OPE, Associativity, and Conformal Correlators
Conformal symmetry fixes scalar two- and three-point functions up to constants, while four-point functions retain dynamical information. The operator product expansion (OPE) organizes that information into exchanged operator families; requiring different pairings to give the same correlation function produces crossing symmetry. This lesson develops those statements for separated insertions in a unitary Euclidean CFT in , with a conformally invariant vacuum, radial quantization and a discrete local operator spectrum.
The spectrum lists local primary operators and their dimensions, spins and symmetry representations. OPE coefficients specify how their products expand. Together with the spacetime dimension, symmetry algebra and two-point normalization, these data reconstruct local correlators through convergent OPEs and their continuation. They do not by themselves specify every possible defect or global completion. The Ising example below also shows why a normalized two-point function does not fix an operator’s sign.
Required background. Lesson 14 supplies connected conformal transformations, primary covariance and the scalar Ward identity used below.
Helpful background. Lesson 12 develops scaling operators and the Ising examples, while Lesson 13 explains how fixed-point correlators acquire homogeneous scaling laws.
Scalar two-point functions
Section titled “Scalar two-point functions”For scalar primaries, translation and rotation invariance imply that a two-point function depends only on . Scale covariance permits
The special-conformal Ward identity from Lesson 14, with the second insertion at the origin, additionally requires
Thus the coefficient vanishes unless the dimensions agree. Writing the surviving coefficients as gives
After removing null states, reflection positivity gives a positive two-point form with the appropriate adjoint insertion. For the formulas below choose an orthonormal Hermitian scalar basis within each compatible symmetry sector,
This is a basis choice. It fixes the magnitudes of field normalizations but still permits sign changes of Hermitian fields, or orthogonal rotations among degenerate fields; OPE coefficients transform with that choice. Complex charged fields instead pair with their adjoints.
Three-point functions
Section titled “Three-point functions”Translation and rotation invariance allow a scalar three-point function to depend on the three pair distances. Connected special-conformal covariance removes the remaining freedom. For scalar insertions its Ward identity is
An infinitesimal special-conformal map with parameter changes a pair distance by . Define . For three generic non-collinear points, the Ward identity and dilation covariance give
To see why the coefficients separate, collect the Ward expression by , and . Their coefficient sum vanishes by dilation covariance; after translating to zero, the two remaining vectors are independent. Solving these first-order equations and extending to separated collinear configurations gives a product of powers,
Scale covariance requires
The three Ward equations require
Solving gives
Therefore
This proof needs no discrete inversion symmetry. Exercise 1 checks the same powers by inversion when that extra symmetry is present.
The constants are the first genuinely dynamical CFT data. Symmetries may force some of them to vanish. For example, in the Ising CFT the global spin-flip symmetry sends , so a correlator with an odd number of insertions vanishes:
The three-point coefficient is allowed and controls the first nontrivial term in the operator product.
Four-point functions and cross ratios
Section titled “Four-point functions and cross ratios”For four points, conformal symmetry does not fix everything. There are conformally invariant shape variables. A convenient pair in is
These are dimensionless and invariant under translations, rotations, dilations, and inversion. The invariance under inversion follows because each picks up one factor of , and the factors cancel between numerator and denominator.
For , these two variables suffice for scalar four-point kinematics. In they lose an orientation label: the complex cross ratio and its conjugate give the same . The formulas written as below therefore assume a reflection-even two-dimensional correlator, as in the Ising four-spin example, or . Without that extra two-dimensional condition, retain the ordered complex pair as described below.
For four identical scalar primaries of dimension in this scope, a useful channel-adapted form is
The prefactor has the correct scaling near the and pairs, while the function contains the dynamical information. Another prefactor would give another function related to by a simple power of and ; the physics is not in that bookkeeping choice.
For four nonidentical scalar primaries one common convention is
where
All nontrivial dependence is again in a function of and .
In two dimensions one usually writes
so that
Without reflection symmetry of the correlator, write its reduced function as and retain which variable is holomorphic. One must not identify with . Their real cross ratios coincide, but these two configurations lie on different orientation branches of the connected conformal group. For the reflection-even case, the identification permits the shorthand used above.
The four-point function is where conformal field theory stops being pure kinematics. The possible functions are heavily constrained, but not arbitrary powers fixed by symmetry alone. Their allowed form is determined by the spectrum, OPE coefficients, and associativity.
