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Relativistic Spectrum and Oscillator Modes

Relativistic processes immediately expose a limitation of fixed-particle-number quantum mechanics. In neutron beta decay,

n⟶p+e−+νˉe,n\longrightarrow p+e^-+\bar\nu_e,

one incoming neutron is replaced by a proton, an electron, and an antineutrino. Energy, momentum, electric charge, and the other exact charges remain conserved, but neither the particle species nor the total particle count is fixed. A relativistic quantum theory therefore needs a Hilbert space and operators that can connect sectors with different particle content.

To build that language, begin with the simplest free case. A single massive neutral spin-zero bosonic field is a collection of positive-frequency harmonic oscillators, one for each allowed momentum. A single oscillator has a tower of states ∣0⟩,∣1⟩,∣2⟩,…|0\rangle,|1\rangle,|2\rangle,\ldots; in field theory the integer npn_{\mathbf p} becomes the number of particles carrying momentum p\mathbf p.

This is not just a suggestive analogy. The relativistic energy of one spinless particle is

ωp=p2+m2,\omega_{\mathbf p}=\sqrt{\mathbf p^2+m^2},

and the energy of noninteracting particles is additive. The harmonic oscillator is precisely the quantum system whose spectrum is generated by adding identical bosonic quanta. The first construction in this course marries these facts: attach a harmonic oscillator to every momentum mode and let its quanta be particles.

The result is the seed of Fock space, perturbation theory, propagators, and scattering amplitudes. Interactions will later mix the modes, create particles, annihilate particles, and shift the location of poles, but the free oscillator basis is the table on which all those calculations are set.

A useful way to read this page is to separate two ideas that often get blended together. First, a harmonic oscillator has a rigorous algebra of creation, annihilation, and number operators. Second, a free relativistic scalar field assigns one such oscillator to each allowed momentum. The particles are the oscillator quanta; they are not extra objects added on top of the field. Fermionic fields require anticommuting creation and annihilation operators and will be treated separately.

Relativistic particles and additive spectra

Section titled “Relativistic particles and additive spectra”

Lorentz invariance fixes the invariant mass of a one-particle state by

pμpμ=m2.p_\mu p^\mu=m^2.

On the positive-energy branch,

p0=ωp=p2+m2.p^0=\omega_{\mathbf p}=\sqrt{\mathbf p^2+m^2}.

Measuring the one-particle and additive energies relative to the selected free vacuum, a one-particle momentum eigenstate satisfies

H∣p⟩=ωp∣p⟩,P∣p⟩=p∣p⟩.H|\mathbf p\rangle=\omega_{\mathbf p}|\mathbf p\rangle, \qquad \mathbf P|\mathbf p\rangle=\mathbf p|\mathbf p\rangle.

For noninteracting particles, the Hamiltonian is additive. A state with momenta p1,…,pN\mathbf p_1,\ldots,\mathbf p_N has

H∣p1,…,pN⟩=(ωp1+⋯+ωpN)∣p1,…,pN⟩.H|\mathbf p_1,\ldots,\mathbf p_N\rangle = \left(\omega_{\mathbf p_1}+\cdots+\omega_{\mathbf p_N}\right) |\mathbf p_1,\ldots,\mathbf p_N\rangle.

This formula has the same structure as a set of independent counters. For each momentum p\mathbf p, we only need to know how many times ωp\omega_{\mathbf p} appears in the total energy. That observation is the doorway from wave mechanics to fields.

Positive-energy relativistic mass shell with dots indicating discrete momentum modes

For the free scalar field considered here, each allowed momentum p\mathbf p labels an oscillator with frequency ωp=p2+m2\omega_{\mathbf p}=\sqrt{\mathbf p^2+m^2}. Occupying that oscillator creates particles on the positive-energy mass shell.

For the bosonic scalar field considered here, “free field” therefore means a system whose normal modes are independent oscillators and whose mode frequencies are determined by relativistic kinematics.

