda L)^{d_s-4});
  • for ds=4d_s=4, a logarithmic local term must be isolated;
  • for ds>4d_s>4, the leading power background aUV∝Λds−4a_{\rm UV}\propto\Lambda^{d_s-4} must be removed under a declared scheme.

Only a peak location, singular exponent, logarithmic coefficient, or collapse that survives both normalization and the predicted cutoff subtraction is a candidate for universal information. In this free benchmark the susceptibility grows monotonically as r↓0r\downarrow0; a finite-rr “critical peak” created by unnormalized states, a coarse step, or one cutoff is an artifact.

For numerical overlaps with r>δr/2r>\delta r/2, use the centered estimator

χF(δr)(r)=−2δr2log⁡f ⁣(r−δr2,r+δr2)=χF(r)+O(δr2),\chi_F^{(\delta r)}(r) =-\frac{2}{\delta r^2} \log f\!\left(r-\frac{\delta r}{2},r+\frac{\delta r}{2}\right) =\chi_F(r)+O(\delta r^2),

and repeat at smaller δr\delta r. The total error budget contains this step error, floating-point summation or overlap error, finite-volume corrections, and the explicit cutoff tail. At y=0y=0 the periodic free-field state itself fails to exist, so no extrapolation can turn that endpoint into a normalized finite-volume vacuum.

For mixed states, the purification-independent object is Uhlmann root fidelity, not the overlap of one arbitrarily chosen purification Uhlmann 1976, Eq. (1), p. 273. Its infinitesimal metric is geometric Bures, FSLD/4F_{\rm SLD}/4, and generally differs from the BKM relative-entropy Hessian. For a reduced QFT state, hold the region and algebra fixed or else shape response is mixed into the state deformation.

Treating a raw maximum as a phase transition. Track its drift, width, cutoff dependence, gap, and independently motivated finite-size collapse.

Forgetting that susceptibility is a metric component. Rescaling a dimensionful coupling rescales χF\chi_F. State the deformation operator and parameter units.

Multiplying tiny overlaps directly. In a field theory the product can underflow long before the physics is singular. Sum log⁡fk\log f_k and verify the result against the exact mode formula.

  1. Derive the oscillator overlap and the coefficient χF(k)=1/(32ωk4)\chi_F^{(k)}=1/(32\omega_k^4) for the mass-squared parameter rr.
Solution

Gaussian integration gives

∫dq ψω(q)ψω′(q)=(2ωω′ω+ω′)1/2.\int dq\,\psi_\omega(q)\psi_{\omega'}(q) =\left(\frac{2\sqrt{\omega\omega'}}{\omega+\omega'}\right)^{1/2}.

Set ω′=ω+dω\omega'=\omega+d\omega. Expanding its logarithm gives

fk=1−116(dωω)2+O ⁣((dω/ω)3).f_k=1-\frac1{16}\left(\frac{d\omega}{\omega}\right)^2 +O\!\left((d\omega/\omega)^3\right).

Since dω=dr/(2ω)d\omega=dr/(2\omega),

fk=1−dr264ω4+O(dr3)=1−12χF(k)dr2+O(dr3),f_k=1-\frac{dr^2}{64\omega^4}+O(dr^3) =1-\frac12\chi_F^{(k)}dr^2+O(dr^3),

so χF(k)=1/(32ω4)\chi_F^{(k)}=1/(32\omega^4).

  1. Use continuum power counting to classify the ultraviolet behavior of the free-field sum in ds=3,4,5d_s=3,4,5. What should be plotted for a finite-size collapse?
Solution

At large momentum,

χF∼Lds∫Λdk kds−5.\chi_F\sim L^{d_s}\int^{\Lambda}dk\,k^{d_s-5}.

The integral converges in ds=3d_s=3, grows as log⁡Λ\log\Lambda in ds=4d_s=4, and grows as Λ\Lambda in ds=5d_s=5. At fixed y=Lry=L\sqrt r, the singular contribution is L4L^4 in all three cases. Thus one plots L−4χFL^{-4}\chi_F against yy directly in ds=3d_s=3. In ds=4d_s=4 or 55, first subtract the declared logarithmic or power-divergent extensive term, then plot the subtracted quantity divided by L4L^4. Collapse of the raw ds=5d_s=5 data would be spoiled by the L5ΛL^5\Lambda background.

  1. Suppose a code uses ψ~r(q)=ebrψr(q)\widetilde\psi_r(q)=e^{br}\psi_r(q) instead of a normalized state. Diagnose the centered overlap estimator and give a validation protocol.
Solution

The overlap is multiplied by eb(r−δr/2)eb(r+δr/2)=e2bre^{b(r-\delta r/2)}e^{b(r+\delta r/2)}=e^{2br}, independent of the step but not equal to one at coincident parameters. Therefore

−2δr2log⁡f~=χF(δr)−4brδr2,-\frac{2}{\delta r^2}\log\widetilde f =\chi_F^{(\delta r)}-\frac{4br}{\delta r^2},

which diverges as the step is refined and can mimic an arbitrarily large feature. Before extracting curvature, normalize each vector, test f(r,r)=1f(r,r)=1, compare the numerical answer with 132∑k(k2+r)−2\frac1{32}\sum_k(k^2+r)^{-2}, halve δr\delta r to check the O(δr2)O(\delta r^2) remainder, and vary Λ\Lambda according to the predicted tail law.

  • Uhlmann, Armin. “The ‘Transition Probability’ in the State Space of a *-Algebra.” Reports on Mathematical Physics 9 (1976): 273–279. DOI; Open PDF.
  • Venuti, Lorenzo Campos, and Paolo Zanardi. “Quantum Critical Scaling of the Geometric Tensors.” Physical Review Letters 99 (2007): 095701. DOI; arXiv.
  • You, Wen-Long, Ying-Wai Li, and Shi-Jian Gu. “Fidelity, Dynamic Structure Factor, and Susceptibility in Critical Phenomena.” Physical Review E 76 (2007): 022101. DOI; APS PDF.

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