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Lattice Dirac Equations and Euclidean Spinors

The Ising order–disorder field obeys an exact lattice difference equation whose critical, long-wavelength limit is a Euclidean Dirac equation. Three steps make this statement useful in calculations: scaling the source together with the lattice operator, distinguishing a Lorentzian mass-shell spinor from a Euclidean field, and carrying the spinor basis through Wick rotation. This lesson works through those steps and then explains why three-dimensional Ising duality introduces gauge variables.

The calculation uses the transported disorder cuts of lesson 8 and the explicit four-corner projection, mass normalization, and Euclidean gamma matrices of lesson 9.

In the zero-field Ising model, a disorder insertion changes the signs of the couplings on bonds crossed by a dual-lattice path. Paths connect disorder endpoints in pairs or terminate at a specified boundary. For a chosen collection of paths Γ\Gamma,

⟨∏rμ(xr∗)⟩=ZΓZ.\left\langle\prod_r\mu(x_r^*)\right\rangle =\frac{Z_\Gamma}{Z}.

A contractible deformation of Γ\Gamma can be implemented by flipping spins in the enclosed region. The disorder correlator is unchanged unless that deformation crosses an order insertion, which contributes a minus sign. On a periodic lattice, winding classes and boundary sectors must also be specified; path independence is not permission to change them. These qualifications follow directly from the bond-sign definition and spin change of variables Kadanoff and Ceva 1971, pp. 3919–3921.

Let xx be an original-lattice site and x+ejx+e_j one of its four neighboring dual sites. With lattice spacing aa, use the lifted corner angles

ej=a2(cos⁡θj,sin⁡θj),θj=π4+(j−1)π2,j=1,…,4.e_j=\frac{a}{\sqrt2}(\cos\theta_j,\sin\theta_j), \qquad \theta_j=\frac{\pi}{4}+(j-1)\frac{\pi}{2}, \qquad j=1,\ldots,4.

The corner field is the point-split composite

ψj(x)=σ(x)μ(x+ej).\psi_j(x)=\sigma(x)\mu(x+e_j).

Transporting its disorder cut once around the order insertion produces the continuation rule

ψj+4(x)=−ψj(x).\psi_{j+4}(x)=-\psi_j(x).

The angle is lifted along the transport: replacing it by a principal value after a full turn would erase precisely this sign. Four independent corner values have four antiperiodic characters,

fs(x)=14∑j=14e−isθjψj(x),s∈{12,−12,32,−32},ψj(x)=∑seisθjfs(x).\begin{aligned} f_s(x)&=\frac14\sum_{j=1}^4e^{-is\theta_j}\psi_j(x), &s&\in\left\{\tfrac12,-\tfrac12,\tfrac32,-\tfrac32\right\},\\ \psi_j(x)&=\sum_s e^{is\theta_j}f_s(x). \end{aligned}

The labels are character classes modulo 44, not an infinite set of independent lattice fields. The critical pair is f1/2,f−1/2f_{1/2},f_{-1/2}. Its continuum normalization is the common factor found in lesson 9:

(uv)=Zψa−1/2(f1/2f−1/2)+subleading terms.\begin{pmatrix}u\\v\end{pmatrix} =Z_\psi a^{-1/2} \begin{pmatrix}f_{1/2}\\f_{-1/2}\end{pmatrix} +\text{subleading terms}.

Thus the raw Fourier coefficients should not also be called the normalized continuum fields. The other two combinations have a nonzero lattice gap at criticality; eliminating them produces higher-derivative corrections. The local relation, antiperiodicity, and critical projection are developed in Polyakov 1987, § 10.3.1, pp. 276–278.

In the figure, distinguish the short corner displacement from the extended disorder cut. The cut must be transported along with its endpoint; the short arrow alone does not specify that cut.

A short original-to-dual corner displacement differs from the transported disorder cut that produces the full-turn sign and four corner characters.