The harmonic oscillator as a quantum counter

Section titled “The harmonic oscillator as a quantum counter”

Start with one classical oscillator of positive frequency ω>0\omega>0,

L=12q˙2−12ω2q2.L=\frac12\dot q^2-\frac12\omega^2q^2.

Its canonical momentum is

π=∂L∂q˙=q˙,\pi=\frac{\partial L}{\partial\dot q}=\dot q,

and the Hamiltonian is

H=πq˙−L=12π2+12ω2q2.H=\pi\dot q-L =\frac12\pi^2+\frac12\omega^2q^2.

Canonical quantization promotes qq and π\pi to operators obeying

[q,π]=i.[q,\pi]=i.

Define ladder operators by

a=ω2q+i2ωπ,a†=ω2q−i2ωπ.a=\sqrt{\frac{\omega}{2}}q+\frac{i}{\sqrt{2\omega}}\pi, \qquad a^\dagger=\sqrt{\frac{\omega}{2}}q-\frac{i}{\sqrt{2\omega}}\pi.

Equivalently,

q=a+a†2ω,π=−iω2(a−a†).q=\frac{a+a^\dagger}{\sqrt{2\omega}}, \qquad \pi=-i\sqrt{\frac{\omega}{2}}(a-a^\dagger).

Using [q,π]=i[q,\pi]=i, the ladder operators obey

[a,a†]=1.[a,a^\dagger]=1.

Substituting the inverse relations into the Hamiltonian gives

H=ω(a†a+12).H=\omega\left(a^\dagger a+\frac12\right).

The constant ω/2\omega/2 is the zero-point energy of this specified, unshifted quadratic Hamiltonian. It appears because aa and a†a^\dagger do not commute; choosing another overall energy origin does not remove that algebraic term from the original Hamiltonian. For a field, summing these constants over an unbounded set of modes produces the ultraviolet vacuum-energy divergence.

Define the number operator

N=a†a.N=a^\dagger a.

Its commutators with the ladder operators are

[N,a†]=a†,[N,a]=−a.[N,a^\dagger]=a^\dagger, \qquad [N,a]=-a.

So if

N∣n⟩=n∣n⟩,N|n\rangle=n|n\rangle,

then

N(a†∣n⟩)=(n+1)a†∣n⟩,N(a∣n⟩)=(n−1)a∣n⟩.N(a^\dagger|n\rangle)=(n+1)a^\dagger|n\rangle, \qquad N(a|n\rangle)=(n-1)a|n\rangle.

The eigenvalues of NN are nonnegative, since

⟨n∣N∣n⟩=⟨n∣a†a∣n⟩=∥a∣n⟩∥2≥0.\langle n|N|n\rangle = \langle n|a^\dagger a|n\rangle = \|a|n\rangle\|^2\ge 0.

Repeated lowering must therefore stop. The state where it stops is the oscillator vacuum,

a∣0⟩=0.a|0\rangle=0.

The normalized excited states are

∣n⟩=(a†)nn!∣0⟩,n=0,1,2,….|n\rangle=\frac{(a^\dagger)^n}{\sqrt{n!}}|0\rangle, \qquad n=0,1,2,\ldots.

The operators act as

a†∣n⟩=n+1 ∣n+1⟩,a∣n⟩=n ∣n−1⟩.a^\dagger|n\rangle=\sqrt{n+1}\,|n+1\rangle, \qquad a|n\rangle=\sqrt n\,|n-1\rangle.

Thus

H∣n⟩=ω(n+12)∣n⟩.H|n\rangle=\omega\left(n+\frac12\right)|n\rangle.

Equally spaced harmonic oscillator energy levels with raising and lowering arrows

The harmonic oscillator spectrum. The operator a†a^\dagger raises the occupation number by one and increases the energy by ω\omega; the operator aa lowers the occupation number by one and decreases the energy by ω\omega.

