Mass Tuning and Relevant Deformations
The previous page used the running quartic coupling and the running normalization of the thermal operator to derive the logarithmic specific-heat singularity at the four-dimensional upper critical dimension. That calculation had a quiet but essential assumption: the theory was close enough to criticality that the RG flow could run for many decades before being stopped by a physical mass.
This page makes that assumption explicit. A scalar theory near a continuous transition has at least one relevant parameter: the coefficient of . This parameter is not just another coupling. It decides whether the infrared theory is critical or massive. If it is tuned to a special value, the correlation length diverges and the logarithmic critical behavior of the previous page is visible. If it is not tuned, the flow stops at the inverse correlation length, and the long-distance theory becomes insensitive to further critical running.
The main lessons are:
and criticality is the condition
which usually requires an additive tuning of the bare quadratic coefficient.
Relevant directions and the critical surface
Section titled “Relevant directions and the critical surface”Cutoff action and stopping scale
Section titled “Cutoff action and stopping scale”We use a cutoff scalar theory in four Euclidean dimensions,
where is the bare quadratic coefficient. The symbol is useful because in statistical mechanics it is proportional, after an additive shift, to the reduced temperature. In particle-physics notation one often writes .
For the one-component theory,
and the leading-log normalization of a insertion is
The physical mass is the inverse correlation length,
Thus is the scale where the critical RG flow stops.
At the Gaussian fixed point in Euclidean dimensions, a scalar field has engineering dimension
Therefore
The action is dimensionless, so the coupling multiplying a local operator has engineering dimension . In ,
Thus the mass term is relevant, the quartic coupling is marginal by power counting, and a term is irrelevant. Written in terms of dimensionless couplings at scale ,
coarse graining toward the infrared gives, at tree level,
The relevant variable grows as the theory is viewed at longer distances. The irrelevant variable shrinks. The quartic coupling is special in four dimensions: it is marginal at tree level, and loop effects make it run only logarithmically.
The relevant mass direction is why a critical point is not generic. In the space of bare local actions, the condition defines a surface of codimension one. Moving along this surface changes marginal and irrelevant couplings, but keeps the theory critical. Moving away from it produces a finite correlation length.
The critical surface is the set of bare actions whose physical mass vanishes. The deviation is a relevant coordinate: it grows under coarse graining and sends the theory into a massive phase with finite correlation length.
The critical value is not generally . It is a function of the cutoff and of the other bare couplings,
The scaling variable is the deviation from this surface,
In a magnetic system, is proportional to after a nonuniversal normalization. In a relativistic scalar theory, is the renormalized mass-squared parameter, again up to multiplicative logarithmic factors.
The physical mass stops the flow
Section titled “The physical mass stops the flow”At the critical point, there is no intrinsic infrared scale. If we compute a vertex at external momentum , the logarithmic flow can run down to . Away from the critical point, the long-distance two-point function is massive,
at small Euclidean momentum. The mass cuts off the critical singularities. For momenta , the field still behaves approximately as a critical field; for , the propagator no longer looks scale invariant.
Therefore the physically measured low-energy quartic coupling is naturally defined at the scale :
For intermediate scales , the same running coupling can be expressed in terms of . Since
and
we subtract the two equations and obtain
Equivalently,
This formula is just the previous running coupling with a different boundary condition. Instead of specifying the bare coupling at the cutoff, we specify the physical coupling at the mass scale.
The critical running of the quartic coupling stops at the physical mass scale . The value reached there is the physical low-energy coupling .
There is an important consequence. If is fixed and the cutoff is taken far above the physical mass, then
At leading-log accuracy,
Thus the four-dimensional one-component theory approaches a free theory in this continuum limit. Conversely, if one insists on holding a positive finite fixed, then
For sufficiently large , the right-hand side becomes negative. Perturbatively this is the Landau-pole obstruction written backward: the theory is perfectly useful as an effective field theory with a finite cutoff, but the interacting continuum limit is not obtained by taking at fixed positive physical coupling.
Additive mass renormalization
Section titled “Additive mass renormalization”The mass term is relevant not only in the infrared. It is also the local operator most easily generated by ultraviolet loops. This is why the critical value depends on the cutoff.
In the symmetric massive theory, take for the following explicit cutoff integral. In the theory
the one-loop tadpole contributes a local self-energy
With a spherical Euclidean cutoff,
Thus, for ,
The coefficient of the quadratic term depends on the regulator, but the existence of an additive local mass shift does not. Higher loops generate further local terms of the schematic form
where the constants depend on the cutoff convention and on how the local part is separated from the nonlocal part.
The physical mass is obtained after adding the bare quadratic term and local self-energy corrections. Criticality requires tuning this sum so that the pole or inverse correlation length satisfies .