The solid short arrow is the corner displacement; the dashed dual-lattice path is a reference disorder cut continued outside this schematic patch. Hollow markers show alternative corner endpoints. Transporting the cut through 2π2\pi gives ψj+4=−ψj\psi_{j+4}=-\psi_j. The four raw Fourier coefficients use the same lifted angles as lesson 9, which supplies the normalization of the critical pair.

The preceding lesson already projected the exact Ising relation. A scalar example now isolates a separate issue that matters equally for spinors: which quantities must scale when a lattice equation becomes a continuum equation.

Lattice Green functions and source normalization

Section titled “Lattice Green functions and source normalization”

Consider a scalar field on an infinite one-dimensional lattice, indexed by n∈Zn\in\mathbb Z. This is an illustrative scalar operator, not the full Ising fermion kernel. Its dimensionless equation is

(2+M2)ϕn−ϕn+1−ϕn−1=jlat,n,M>0.(2+M^2)\phi_n-\phi_{n+1}-\phi_{n-1}=j_{\mathrm{lat},n}, \qquad M>0.

The positive mass makes the inverse well-defined; the massless case requires separate control of the zero mode and infrared behavior. Fourier-transform with dimensionless momentum pp:

ϕn=∫−ππdp2π eipnϕ(p),jlat,n=∫−ππdp2π eipnjlat(p).\phi_n=\int_{-\pi}^{\pi}\frac{dp}{2\pi}\,e^{ipn}\phi(p), \qquad j_{\mathrm{lat},n} =\int_{-\pi}^{\pi}\frac{dp}{2\pi}\,e^{ipn}j_{\mathrm{lat}}(p).

Shifts of nn multiply the Fourier field by e±ipe^{\pm ip}, so

Dlat(p)ϕ(p)=jlat(p),Dlat(p)=M2+2(1−cos⁡p),Glat(p)=1Dlat(p).\begin{aligned} D_{\mathrm{lat}}(p)\phi(p)&=j_{\mathrm{lat}}(p),\\ D_{\mathrm{lat}}(p)&=M^2+2(1-\cos p),\\ G_{\mathrm{lat}}(p)&=\frac{1}{D_{\mathrm{lat}}(p)}. \end{aligned}

Near p=0p=0, the symbol has the expansion

Dlat(p)=M2+p2−p412+O(p6).D_{\mathrm{lat}}(p)=M^2+p^2-\frac{p^4}{12}+O(p^6).

To take a physical continuum limit, set

x=an,p=ak,M=ma,jlat,n=a2jcont(an).x=an,\qquad p=ak,\qquad M=ma, \qquad j_{\mathrm{lat},n}=a^2j_{\mathrm{cont}}(an).

Here ϕn\phi_n samples ϕ(x)\phi(x) without an additional field rescaling. Dividing the whole equation, including its source, by a2a^2 gives

2ϕn−ϕn+1−ϕn−1a2+m2ϕn=jcont(an).\frac{2\phi_n-\phi_{n+1}-\phi_{n-1}}{a^2}+m^2\phi_n =j_{\mathrm{cont}}(an).

For smooth fields at fixed physical m,km,k,

a−2Dlat(ak)=m2+k2−a2k412+O(a4k6),(−∂x2+m2)ϕ(x)=jcont(x).\begin{aligned} a^{-2}D_{\mathrm{lat}}(ak) &=m^2+k^2-\frac{a^2k^4}{12}+O(a^4k^6),\\ (-\partial_x^2+m^2)\phi(x)&=j_{\mathrm{cont}}(x). \end{aligned}

The source scaling is essential: keeping jlat,nj_{\mathrm{lat},n} fixed while dividing the left side by a2a^2 would produce a divergent physical source. The corresponding physical Green operator has symbol a2Glat(ak)→(k2+m2)−1a^2G_{\mathrm{lat}}(ak)\to(k^2+m^2)^{-1}.

Inspect the difference between the exact symbol and its quadratic approximation in the figure. Agreement is local in momentum, not uniform across the Brillouin zone.