In the basis ∣0⟩,∣1⟩,∣2⟩,…|0\rangle,|1\rangle,|2\rangle,\ldots, the matrix elements are

(a†)mn=⟨m∣a†∣n⟩=n+1 δm,n+1,(a^\dagger)_{mn}=\langle m|a^\dagger|n\rangle =\sqrt{n+1}\,\delta_{m,n+1},

and

amn=⟨m∣a∣n⟩=n δm,n−1.a_{mn}=\langle m|a|n\rangle =\sqrt n\,\delta_{m,n-1}.

So, schematically,

a†=(0000⋯1000⋯0200⋯0030⋯⋮⋮⋮⋮⋱),a=(0100⋯0020⋯0003⋯0000⋯⋮⋮⋮⋮⋱).a^\dagger= \begin{pmatrix} 0&0&0&0&\cdots\\ 1&0&0&0&\cdots\\ 0&\sqrt2&0&0&\cdots\\ 0&0&\sqrt3&0&\cdots\\ \vdots&\vdots&\vdots&\vdots&\ddots \end{pmatrix}, \qquad a= \begin{pmatrix} 0&1&0&0&\cdots\\ 0&0&\sqrt2&0&\cdots\\ 0&0&0&\sqrt3&\cdots\\ 0&0&0&0&\cdots\\ \vdots&\vdots&\vdots&\vdots&\ddots \end{pmatrix}.

The number operator is diagonal:

N=(000⋯010⋯002⋯⋮⋮⋮⋱).N= \begin{pmatrix} 0&0&0&\cdots\\ 0&1&0&\cdots\\ 0&0&2&\cdots\\ \vdots&\vdots&\vdots&\ddots \end{pmatrix}.

This matrix picture is humble but important. A free bosonic scalar field repeats this same algebra once for every momentum mode.

Attach an oscillator to each allowed momentum p\mathbf p:

ap,ap†,Np=ap†ap.a_{\mathbf p}, \qquad a_{\mathbf p}^\dagger, \qquad N_{\mathbf p}=a_{\mathbf p}^\dagger a_{\mathbf p}.

The independent oscillator algebra is

[ap,aq†]=δpq,[ap,aq]=0,[ap†,aq†]=0.[a_{\mathbf p},a_{\mathbf q}^\dagger]=\delta_{\mathbf p\mathbf q}, \qquad [a_{\mathbf p},a_{\mathbf q}]=0, \qquad [a_{\mathbf p}^\dagger,a_{\mathbf q}^\dagger]=0.

The frequency of the oscillator labeled by p\mathbf p is the relativistic one-particle energy,

ωp=p2+m2.\omega_{\mathbf p}=\sqrt{\mathbf p^2+m^2}.

Before subtracting its vacuum constant, the regulated quadratic free Hamiltonian is

Hfree=∑pωp(ap†ap+12).H_{\mathrm{free}} = \sum_{\mathbf p}\omega_{\mathbf p}\left(a_{\mathbf p}^\dagger a_{\mathbf p}+\frac12\right).

The vacuum energy is

Evac=12∑pωp.E_{\mathrm{vac}}=\frac12\sum_{\mathbf p}\omega_{\mathbf p}.

Without the ultraviolet cutoff, this sum already diverges at fixed LL: along n=(j,0,0)\mathbf n=(j,0,0), the positive frequencies grow with ∣j∣|j|. A finite box is not an ultraviolet regulator. At fixed finite cutoff the vacuum energy is finite; as V→∞V\to\infty its total is extensive while its density has a finite thermodynamic limit. Removing the cutoff is a separate operation.

For the selected free vacuum on this fixed background, subtract the finite regulated constant to define the excitation Hamiltonian. The notation below means normal ordering the underlying unsimplified quadratic oscillator presentation, not applying colons to the already reduced expression ωp(Np+1/2)\omega_{\mathbf p}(N_{\mathbf p}+1/2) as though scalar constants disappeared:

:Hfree:=∑pωpap†ap.:H_{\mathrm{free}}: = \sum_{\mathbf p}\omega_{\mathbf p}a_{\mathbf p}^\dagger a_{\mathbf p}.