The physical mass is therefore not the bare parameter . It is the location of the pole of the propagator, or in Euclidean statistical language the inverse correlation length. Near the critical point one may write schematically
The critical bare value is the one that makes this vanish:
After subtracting the critical value, the remaining deviation
is the relevant scaling field. In a statistical system this tuning is ordinary experimental control: changing moves the system through . In a fundamental scalar theory the same statement becomes the naturalness problem: a small physical scalar mass requires a cancellation between a bare parameter and cutoff-sensitive local quantum corrections.
Correlation length and logarithmic mass scaling
Section titled “Correlation length and logarithmic mass scaling”The previous page only needed the rough relation
inside a logarithm. That is enough for the specific-heat logarithm because constants and powers inside the logarithm change only subleading terms. But the mass itself also receives a logarithmic correction at the upper critical dimension.
Let
be the deviation from the critical surface. A mass perturbation inserts the thermal operator
At momenta still above the physical mass, the leading-log dressed insertion carries the factor
Thus the inverse propagator in the critical regime has the schematic form
The flow stops when the two terms become comparable at :
Therefore
Solving this relation asymptotically gives, up to nonuniversal constants inside the logarithm,
The mean-field exponent survives in four dimensions, but it is dressed by a universal power of a logarithm. The exponent is for the one-component scalar theory with the normalization used here. For an model the power changes, but the logic does not: the relevant thermal direction fixes the leading power law, while the marginally irrelevant quartic coupling supplies a slow logarithmic dressing.
This is the same physics as the logarithmic specific heat: the Gaussian fixed point controls the power law, while the marginally irrelevant quartic coupling controls the logarithmic correction.
A finite external momentum, a finite physical mass, and a finite box size all act as infrared cutoffs. In a finite system of linear size , the smallest momentum is of order , so at leading-log accuracy the running stops at
One then replaces
Irrelevant operators and shifted critical data
Section titled “Irrelevant operators and shifted critical data”The effective action contains every local operator allowed by the symmetries. The reason this does not destroy predictivity is the scaling hierarchy. In four dimensions,
has a dimensionless coefficient at scale of order
It dies in the infrared. Such an operator can still affect local quantities. For example, contracting fields inside can shift the coefficient of , the coefficient of , and therefore the numerical value of . But after the critical point is retuned, it does not change the leading universal logarithms governed by the marginal quartic coupling and the relevant thermal scaling field.
Near the four-dimensional Gaussian fixed point, is relevant, is marginal with logarithmic running, and is irrelevant. Irrelevant operators can shift the critical surface but not the leading universal logarithms.
This also explains why dimensions above four behave differently. Consider the massless bubble integral in dimensions,
Dimensional analysis gives a nonlocal dependence
while local cutoff-dependent pieces are analytic in and are absorbed into local counterterms. In , becomes a logarithm. In , the dominant term is cutoff dependent and local, schematically
with no large logarithm. The quartic coupling has engineering dimension and is irrelevant. The leading bulk critical powers are mean-field, and the four-dimensional logarithmic corrections are absent. The quartic coupling is nevertheless dangerously irrelevant above four dimensions: it is needed to stabilize the ordered phase and can enter amplitudes, finite-size scaling, and hyperscaling relations through inverse powers. “Irrelevant” describes its linearized flow near the Gaussian fixed point, not permission to delete it from every observable.
What has been separated
Section titled “What has been separated”It is useful to separate three kinds of statements that are often mixed together.
First, the critical surface is determined by local UV-sensitive data. The value depends on the regulator, the cutoff, and irrelevant couplings. This dependence is not universal.
Second, the scaling variable is the deviation from the critical surface,
This is the relevant parameter that determines the inverse correlation length.
Third, the universal long-distance behavior is determined by the RG flow near the fixed point. In four-dimensional theory, the quartic coupling is marginally irrelevant, so universal critical behavior contains logarithms rather than new non-mean-field powers.
This separation is the operational content of renormalization. UV fluctuations move the coordinates of the critical surface, while the RG flow near that surface controls universal long-distance singularities.
The next page turns this local viewpoint into an algebra of operators. Instead of asking only how couplings run, we ask what happens when two local fields approach one another. The answer is the operator product expansion.
Summary
Section titled “Summary”The coefficient of is relevant. In four dimensions,
so the dimensionless mass variable grows under coarse graining as the theory flows toward the infrared.
The condition for criticality is not , but
or equivalently
The deviation
is the relevant scaling variable.
A nonzero physical mass stops critical running at
The physical quartic coupling measured at that scale is
Equivalently,
Local self-energy corrections shift the mass additively. With a hard cutoff,
This shift determines the nonuniversal location of the critical surface.