The exact lattice symbol approaches its quadratic form near zero momentum when momentum, mass, and source are scaled consistently.

The stencil requires x=anx=an, p=akp=ak, M=maM=ma, and jlat,n=a2jcont(an)j_{\mathrm{lat},n}=a^2j_{\mathrm{cont}}(an). The quantitative plot compares the exact symbol with its quadratic approximation at fixed M=0.4M=0.4. It is a one-dimensional symbol, also the p2=0p_2=0 slice of the square-lattice scalar symbol. Dividing the equation by a2a^2 gives the physical continuum operator for ∣ak∣≪1|ak|\ll1 and ma≪1ma\ll1.

A controlled low-energy approximation requires sources and observables restricted to small lattice momenta, ∣p∣≪1|p|\ll1, and M≪1M\ll1. These are spectral conditions; a pointwise condition such as ∣ϕn+1−ϕn∣≪∣ϕn∣|\phi_{n+1}-\phi_n|\ll|\phi_n| is not a useful general test, since even a smooth field may cross zero. For this example the exact decay length obeys

ξlat−1=2arsinh⁡(M/2),ξphys=a ξlat⟶1m.\xi_{\mathrm{lat}}^{-1} =2\operatorname{arsinh}(M/2), \qquad \xi_{\mathrm{phys}}=a\,\xi_{\mathrm{lat}} \longrightarrow \frac1m.

The first identity follows from the nearest pole at p=iκp=i\kappa, where M2=2(cosh⁡κ−1)M^2=2(\cosh\kappa-1). It makes the scale separation explicit. The analogous Ising Dirac limit keeps a physical mass fixed while tuning K−KcK-K_c proportionally to aa; an exact lattice identity alone does not justify that limit far from criticality.

The Dirac equation in light-cone variables

Section titled “The Dirac equation in light-cone variables”

In two Lorentzian dimensions, write the physical contravariant momentum as (E,p)(E,p) and define

P+=E+p,P−=E−p.P_+=E+p,\qquad P_-=E-p.

Use the chiral gamma matrices

Γ0=σ1,Γ1=−iσ2.\Gamma^0=\sigma_1,\qquad \Gamma^1=-i\sigma_2.

The covariant momentum is (E,−p)(E,-p), so the momentum-space Dirac equation is

ML(E,p)ΨL=0,ML=Γ0E−Γ1p−mI=(−mP+P−−m).M_L(E,p)\Psi_L=0,\qquad M_L=\Gamma^0E-\Gamma^1p-mI =\begin{pmatrix}-m&P_+\\P_-&-m\end{pmatrix}.

For ΨL=(u+,u−)T\Psi_L=(u_+,u_-)^T this means

P+u−=mu+,P−u+=mu−.P_+u_-=m u_+,\qquad P_-u_+=m u_-.

The determinant condition is

P+P−=E2−p2=m2.P_+P_-=E^2-p^2=m^2.

It is necessary for a nonzero solution; the first-order equation also fixes the relative components. On the positive-energy massive shell, E=p2+m2E=\sqrt{p^2+m^2} with real m≠0m\ne0, both P±P_\pm are positive and a solution is

ΨL=N(P+sgn⁡(m)P−).\Psi_L=N \begin{pmatrix}\sqrt{P_+}\\ \operatorname{sgn}(m)\sqrt{P_-}\end{pmatrix}.

Indeed, P+P−=∣m∣\sqrt{P_+P_-}=|m|, so the relative sign is required when m<0m<0. The normalization NN is independent of this algebraic check. This formula is not a prescription for the negative-energy shell. At m=0m=0, the equations instead separate into chiral branches: for E=p>0E=p>0, u−=0u_-=0, whereas for E=−p>0E=-p>0, u+=0u_+=0.