In subsequent field-mode formulas, HfreeH_{\mathrm{free}} without colons denotes this excitation Hamiltonian. The finite subtraction changes neither the energy gaps nor the creator commutators in the same background. In the continuum, the excitation Hamiltonian is defined directly on its operator domain, not by subtracting infinity from an operator; see the regulated Hamiltonian and vacuum constant. Choosing an energy origin in this fixed-background calculation does not settle gravitational or boundary-dependent vacuum-energy questions.

Before taking V→∞V\to\infty, it is worth keeping the finite-volume dictionary visible:

∑p⟶V∫d3p(2π)3,δpq⟶(2π)3Vδ(3)(p−q).\sum_{\mathbf p}\longrightarrow V\int\frac{d^3p}{(2\pi)^3}, \qquad \delta_{\mathbf p\mathbf q}\longrightarrow \frac{(2\pi)^3}{V}\delta^{(3)}(\mathbf p-\mathbf q).

Different continuum normalizations move factors of VV and (2π)3(2\pi)^3 between apa_{\mathbf p}, a(p)a(\mathbf p), and ∣p⟩|\mathbf p\rangle. The physics is unchanged, but the bookkeeping is not. This is why early calculations are safest in a box, and why later relativistic pages will state their state normalization explicitly.

The normalized occupation-number state is

∣{np}⟩=∏p(ap†)npnp!∣0⟩,np=0,1,2,…,|\{n_{\mathbf p}\}\rangle = \prod_{\mathbf p}\frac{(a_{\mathbf p}^\dagger)^{n_{\mathbf p}}}{\sqrt{n_{\mathbf p}!}}|0\rangle, \qquad n_{\mathbf p}=0,1,2,\ldots,

where only finitely many occupation numbers are nonzero for an ordinary finite-particle state. It obeys

Np∣{nq}⟩=np∣{nq}⟩.N_{\mathbf p}|\{n_{\mathbf q}\}\rangle =n_{\mathbf p}|\{n_{\mathbf q}\}\rangle.

For the normal-ordered free Hamiltonian,

Hfree∣{np}⟩=(∑pnpωp)∣{np}⟩,H_{\mathrm{free}}|\{n_{\mathbf p}\}\rangle = \left(\sum_{\mathbf p}n_{\mathbf p}\omega_{\mathbf p}\right) |\{n_{\mathbf p}\}\rangle,

while the momentum operator is

P=∑pp ap†ap,\mathbf P=\sum_{\mathbf p}\mathbf p\,a_{\mathbf p}^\dagger a_{\mathbf p},

so

P∣{np}⟩=(∑pnpp)∣{np}⟩.\mathbf P|\{n_{\mathbf p}\}\rangle = \left(\sum_{\mathbf p}n_{\mathbf p}\mathbf p\right) |\{n_{\mathbf p}\}\rangle.

The integer npn_{\mathbf p} is now a particle number: it counts how many quanta occupy the mode with momentum p\mathbf p.

The interpretation of ap†a_{\mathbf p}^\dagger as a particle-creation operator follows from its commutators with conserved generators.

For the normal-ordered free Hamiltonian,

H=∑qωqaq†aq,H=\sum_{\mathbf q}\omega_{\mathbf q}a_{\mathbf q}^\dagger a_{\mathbf q},

we compute

[H,ap†]=∑qωq[aq†aq,ap†].[H,a_{\mathbf p}^\dagger] = \sum_{\mathbf q}\omega_{\mathbf q} [a_{\mathbf q}^\dagger a_{\mathbf q},a_{\mathbf p}^\dagger].

Using [AB,C]=A[B,C]+[A,C]B[AB,C]=A[B,C]+[A,C]B and [aq†,ap†]=0[a_{\mathbf q}^\dagger,a_{\mathbf p}^\dagger]=0,

[aq†aq,ap†]=aq†[aq,ap†]=aq†δqp.[a_{\mathbf q}^\dagger a_{\mathbf q},a_{\mathbf p}^\dagger] = a_{\mathbf q}^\dagger[a_{\mathbf q},a_{\mathbf p}^\dagger] = a_{\mathbf q}^\dagger\delta_{\mathbf q\mathbf p}.