The operator product expansion
Section titled “The operator product expansion”The operator product expansion, or OPE, is the statement that when two local operators approach one another, their product can be replaced inside correlation functions by a sum of local operators at a nearby point:
The symbol denotes expansion inside correlation functions, with singular coefficient functions allowed. In the Euclidean CFT setting above, the expansion about zero converges when
where are all spectator positions. Equivalently, choose a sphere centered at zero with . Radial quantization represents the interior insertions as a state; expanding it in a complete energy basis and pairing with the exterior state proves convergence. A separating sphere with an arbitrary center does not establish convergence of the displayed expansion about zero. The full argument and its hypotheses are in Pappadopulo et al. 2012, revised preprint v3 (2015), § 2, pp. 7–8, PDF. A general nonconformal QFT may instead have an asymptotic or distributional short-distance OPE.
For scalar primaries, conformal symmetry fixes the leading power in the contribution of a scalar primary :
Here the displayed power describes scalar exchange. A spinning exchanged primary also requires contractions with tensors built from ; it cannot be represented by that scalar term alone. A global conformal family consists of a primary and its derivative descendants. Conformal symmetry fixes the relative descendant coefficients, with null relations imposed, once the primary coefficient is chosen. In two dimensions a larger Virasoro family also contains descendants generated by local conformal modes; the Ising example below uses that larger organization.
The figure shows the centered domain: inspect the fused pair inside the circle and the spectator outside it.
The radial OPE about zero converges when a centered sphere separates the fused pair from every spectator. This schematic planar section uses , and the displayed spectator , satisfying ; every additional spectator must satisfy the same outside condition. The circle represents a section of the radial-quantization sphere, not a physical interaction boundary.
The relation between the three-point coefficient and the OPE coefficient is especially transparent in an orthonormal Hermitian scalar basis. Insert the OPE into a three-point function with :
Since
the leading OPE prediction is
Now take the exact three-point function and let :
Therefore, with orthonormal two-point functions,
With a general two-point metric , the raised-index coefficient is
The identity operator deserves special mention. For a Hermitian operator in a basis normalized as ,
The identity contribution is the most singular term in many OPEs. For a charged operator, the analogous identity term occurs in rather than necessarily in .
The first descendant coefficient
Section titled “The first descendant coefficient”It is useful to see once how descendants are fixed. Consider the scalar contribution of in the OPE
Insert and use
The OPE then predicts
The exact three-point function gives, for small ,
Matching the two expansions yields
for . The global identity family is a special case because the identity has no nonzero derivative descendant. The two-dimensional Virasoro identity family is larger: it includes the stress tensor, which is not a derivative of the identity.
This calculation captures the general logic of conformal descendants: the three-point coefficient chooses the primary family, and conformal symmetry fills in the derivative tower.
Four-point factorization and conformal blocks
Section titled “Four-point factorization and conformal blocks”Apply the OPE to a four-point function in the channel:
A second OPE can be applied to the pair. The result has the schematic form
up to the chosen external prefactor and with conjugate representations and spin indices paired as required. Here is a global conformal block. It is fixed by the spacetime dimension, external dimensions and exchanged dimension/spin; the OPE coefficients carry the dynamics. In the reflection-even two-dimensional shorthand, pair the opposite-spin global contributions; a single chiral block still retains its orientation variables. Regrouping global families into Virasoro blocks additionally uses the central charge and holomorphic/antiholomorphic weights. A consistent decomposition must specify which family basis it uses; see Pappadopulo et al. 2012, revised preprint v3 (2015), p. 3, footnote 2, PDF.
This statement should feel familiar from several earlier parts of the course. In statistical mechanics, it says that short-distance clusters can be replaced by effective local insertions. In QFT language, it resembles inserting a complete set of states. In two-dimensional radial quantization, these viewpoints become literally the same: the OPE is the short-distance version of Hilbert-space completeness on a circle surrounding the fused operators.
Associativity and crossing symmetry
Section titled “Associativity and crossing symmetry”The OPE is a local multiplication law. A multiplication law must be associative if it is to give unambiguous correlation functions. For three nearby operators, associativity says that fusing with first and then with must agree with fusing with first and then with , wherever both expansions converge after analytic continuation.
For four-point functions this becomes crossing symmetry. Each channel expansion converges in its own radial domain, and analytic continuation must reconstruct one and the same correlator. In the equation below every channel block is expressed with one common external prefactor, so any channel-dependent crossing powers are included in the definition of . The , , and decompositions then obey
Compare the three pairings in the figure. Each panel represents a complete sum over its intermediate families, with the same external prefactor used in all panels.
Crossing equates the full , and channel sums, not individual exchanged blocks. The trees show pairings and intermediate families schematically; their positions are not spacetime coordinates and their lines are not Feynman propagators. Blocks include the channel conversion to one common external prefactor; their arguments are suppressed only in the drawing.