A boost with

(E′p′)=(cosh⁡ηsinh⁡ηsinh⁡ηcosh⁡η)(Ep)\begin{pmatrix}E'\\p'\end{pmatrix} = \begin{pmatrix}\cosh\eta&\sinh\eta\\ \sinh\eta&\cosh\eta\end{pmatrix} \begin{pmatrix}E\\p\end{pmatrix}

acts as P±′=e±ηP±P_\pm'=e^{\pm\eta}P_\pm. Its spin representation is

ΨL′=SL(η)ΨL,SL(η)=(eη/200e−η/2).\Psi_L'=S_L(\eta)\Psi_L,\qquad S_L(\eta)= \begin{pmatrix}e^{\eta/2}&0\\0&e^{-\eta/2}\end{pmatrix}.

One can verify directly that ML(E′,p′)SL=SLML(E,p)M_L(E',p')S_L=S_LM_L(E,p). On the positive-energy shell the square roots above give the same transformation with a fixed common phase. Thus the half-rapidity factors follow from covariance of the equation, including when a square-root parametrization is unsuitable.

Wick rotation changes both the momentum dictionary and the convenient spinor basis. To match the Euclidean gamma matrices and active rotations of lesson 9, use

t=−ix2,x=x1,E=−ik2,p=k1.t=-ix_2,\qquad x=x_1,\qquad E=-ik_2,\qquad p=k_1.

This matches the Fourier phases e−iEt+ipx=ei(k1x1+k2x2)e^{-iEt+ipx}=e^{i(k_1x_1+k_2x_2)} on the complexified variables. It states the local algebraic continuation; a correlation-function Wick rotation additionally requires the appropriate analyticity, boundary conditions, and pole prescription.

Define Euclidean complex momenta by

k±=k1±ik2.k_\pm=k_1\pm ik_2.

The Lorentzian light-cone components then become

P+⟼k−,P−⟼−k+.P_+\longmapsto k_-, \qquad P_-\longmapsto-k_+.

They do not become a conjugate pair with the same signs. After this substitution, change basis with

Q=(100−i),ΨE=QΨL=(u+−iu−)≡(uv).Q=\begin{pmatrix}1&0\\0&-i\end{pmatrix}, \qquad \Psi_E=Q\Psi_L =\begin{pmatrix}u_+\\-iu_-\end{pmatrix} \equiv\begin{pmatrix}u\\v\end{pmatrix}.

Direct multiplication gives

MLW=(−mk−−k+−m),DE(k)=QMLWQ−1=(−mik−ik+−m)=iσ1k1+iσ2k2−mI.\begin{aligned} M_L^W&=\begin{pmatrix}-m&k_-\\-k_+&-m\end{pmatrix},\\ D_E(k)=QM_L^WQ^{-1} &=\begin{pmatrix}-m&ik_-\\ik_+&-m\end{pmatrix}\\ &=i\sigma_1k_1+i\sigma_2k_2-mI. \end{aligned}

Thus γ1=σ1,γ2=σ2\gamma^1=\sigma_1,\gamma^2=\sigma_2 and, in position space,

(γi∂i−m)ΨE=0,(∂1+i∂2)u=mv,(∂1−i∂2)v=mu.(\gamma^i\partial_i-m)\Psi_E=0, \qquad (\partial_1+i\partial_2)u=mv,\quad (\partial_1-i\partial_2)v=mu.

For an active counterclockwise Euclidean rotation x′=Rαxx'=R_\alpha x, the continuation of the stated boost is η=−iα\eta=-i\alpha. Therefore

ΨE′(x′)=SE(α)ΨE(x),SE(α)=QSL(−iα)Q−1=(e−iα/200eiα/2).\Psi_E'(x')=S_E(\alpha)\Psi_E(x),\qquad S_E(\alpha)=QS_L(-i\alpha)Q^{-1} =\begin{pmatrix}e^{-i\alpha/2}&0\\0&e^{i\alpha/2}\end{pmatrix}.

This is exactly the active convention used in lesson 9. It is compatible with k±′=e±iαk±k_\pm'=e^{\pm i\alpha}k_\pm, and SE(2π)=−IS_E(2\pi)=-I recovers the transported corner sign. The figure follows this particular continuation through each change of variables.