Therefore

[H,ap†]=ωpap†.[H,a_{\mathbf p}^\dagger] =\omega_{\mathbf p}a_{\mathbf p}^\dagger.

Similarly,

[P,ap†]=p ap†.[\mathbf P,a_{\mathbf p}^\dagger]=\mathbf p\,a_{\mathbf p}^\dagger.

If ∣Ψ⟩|\Psi\rangle has energy EE and momentum PΨ\mathbf P_\Psi, then ap†∣Ψ⟩a_{\mathbf p}^\dagger|\Psi\rangle has energy E+ωpE+\omega_{\mathbf p} and momentum PΨ+p\mathbf P_\Psi+\mathbf p, provided the resulting state is nonzero. This is the precise sense in which ap†a_{\mathbf p}^\dagger creates one particle of momentum p\mathbf p: it shifts the eigenvalues of the conserved generators by the one-particle energy and momentum. This definition is more robust than picturing a particle as a tiny object being inserted into space.

The vacuum of the free field is the state annihilated by every lowering operator:

ap∣0⟩=0for every p.a_{\mathbf p}|0\rangle=0 \qquad \text{for every }\mathbf p.

A one-particle state is

∣p⟩=ap†∣0⟩,|\mathbf p\rangle=a_{\mathbf p}^\dagger|0\rangle,

and a two-particle state is

∣p,q⟩=ap†aq†∣0⟩.|\mathbf p,\mathbf q\rangle=a_{\mathbf p}^\dagger a_{\mathbf q}^\dagger|0\rangle.

If both particles occupy the same mode, the normalized state is

∣2p⟩=(ap†)22!∣0⟩.|2_{\mathbf p}\rangle=\frac{(a_{\mathbf p}^\dagger)^2}{\sqrt{2!}}|0\rangle.

The factor 1/2!1/\sqrt{2!} is not cosmetic. It is the first glimpse of the combinatorics that later becomes Wick’s theorem and the symmetry factors of Feynman diagrams.

Suppose only two distinct momentum modes are occupied, p\mathbf p and q\mathbf q, with p≠q\mathbf p\ne\mathbf q. Consider

∣Ψ⟩=(ap†)22!aq†∣0⟩.|\Psi\rangle = \frac{(a_{\mathbf p}^\dagger)^2}{\sqrt{2!}}a_{\mathbf q}^\dagger|0\rangle.

This state has occupation numbers

np=2,nq=1,n_{\mathbf p}=2, \qquad n_{\mathbf q}=1,

with all other nk=0n_{\mathbf k}=0. Its normal-ordered energy is

EΨ=2ωp+ωq,E_\Psi=2\omega_{\mathbf p}+\omega_{\mathbf q},

and its momentum is

PΨ=2p+q.\mathbf P_\Psi=2\mathbf p+\mathbf q.

This small computation is the prototype for free-particle kinematics in QFT. The state is not described by giving permanent names to three particles; it is described by saying which modes are occupied and how many times.

The massive free relativistic bosonic scalar considered here is a system of independent positive-frequency oscillators. The oscillator labeled by p\mathbf p has frequency

ωp=p2+m2,\omega_{\mathbf p}=\sqrt{\mathbf p^2+m^2},

and the integer eigenvalue of Np=ap†apN_{\mathbf p}=a_{\mathbf p}^\dagger a_{\mathbf p} is interpreted as the number of particles in that momentum mode.