The leading-log relation between the physical mass and the thermal scaling variable is
so
Irrelevant operators such as can shift and other local data, but they do not change the leading universal logarithms controlled by the marginally irrelevant quartic coupling.
Common pitfalls
Section titled “Common pitfalls”Do not identify the bare mass with the physical mass . The latter is defined by the pole of the propagator or by the inverse correlation length.
Do not locate the critical point by setting the bare quadratic coefficient to zero. The correct condition is , and generally contains cutoff-dependent loop corrections.
Do not run critical logarithms below the mass scale. Once , the propagator is massive and the critical RG flow is cut off.
Do not treat the coefficient of a quadratic divergence as universal. A hard cutoff, a lattice cutoff, Pauli–Villars fields, and dimensional regularization organize local mass terms differently. The need to tune a relevant scalar mass is physical; the numerical coefficient of a cutoff-dependent local term is not universal.
Do not confuse irrelevant with nonexistent. Irrelevant operators affect the location of the critical surface and analytic background terms. They are irrelevant to leading infrared singularities, not irrelevant to every number in the microscopic theory.
Do not conclude from logarithmic triviality that the cutoff theory is useless. Four-dimensional theory is an excellent effective theory over a finite range of scales. The obstruction concerns the interacting continuum limit at fixed positive physical coupling.
Exercises
Section titled “Exercises”Exercise 1 — Gaussian operator classification
Section titled “Exercise 1 — Gaussian operator classification”At the Gaussian fixed point in Euclidean dimensions, show that
and find the engineering dimensions of the couplings multiplying , , and . Classify these operators in .
Solution
The kinetic term is
Since the action is dimensionless, and , we require
Therefore
For an operator ,
The coupling in
has dimension
Thus
In ,
Therefore is relevant, is marginal by engineering dimension, and is irrelevant.
Exercise 2 — The hard-cutoff tadpole
Section titled “Exercise 2 — The hard-cutoff tadpole”Evaluate the leading large- behavior of
Use it to find the one-loop tadpole mass shift in theory.
Solution
In four Euclidean dimensions,
Therefore
Set , so . Then
Since
we get
For ,
In theory, the one-loop tadpole self-energy has the combinatorial factor , so
Thus
The quadratic term is cutoff-scheme dependent and local. It is absorbed into the location of the critical surface.
Exercise 3 — Matching at the physical mass
Section titled “Exercise 3 — Matching at the physical mass”Let
and define
Show that
What happens to as with fixed positive ?
Solution
Invert the running coupling:
At ,
Subtract the second equation from the first:
Therefore
or
For fixed positive ,
As , the denominator grows without bound, so
This is the leading-log form of triviality for the continuum limit of positive four-dimensional theory.
Exercise 4 — The correlation-length logarithm
Section titled “Exercise 4 — The correlation-length logarithm”Assume the dressed thermal insertion is
and that the physical mass is determined by
Derive the leading logarithmic behavior of the correlation length as .
Solution
The defining relation is
As , the mass becomes small, so the logarithm is large. To leading logarithmic accuracy, the mean-field relation gives inside the logarithm. Therefore
Thus
Taking the square root,
Since ,
The power is the mean-field exponent, while is the logarithmic correction exponent for the one-component theory.
Exercise 5 — How an irrelevant operator shifts critical data
Section titled “Exercise 5 — How an irrelevant operator shifts critical data”In four dimensions, consider the irrelevant perturbation
Show by power counting that its dimensionless strength at scale is of order . Explain why it can shift but not the leading critical logarithms.
Solution
In four dimensions,
The coupling multiplying must have dimension
Writing it as makes dimensionless at the cutoff scale. At a lower scale , the natural dimensionless strength is obtained by multiplying by :
Thus the perturbation becomes small in the infrared.
However, loops involving can contract fields at short distances and generate local lower-dimension operators, including and . These contributions shift nonuniversal quantities such as the critical value and hence . After the critical surface is retuned, the leading long-distance logarithms are controlled by the marginal quartic coupling and the thermal scaling field, not by .
Further reading
Section titled “Further reading”- Schwartz, Matthew D. Quantum Field Theory and the Standard Model. Cambridge University Press, 2014, chapters 22–23.
- Srednicki, Mark. Quantum Field Theory. Cambridge University Press, 2007, sections 28–29.
- Weinberg, Steven. The Quantum Theory of Fields, Volume II: Modern Applications. Cambridge University Press, 1996, sections 18.4–18.5.
- Wilson, Kenneth G., and John Kogut. “The Renormalization Group and the Expansion.” Physics Reports 12 (1974): 75–199.
- Zinn-Justin, Jean. Quantum Field Theory and Critical Phenomena. 4th ed., Oxford University Press, 2002, chapters 8–19.