Lorentzian boosts give half-rapidity spin factors, and the stated Wick continuation and basis change give the active Euclidean half-angle factors.

Lorentzian light-cone momenta transform as P±′=e±ηP±P_\pm'=e^{\pm\eta}P_\pm. With t=−ix2t=-ix_2, E=−ik2E=-ik_2, and Q=diag⁡(1,−i)Q=\operatorname{diag}(1,-i), their continuation gives DE=iσ1k1+iσ2k2−mID_E=i\sigma_1k_1+i\sigma_2k_2-mI. The continuation η=−iα\eta=-i\alpha yields the active Euclidean spinor phases e∓iα/2e^{\mp i\alpha/2}. These are transformation laws; they do not assert a real Euclidean massive mass shell.

That last distinction is consequential. For real Euclidean kik_i and real nonzero mm,

det⁡DE(k)=k12+k22+m2>0.\det D_E(k)=k_1^2+k_2^2+m^2>0.

There is no nonzero homogeneous on-shell spinor at such a momentum. Euclidean fields and Green functions are perfectly well-defined, but assigning their components the real-momentum expressions k±\sqrt{k_\pm} would not solve the massive equation. The half-angle law follows from the spin representation, independently of such roots.

The Euclidean Majorana action is a quadratic form in independent Grassmann fields with antisymmetric kernel C(γi∂i−m)C(\gamma^i\partial_i-m), where C=iσ2C=i\sigma_2 and transposition includes integration by parts. Its integral is a Pfaffian once the Grassmann integration order is fixed. In this complex chiral basis the kernel need not be entrywise real; one should not impose a pointwise relation v=u∗v=u^*. Lesson 9 gives the compatible local action and explains its global-sector limitations.

With the same Ising projection and lattice spacing,

m=4(K−Kc)aat leading scaling order,ξf=1∣m∣.m=\frac{4(K-K_c)}a \quad\text{at leading scaling order},\qquad \xi_f=\frac1{|m|}.

Here ξf\xi_f is the free-fermion decay length in the chosen continuum normalization. Other correlation channels may have different amplitudes. Kramers–Wannier duality reverses this signed mass to leading order; the mass gap remains nonnegative.

Why three dimensions lead to gauge variables

Section titled “Why three dimensions lead to gauge variables”

For a finite Ising graph with all site spins summed and no magnetic field, expand every bond factor as

eKσxσy=cosh⁡K(1+t σxσy),t=tanh⁡K.e^{K\sigma_x\sigma_y} =\cosh K\left(1+t\,\sigma_x\sigma_y\right), \qquad t=\tanh K.

Each term chooses a bond subset PP. Summing a spin gives zero unless an even number of chosen bonds meet that vertex. Hence, in any dimension,

Zspin(K)=2Ns(cosh⁡K)Nb∑∂P=0t∣P∣.Z_{\mathrm{spin}}(K) =2^{N_s}(\cosh K)^{N_b} \sum_{\partial P=0}t^{|P|}.

Here ∂P=0\partial P=0 means even incidence modulo 22, NsN_s counts sites, and NbN_b counts bonds. The graphs can have intersections and even-valence junctions; they need not be disjoint simple loops.

The low-temperature expansion uses different objects. On a connected periodic cubic lattice, assign dual cubes to the minus spins and call their union VV. The frustrated bonds correspond to the dual plaquette boundary S=∂VS=\partial V. Since ∂2=0\partial^2=0, every dual link has even plaquette incidence. The surface is a boundary of a spin region, not necessarily a smooth embedded manifold. Each such boundary corresponds to two globally reversed spin configurations, giving

Zspin(K)=2eKNb∑S∈im⁡∂3e−2K∣S∣.Z_{\mathrm{spin}}(K) =2e^{K N_b} \sum_{S\in\operatorname{im}\partial_3}e^{-2K|S|}.