The free Hamiltonian and momentum are

H=∑pωpap†ap,P=∑pp ap†ap,H=\sum_{\mathbf p}\omega_{\mathbf p}a_{\mathbf p}^\dagger a_{\mathbf p}, \qquad \mathbf P=\sum_{\mathbf p}\mathbf p\,a_{\mathbf p}^\dagger a_{\mathbf p},

with energies measured relative to the selected free vacuum after the regulated subtraction. The commutators

[H,ap†]=ωpap†,[P,ap†]=p ap†[H,a_{\mathbf p}^\dagger]=\omega_{\mathbf p}a_{\mathbf p}^\dagger, \qquad [\mathbf P,a_{\mathbf p}^\dagger]=\mathbf p\,a_{\mathbf p}^\dagger

show that ap†a_{\mathbf p}^\dagger creates one quantum with energy ωp\omega_{\mathbf p} and momentum p\mathbf p.

The conceptual shift is already visible: a field quantum is not a little classical ball with a permanent label. It is an excitation of a mode, and the occupation number of that mode is the observable information. The next page turns this into the formal language of identical particles and Fock space.

Confusing particle mass with oscillator frequency

Section titled “Confusing particle mass with oscillator frequency”

The particle mass mm is fixed, but the oscillator frequency depends on momentum:

ωp=p2+m2.\omega_{\mathbf p}=\sqrt{\mathbf p^2+m^2}.

Only the zero-momentum mode has frequency mm.

For the unshifted quadratic Hamiltonian of one oscillator,

H=ω(N+12),H=\omega\left(N+\frac12\right),

not ωN\omega N. In flat-spacetime scattering theory one often normal-orders and subtracts EvacE_{\mathrm{vac}}, but this is a convention for energy differences, not a proof that vacuum energy is meaningless.

Treating continuum delta functions like Kronecker deltas

Section titled “Treating continuum delta functions like Kronecker deltas”

In a finite box,

[ap,aq†]=δpq.[a_{\mathbf p},a_{\mathbf q}^\dagger]=\delta_{\mathbf p\mathbf q}.

In infinite volume, after a conventional rescaling of operators,

[a(p),a†(q)]=(2π)3δ(3)(p−q).[a(\mathbf p),a^\dagger(\mathbf q)] =(2\pi)^3\delta^{(3)}(\mathbf p-\mathbf q).

The continuum notation is compact but hides normalization factors. Finite-volume notation is safer at the beginning.

Thinking of particles as permanently labeled objects

Section titled “Thinking of particles as permanently labeled objects”

The occupation number npn_{\mathbf p} counts quanta of a mode. It does not assign permanent identities to individual particles. This distinction becomes essential for identical bosons and fermions.

Exercise 1: deriving the oscillator algebra

Section titled “Exercise 1: deriving the oscillator algebra”

With

a=ω2q+i2ωπ,a†=ω2q−i2ωπ,a=\sqrt{\frac{\omega}{2}}q+\frac{i}{\sqrt{2\omega}}\pi, \qquad a^\dagger=\sqrt{\frac{\omega}{2}}q-\frac{i}{\sqrt{2\omega}}\pi,

and [q,π]=i[q,\pi]=i, show that [a,a†]=1[a,a^\dagger]=1. Then show that

H=12π2+12ω2q2=ω(a†a+12).H=\frac12\pi^2+\frac12\omega^2q^2 = \omega\left(a^\dagger a+\frac12\right).
Solution

First compute

[a,a†]=[ω2q+i2ωπ,ω2q−i2ωπ].[a,a^\dagger] = \left[\sqrt{\frac{\omega}{2}}q+\frac{i}{\sqrt{2\omega}}\pi, \sqrt{\frac{\omega}{2}}q-\frac{i}{\sqrt{2\omega}}\pi\right].

The [q,q][q,q] and [π,π][\pi,\pi] terms vanish. The two cross terms give

[a,a†]=−i2[q,π]+i2[π,q].[a,a^\dagger] = -\frac{i}{2}[q,\pi]+\frac{i}{2}[\pi,q].

Since [q,π]=i[q,\pi]=i and [π,q]=−i[\pi,q]=-i,

[a,a†]=−i2(i)+i2(−i)=1.[a,a^\dagger] = -\frac{i}{2}(i)+\frac{i}{2}(-i)=1.