For identical scalar primaries with
exchanging gives
For an orientation-sensitive two-dimensional correlator, the same permutation instead reads
The permutation transforms the orientation branch along with the cross ratios; it does not impose reflection invariance.
This is a simple example of a bootstrap equation. It is simple to write and hard to satisfy. The equality compares two different infinite sums over exchanged primary families. In a consistent CFT, the spectrum and OPE coefficients must make all such equalities true.
The relation to Lie algebras is a useful preview. Suppose singular OPEs define modes by contour integrals. Then different ways of nesting OPEs become different ways of nesting commutators. Associativity of the OPE becomes the Jacobi identity,
This is the mechanism behind the Virasoro algebra and current algebras in two-dimensional CFT. The algebra is not imposed from the outside; it is the short-distance consistency of local fields.
Example: Ising fusion rules
Section titled “Example: Ising fusion rules”The diagonal, local two-dimensional critical Ising CFT has central charge and three Virasoro primary families:
with dimensions
Their weights are , and . These are not only three global conformal families: for example, the stress tensors belong to the Virasoro identity family. The fusion rules enumerate allowed Virasoro representations,
With the standard normalization
the remaining sign must be matched to the thermal perturbation. Retain Lesson 12’s convention , , , with in the ordered phase of the original lattice spin. Then the first OPE begins as
The power of the identity term is fixed by
The power of the energy term is fixed by
which is the same as the factored form . Crossing fixes the coefficient’s magnitude, not its sign. One can see the magnitude from the exact Ising four-spin blocks. Define the insertion at infinity by inside correlators. For , choose branches continuously from :
These are the plane blocks for , . They solve the null-vector equation; deriving that equation is beyond this first OPE lesson. The radical solutions and their coordinate prefactor are given in Di Francesco, Mathieu and Sénéchal 1997, Exercise 8.12(d–e), pp. 287–288, and § 11.2, p. 418. Here the energy-channel block includes its coefficient, so it is not normalized to unit leading term. Expanding directly gives
The energy channel therefore contributes to , while the identity contributes . Thus . The textbook independently obtains this square and chooses the positive sign only after allowing an energy-field redefinition in Di Francesco, Mathieu and Sénéchal 1997, § 12.3.3, p. 451, Eqs. (12.63)–(12.64).
The sign in this course follows from its lattice-to-thermal identification. On a finite zero-field ferromagnetic graph, a bond coupling obeys
The nonnegative covariance has a direct two-replica proof. For independent spin configurations , set and . The product Gibbs weight has bond factors , with . The covariance is one-half the expectation of . Each difference is a sum with positive coefficients, for example . Expand the bond exponentials: every coefficient is nonnegative, and the independent single-site sum over kills odd or mixed powers while leaving nonnegative even powers. The convergent finite-graph expansion therefore proves the inequality.
The lattice action changes by , whereas positive moves in that same ordered direction. Hence the leading scalar part of the centered bond has a negative coefficient of . At separated points in the critical scaling limit, its nonnegative covariance with two order spins requires ; the nonzero crossing magnitude fixes . Centering removes identity mixing, and separated insertions avoid contact terms. Simultaneously replacing and gives the familiar positive coefficient and reverses the sign of the thermal coupling; changing the sign of alone cannot change it.
The disorder operator belongs to the same Virasoro representation as and has the same dimension,
and it obeys the same family-level rule . Duality reverses the thermal field, so in the convention above. The opposite coefficients and the order/disorder construction are discussed in Di Francesco, Mathieu and Sénéchal 1997, § 12.2, pp. 443–445. The disorder field is not an additional mutually local primary of the diagonal three-primary theory: it is defined at the endpoint of a disorder line. Its mutual locality with therefore differs, and the mixed OPE contains fermionic fields with branch-cut behavior. Family fusion rules list allowed representations; their plus signs do not specify numerical OPE signs.
Two-dimensional notation
Section titled “Two-dimensional notation”In two Euclidean dimensions, write
A local conformal map is
and the metric transforms as
A primary field with holomorphic and antiholomorphic weights transforms as
Its scaling dimension and spin are
For spinless fields . The two-point function becomes
in an orthonormal basis. The three-point function factorizes similarly into a holomorphic power law times an antiholomorphic power law. The next pages exploit this holomorphic structure and eventually turn the stress tensor into an infinite set of generators.