The notation im⁡∂3\operatorname{im}\partial_3 means precisely the plaquette sets that bound a union of dual cubes. Thus three-dimensional low-temperature spin configurations produce two-dimensional surfaces, whereas high-temperature site-spin graphs remain one-dimensional. The appropriate dual local variables are gauge fields on links Wegner 2014, § 3, p. 5 (PDF).

Put Uℓ=±1U_\ell=\pm1 on each link of the dual cubic lattice and define

Up=∏ℓ∈∂pUℓ,Zg(Kg)=∑{Uℓ}exp⁡(Kg∑pUp).U_p=\prod_{\ell\in\partial p}U_\ell,\qquad Z_g(K_g)=\sum_{\{U_\ell\}}\exp\left(K_g\sum_pU_p\right).

This sum includes every link assignment, without dividing by the gauge-group volume. Expand the plaquette factors and sum links. A plaquette subset survives precisely when every link occurs an even number of times:

Zg(Kg)=2Nℓ(cosh⁡Kg)Np∑S∈ker⁡∂2(tanh⁡Kg)∣S∣.Z_g(K_g) =2^{N_\ell}(\cosh K_g)^{N_p} \sum_{S\in\ker\partial_2}(\tanh K_g)^{|S|}.

Here Nℓ,NpN_\ell,N_p count the gauge links and plaquettes; ker⁡∂2\ker\partial_2 denotes all closed plaquette sets modulo 22. Four occupied plaquettes can meet along a link, so “closed surface” does not require a manifold neighborhood there.

The figure distinguishes this local closure condition from the global condition of bounding a spin region.

Closed plaquette cycles can meet along an edge or wrap a periodic lattice without bounding a spin domain, so spin–gauge duality needs global boundary information.

Spin domain walls are boundaries S=∂VS=\partial V. Gauge high-temperature selections are plaquette cycles modulo 22, requiring even incidence at every link. The middle cross-section shows two closed cube boundaries sharing an edge with four incident plaquettes; the lower periodic plane is closed but does not bound a periodic spin domain. These schematic examples distinguish local weight matching from exact duality with compatible boundaries and sectors.

Matching the weight of a selected plaquette gives

e−2K=tanh⁡Kg.e^{-2K}=\tanh K_g.

This local relation is necessary, but on a three-torus it is not by itself an equality of the two partition functions just written. A single plane wrapping the torus belongs to ker⁡∂2\ker\partial_2 and does not belong to im⁡∂3\operatorname{im}\partial_3. Exact finite-volume duality must match the allowed boundary conditions or sum over the required twisted sectors, as well as include the prefactors. On a contractible cubical complex all closed two-cycles bound, but the boundary spin and gauge sums must still be chosen consistently. The closure and completeness conditions, normalization, and explicit periodic-boundary example are treated in Wegner 2014, § 4, pp. 7–9, Eqs. (20)–(39) (PDF).

The geometric mechanism is now precise: link sums select plaquette cycles with the same local weight as spin domain walls. The next lesson develops the gauge symmetry and Wilson loops of this system.

Forgetting the source scaling. Dividing a lattice operator by a2a^2 also divides its source. State the normalization of both before taking the limit.

Reusing light-cone labels after Wick rotation. The dictionary here is P+→k−P_+\to k_- and P−→−k+P_-\to-k_+, followed by a fixed basis change. Dropping that minus sign changes the Euclidean operator.

Using mass-shell roots for Euclidean fields. The positive-energy Lorentzian root formula has a declared mass sign and branch. Euclidean rotation weights remain meaningful even when no nonzero massive homogeneous solution exists at real momentum.

Equating closed surfaces with spin boundaries. Local even incidence is a closure condition. Periodic lattices also support closed surfaces that wrap a nontrivial cycle and cannot arise as the boundary of a periodic spin domain.

Fourier-transform

(2+M2)ϕn−ϕn+1−ϕn−1=jlat,n.(2+M^2)\phi_n-\phi_{n+1}-\phi_{n-1}=j_{\mathrm{lat},n}.