Next invert the definitions:

q=a+a†2ω,π=−iω2(a−a†).q=\frac{a+a^\dagger}{\sqrt{2\omega}}, \qquad \pi=-i\sqrt{\frac{\omega}{2}}(a-a^\dagger).

Substitution gives

12π2+12ω2q2=ω4(−(a−a†)2+(a+a†)2).\frac12\pi^2+\frac12\omega^2q^2 = \frac{\omega}{4}\left(-(a-a^\dagger)^2+(a+a^\dagger)^2\right).

Expanding the squares carefully,

−(a−a†)2+(a+a†)2=2aa†+2a†a.-(a-a^\dagger)^2+(a+a^\dagger)^2 =2aa^\dagger+2a^\dagger a.

Thus

H=ω2(aa†+a†a).H=\frac{\omega}{2}(aa^\dagger+a^\dagger a).

Using aa†=a†a+1aa^\dagger=a^\dagger a+1,

H=ω(a†a+12).H=\omega\left(a^\dagger a+\frac12\right).

Exercise 2: normalization of number states

Section titled “Exercise 2: normalization of number states”

Let a∣0⟩=0a|0\rangle=0 and ⟨0∣0⟩=1\langle0|0\rangle=1. Prove that

∣n⟩=(a†)nn!∣0⟩|n\rangle=\frac{(a^\dagger)^n}{\sqrt{n!}}|0\rangle

is normalized.

Solution

We need

⟨n∣n⟩=1n!⟨0∣an(a†)n∣0⟩.\langle n|n\rangle = \frac{1}{n!}\langle0|a^n(a^\dagger)^n|0\rangle.

Using [a,a†]=1[a,a^\dagger]=1,

a(a†)n=(a†)na+n(a†)n−1.a(a^\dagger)^n=(a^\dagger)^n a+n(a^\dagger)^{n-1}.

Acting on ∣0⟩|0\rangle, the first term vanishes, so

a(a†)n∣0⟩=n(a†)n−1∣0⟩.a(a^\dagger)^n|0\rangle=n(a^\dagger)^{n-1}|0\rangle.

Repeating this nn times gives

an(a†)n∣0⟩=n!∣0⟩.a^n(a^\dagger)^n|0\rangle=n!|0\rangle.

Therefore

⟨n∣n⟩=1n!⟨0∣n!∣0⟩=1.\langle n|n\rangle = \frac{1}{n!}\langle0|n!|0\rangle=1.

Exercise 3: energy added by a creation operator

Section titled “Exercise 3: energy added by a creation operator”

Let

H=∑qωqaq†aq,[aq,ap†]=δqp.H=\sum_{\mathbf q}\omega_{\mathbf q}a_{\mathbf q}^\dagger a_{\mathbf q}, \qquad [a_{\mathbf q},a_{\mathbf p}^\dagger]=\delta_{\mathbf q\mathbf p}.

Show that [H,ap†]=ωpap†[H,a_{\mathbf p}^\dagger]=\omega_{\mathbf p}a_{\mathbf p}^\dagger. If H∣Ψ⟩=E∣Ψ⟩H|\Psi\rangle=E|\Psi\rangle, what is the energy of ap†∣Ψ⟩a_{\mathbf p}^\dagger|\Psi\rangle?

Solution

Use [AB,C]=A[B,C]+[A,C]B[AB,C]=A[B,C]+[A,C]B:

[H,ap†]=∑qωq[aq†aq,ap†].[H,a_{\mathbf p}^\dagger] = \sum_{\mathbf q}\omega_{\mathbf q} [a_{\mathbf q}^\dagger a_{\mathbf q},a_{\mathbf p}^\dagger].

Since [aq†,ap†]=0[a_{\mathbf q}^\dagger,a_{\mathbf p}^\dagger]=0,

[aq†aq,ap†]=aq†[aq,ap†]=aq†δqp.[a_{\mathbf q}^\dagger a_{\mathbf q},a_{\mathbf p}^\dagger] = a_{\mathbf q}^\dagger[a_{\mathbf q},a_{\mathbf p}^\dagger] = a_{\mathbf q}^\dagger\delta_{\mathbf q\mathbf p}.