Summary
Section titled “Summary”Conformal symmetry fixes scalar two- and three-point functions up to constants. In an orthonormal conformal basis,
and
Four-point functions contain arbitrary functions of cross ratios, but these functions are not arbitrary in a consistent theory. The OPE decomposes a four-point function into conformal blocks with coefficients determined by three-point data. Associativity of the OPE requires equality of different channel decompositions. This is crossing symmetry, the central consistency condition of conformal bootstrap.
Common pitfalls
Section titled “Common pitfalls”Confusing dimensions with OPE coefficients. Symmetry fixes the powers of , but it does not in general fix the constants . Dimensions and OPE coefficients are independent pieces of CFT data constrained jointly by crossing.
Using the wrong convergence center. The displayed OPE expands about zero and requires . An off-center sphere that happens to enclose the pair does not prove this condition. Radial quantization gives convergence in the stated CFT domain; generic QFTs can require an asymptotic formulation.
Dropping the identity family. The identity contribution often dominates the short-distance limit. Forgetting it gives the wrong leading singularity and usually spoils the disconnected part of a four-point function.
Treating the reduced correlator as convention independent. A four-point function can be written with many different kinematic prefactors. The function called changes with that choice, while the full correlator and its crossing content do not.
Reducing crossing to a relabeling. Crossing equates different OPE sums, generally organized around different limits and convergence regions. The equality therefore imposes dynamical constraints on the spectrum and OPE coefficients.
Exercises
Section titled “Exercises”Exercise 1: Three-point exponents from inversion
Section titled “Exercise 1: Three-point exponents from inversion”Derive the conformal form of a scalar three-point function by starting from
and imposing inversion covariance. For this exercise additionally assume the vacuum is invariant under inversion and the scalar primaries are inversion-even without operator mixing.
Solution
Under inversion,
Thus
Primary covariance requires
Therefore
Solving gives
Substitution gives the three-point formula in the main text.
Exercise 2: Invariance of the cross ratios
Section titled “Exercise 2: Invariance of the cross ratios”Show that
are invariant under inversion.
Solution
Inversion sends
For this gives
The factors cancel, leaving
The calculation for is identical:
Exercise 3: Three-point data from the OPE
Section titled “Exercise 3: Three-point data from the OPE”Assume an orthonormal Hermitian scalar basis. Use the OPE to show that the leading coefficient in
is equal to the three-point coefficient .
Solution
Insert both sides into a correlator with . The OPE gives
Using the orthonormal two-point function,
we get
The exact three-point function is
Taking gives
Matching the two expressions gives
Exercise 4: The first scalar descendant
Section titled “Exercise 4: The first scalar descendant”Find the coefficient of the first derivative descendant in
Assume .
Solution
Insert . The derivative acts on the two-point function as
The OPE therefore predicts
The exact three-point function contains the factor
For small ,
Matching the coefficient of gives
Thus
Exercise 5: Identical-scalar crossing equation
Section titled “Exercise 5: Identical-scalar crossing equation”For identical scalar primaries in , or for a reflection-even two-dimensional correlator, derive the crossing relation
from the equality of the four-point function under .
Solution
Write
Exchanging and sends and gives
For identical operators the two correlators are equal. Hence
Multiplying through gives
Using
we obtain
Exercise 6: Ising short-distance powers
Section titled “Exercise 6: Ising short-distance powers”Use the Ising dimensions and to determine the powers of in the identity and energy contributions to .
Solution
The scalar OPE power for an exchanged operator is
For , .
For the identity, , so
Thus the identity contribution scales as
For the energy operator,
Thus the energy contribution scales as
Factoring out the leading identity singularity gives
Unit two-point normalization and crossing give . With Lesson 12’s positive thermal coupling pointing into the ordered phase, ; the powers are unchanged by this convention choice.
References
Section titled “References”- Di Francesco, Philippe, Pierre Mathieu, and David Sénéchal. Conformal Field Theory. Graduate Texts in Contemporary Physics. New York: Springer, 1997. DOI.
- Pappadopulo, Duccio, Slava Rychkov, Johnny Espin, and Riccardo Rattazzi. “OPE Convergence in Conformal Field Theory.” Physical Review D 86 (2012): 105043. DOI. Open PDF: arXiv v3, revised 12 June 2015.
Further reading
Section titled “Further reading”- Kelly, Douglas G., and Seymour Sherman. “General Griffiths’ Inequalities on Correlations in Ising Ferromagnets.” Journal of Mathematical Physics 9 (1968): 466–484. DOI. The general correlation inequalities extend the finite zero-field argument given above.
- Rychkov, Slava. EPFL Lectures on Conformal Field Theory in D ≥ 3 Dimensions. SpringerBriefs in Physics. Cham: Springer, 2017. DOI. Open PDF: 2016 arXiv v2.
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