Derive the exact Fourier Green function, its physical continuum limit, and the required source scaling. Check the leading correction to the symbol.

Solution

The two shifts contribute eipe^{ip} and e−ipe^{-ip}. Therefore

[M2+2(1−cos⁡p)]ϕ(p)=jlat(p),Glat(p)=1M2+2(1−cos⁡p).\left[M^2+2(1-\cos p)\right]\phi(p)=j_{\mathrm{lat}}(p), \qquad G_{\mathrm{lat}}(p)=\frac1{M^2+2(1-\cos p)}.

With p=akp=ak and M=maM=ma,

a−2Dlat(ak)=m2+k2−a2k412+O(a4k6).a^{-2}D_{\mathrm{lat}}(ak) =m^2+k^2-\frac{a^2k^4}{12}+O(a^4k^6).

The inverse physical operator is thus a2Glat(ak)→(m2+k2)−1a^2G_{\mathrm{lat}}(ak)\to(m^2+k^2)^{-1} at fixed m>0,km>0,k. Since the field is sampled without further rescaling, dividing the position-space equation by a2a^2 requires jlat,n=a2jcont(an)j_{\mathrm{lat},n}=a^2j_{\mathrm{cont}}(an). The result is (−∂x2+m2)ϕ=jcont(-\partial_x^2+m^2)\phi=j_{\mathrm{cont}}. Holding the lattice source fixed would not implement this limit.

Show that a nonzero solution of MLΨL=0M_L\Psi_L=0 requires P+P−=m2P_+P_-=m^2. Check the positive-energy root formula for both signs of m≠0m\ne0, and verify boost covariance directly.

Solution

The determinant is det⁡ML=m2−P+P−\det M_L=m^2-P_+P_-. It must vanish for a nonzero kernel, including when one spinor component vanishes. On the positive-energy massive shell, P±>0P_\pm>0 and P+P−=∣m∣\sqrt{P_+P_-}=|m|. Consequently

P+sgn⁡(m)P−=mP+,P−P+=msgn⁡(m)P−.P_+\operatorname{sgn}(m)\sqrt{P_-}=m\sqrt{P_+}, \qquad P_-\sqrt{P_+}=m\operatorname{sgn}(m)\sqrt{P_-}.

These are the two equations for ΨL∝(P+,sgn⁡(m)P−)T\Psi_L\propto(\sqrt{P_+},\operatorname{sgn}(m)\sqrt{P_-})^T. Omitting the relative sign fails for negative mass.

Under P±′=e±ηP±P_\pm'=e^{\pm\eta}P_\pm, the off-diagonal entries of ML(P′)SLM_L(P')S_L are P+eη/2P_+e^{\eta/2} and P−e−η/2P_-e^{-\eta/2}, identical to those of SLML(P)S_LM_L(P). Their diagonal entries also agree. Thus a solution transforms by SL=diag⁡(eη/2,e−η/2)S_L=\operatorname{diag}(e^{\eta/2},e^{-\eta/2}). This covariance statement also applies to the massless chiral branches, for which the massive square-root parametrization need not be used.

Exercise 3: Continuation and the Euclidean spinor sign

Section titled “Exercise 3: Continuation and the Euclidean spinor sign”

Use E=−ik2E=-ik_2, p=k1p=k_1, and Q=diag⁡(1,−i)Q=\operatorname{diag}(1,-i) to derive DE=QMLWQ−1D_E=QM_L^WQ^{-1}. Continue the boost by η=−iα\eta=-i\alpha and check the full-turn sign. Explain why this does not give massive on-shell spinors at real Euclidean momentum.

Solution

The continued light-cone variables are P+=k−P_+=k_- and P−=−k+P_-=-k_+. Multiplying by QQ and Q−1=diag⁡(1,i)Q^{-1}=\operatorname{diag}(1,i) gives

QMLWQ−1=(−mik−ik+−m)=iσ1k1+iσ2k2−mI.QM_L^WQ^{-1} =\begin{pmatrix}-m&ik_-\\ik_+&-m\end{pmatrix} =i\sigma_1k_1+i\sigma_2k_2-mI.