Thus

[H,ap†]=ωpap†.[H,a_{\mathbf p}^\dagger] =\omega_{\mathbf p}a_{\mathbf p}^\dagger.

Now

H(ap†∣Ψ⟩)=([H,ap†]+ap†H)∣Ψ⟩=(ωp+E)ap†∣Ψ⟩.H(a_{\mathbf p}^\dagger|\Psi\rangle) =([H,a_{\mathbf p}^\dagger]+a_{\mathbf p}^\dagger H)|\Psi\rangle =(\omega_{\mathbf p}+E)a_{\mathbf p}^\dagger|\Psi\rangle.

So, provided ap†∣Ψ⟩≠0a_{\mathbf p}^\dagger|\Psi\rangle\ne0, it has energy E+ωpE+\omega_{\mathbf p}.

Exercise 4: finite-volume and continuum commutators

Section titled “Exercise 4: finite-volume and continuum commutators”

In a box, suppose

[ap,aq†]=δpq.[a_{\mathbf p},a_{\mathbf q}^\dagger]=\delta_{\mathbf p\mathbf q}.

Two continuum normalizations are common. Let

a1(p)=V(2π)3 ap,a2(p)=V ap.a_1(\mathbf p)=\sqrt{\frac{V}{(2\pi)^3}}\,a_{\mathbf p}, \qquad a_2(\mathbf p)=\sqrt V\,a_{\mathbf p}.

Using

δpq⟶(2π)3Vδ(3)(p−q),\delta_{\mathbf p\mathbf q}\longrightarrow\frac{(2\pi)^3}{V}\delta^{(3)}(\mathbf p-\mathbf q),

compute the continuum commutators for a1a_1 and a2a_2. Which convention gives

[a(p),a†(q)]=(2π)3δ(3)(p−q)?[a(\mathbf p),a^\dagger(\mathbf q)] =(2\pi)^3\delta^{(3)}(\mathbf p-\mathbf q)?
Solution

For a1a_1,

[a1(p),a1†(q)]=V(2π)3[ap,aq†]=V(2π)3δpq.[a_1(\mathbf p),a_1^\dagger(\mathbf q)] = \frac{V}{(2\pi)^3}[a_{\mathbf p},a_{\mathbf q}^\dagger] = \frac{V}{(2\pi)^3}\delta_{\mathbf p\mathbf q}.

Taking the continuum limit gives

[a1(p),a1†(q)]⟶δ(3)(p−q).[a_1(\mathbf p),a_1^\dagger(\mathbf q)] \longrightarrow \delta^{(3)}(\mathbf p-\mathbf q).

For a2a_2,

[a2(p),a2†(q)]=Vδpq⟶(2π)3δ(3)(p−q).[a_2(\mathbf p),a_2^\dagger(\mathbf q)] =V\delta_{\mathbf p\mathbf q} \longrightarrow (2\pi)^3\delta^{(3)}(\mathbf p-\mathbf q).

Thus the common convention

[a(p),a†(q)]=(2π)3δ(3)(p−q)[a(\mathbf p),a^\dagger(\mathbf q)] =(2\pi)^3\delta^{(3)}(\mathbf p-\mathbf q)

corresponds to a(p)=V apa(\mathbf p)=\sqrt V\,a_{\mathbf p}. The alternative normalization is also valid, but then factors of (2π)3(2\pi)^3 move into the integration measure or state normalization.

  • Sidney Coleman, Lectures of Sidney Coleman on Quantum Field Theory, Chapters 1–3.
  • Mark Srednicki, Quantum Field Theory, Chapters 2–3.
  • Steven Weinberg, The Quantum Theory of Fields, Volume I, Chapters 2 and 5.
  • Michael E. Peskin and Daniel V. Schroeder, An Introduction to Quantum Field Theory, Chapter 2.
  • Matthew D. Schwartz, Quantum Field Theory and the Standard Model, Chapters 2–3.

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