Since QQ and SLS_L are diagonal,

QSL(−iα)Q−1=diag⁡(e−iα/2,eiα/2),SE(2π)=−I.QS_L(-i\alpha)Q^{-1} =\operatorname{diag}(e^{-i\alpha/2},e^{i\alpha/2}), \qquad S_E(2\pi)=-I.

The derivative operator is covariant: DE(Rαk)SE=SEDE(k)D_E(R_\alpha k)S_E=S_ED_E(k). The full-turn sign characterizes the representation. It does not require DE(k)D_E(k) to have a kernel at real kk: indeed det⁡DE=k12+k22+m2>0\det D_E=k_1^2+k_2^2+m^2>0 for real nonzero mm.

Exercise 4: Why three-dimensional spin duality changes form

Section titled “Exercise 4: Why three-dimensional spin duality changes form”

Explain why the high-temperature spin expansion uses even bond subgraphs in any dimension. For a periodic three-dimensional lattice, characterize the low-temperature objects and explain why they require different dual local variables.

Solution

Expanding each cosh⁡K(1+tanh⁡K σxσy)\cosh K(1+\tanh K\,\sigma_x\sigma_y) selects occupied bonds. At a vertex of degree dd in that selection,

∑σx=±1σxd={2,d even,0,d odd.\sum_{\sigma_x=\pm1}\sigma_x^d = \begin{cases}2,&d\text{ even},\\0,&d\text{ odd}.\end{cases}

Thus the surviving selections are one-dimensional even subgraphs in every dimension. Even-valence junctions are allowed.

In three dimensions, let VV be the dual cubes corresponding to minus spins. Unsatisfied bonds correspond to plaquettes in S=∂VS=\partial V, with weight e−2K∣S∣e^{-2K|S|}. These objects are two-dimensional boundaries modulo 22; four plaquettes may meet along a link. Periodicity further excludes a lone nonbounding wrapping plane from a periodic spin configuration.

A site-spin high-temperature expansion produces bond graphs, not these plaquette objects. Link variables with plaquette interactions give the appropriate local dual description, subject to matching the global sectors.

Exercise 5: Gauge-theory surfaces and normalization

Section titled “Exercise 5: Gauge-theory surfaces and normalization”

For Zg=∑{Uℓ}exp⁡(Kg∑pUp)Z_g=\sum_{\{U_\ell\}}\exp(K_g\sum_pU_p), derive the complete high-temperature prefactor and cycle sum. Explain the additional condition needed to compare it with periodic Ising domain walls.

Solution

Expand each plaquette factor as cosh⁡Kg(1+tgUp)\cosh K_g(1+t_gU_p), where tg=tanh⁡Kgt_g=\tanh K_g. A selected plaquette subset SS contributes

tg∣S∣∏ℓUℓnℓ(S).t_g^{|S|}\prod_{\ell}U_\ell^{n_\ell(S)}.

Each link sum is zero for odd nℓ(S)n_\ell(S) and 22 for even nℓ(S)n_\ell(S). Therefore

Zg=2Nℓ(cosh⁡Kg)Np∑∂S=0tg∣S∣.Z_g =2^{N_\ell}(\cosh K_g)^{N_p} \sum_{\partial S=0}t_g^{|S|}.

The closure condition is modulo 22 and permits intersecting plaquette cycles. The factor 2Nℓ2^{N_\ell} is correct because the original partition function sums all link configurations.

Matching local plaquette weights gives tg=e−2Kt_g=e^{-2K}. Periodic Ising walls, however, lie in im⁡∂3\operatorname{im}\partial_3, whereas the gauge expansion sums ker⁡∂2\ker\partial_2. A nonbounding wrapping plane belongs only to the latter. One must match the boundary or twisted-sector sums, and retain the different prefactors, before asserting an exact finite-volume partition-function identity.

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