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Bogoliubov Coefficients and Pair Creation

The previous page separated two real-time questions. The in–out formalism computes transition amplitudes between a specified past vacuum and a specified future vacuum. The in–in formalism computes expectation values in the state actually prepared in the past. This page makes that distinction concrete by following a system whose Hamiltonian changes with time.

The model is deliberately simple: a harmonic oscillator whose frequency changes with time. In field theory, every momentum mode of a free field in a spatially uniform time-dependent background is such an oscillator. If the background changes, a mode that was positive-frequency in the past need not remain purely positive-frequency in the future. The coefficient of the negative-frequency component is the Bogoliubov coefficient β\beta. Its absolute square is the number of produced quanta in that mode.

This is the mechanism behind particle production in external fields, cosmological particle creation, parametric amplification, and the mode mixing that later appears near horizons. When the Hamiltonian is stationary in the remote past and future, the two asymptotic particle bases have an operational meaning and the comparison is sharp:

positive frequency in the past≠positive frequency in the future.\text{positive frequency in the past}\quad\ne\quad\text{positive frequency in the future}.

The particle concept remains basis-dependent, but the asymptotic mismatch is measurable: prepare the past vacuum and count quanta with detectors calibrated to the future Hamiltonian.

Required background. In–out and in–in functionals supplies the boundary-condition distinction used throughout, while free scalar mode quantization supplies the normalized oscillator expansion.

Helpful background. WKB, eikonal approximation, and turning points reviews complex turning points, and vacuum decay explains why an imaginary in–out effective action measures loss from the vacuum channel.

Time-dependent oscillator and conserved norm

Section titled “Time-dependent oscillator and conserved norm”

Mode and correlator conventions. For the oscillator part of this page, positive frequency means e−iωte^{-i\omega t}. A normalized positive-frequency mode is

f(t)=e−iωt2ω,f(t)={e^{-i\omega t}\over\sqrt{2\omega}},

so that

i(f∗f˙−f˙∗f)=1.i(f^*\dot f-\dot f^*f)=1.

The formulas below use aina_{\rm in} and aouta_{\rm out} for annihilation operators associated with the past and future positive-frequency bases. Correlators are written without a leading −i-i, so the oscillator Feynman function obeys

(∂t2+ω2(t))GF(t,t′)=−iδ(t−t′).\left(\partial_t^2+\omega^2(t)\right)G_F(t,t')=-i\delta(t-t').

Keeping this convention explicit prevents a common factor-of-ii error in the in–out Green function.

Consider a single real oscillator obeying

(d2dt2+ω2(t))f(t)=0,\left({d^2\over dt^2}+\omega^2(t)\right)f(t)=0,

with asymptotically constant frequency,

ω(t)⟶ωin(t→−∞),ω(t)⟶ωout(t→+∞).\omega(t)\longrightarrow \omega_{\rm in}\quad(t\to-\infty), \qquad \omega(t)\longrightarrow \omega_{\rm out}\quad(t\to+\infty).

A concrete example is

ω2(t)=ω02+U(t),U(t)→0(t→±∞),\omega^2(t)=\omega_0^2+U(t), \qquad U(t)\to0\quad(t\to\pm\infty),

where U(t)U(t) is a finite disturbance. The equation is mathematically a one-dimensional scattering problem, except that the scattering coordinate is time. The conserved Wronskian is the analogue of flux conservation.

For any two solutions ff and gg, define the Klein–Gordon product

(f,g)=i(f∗g˙−f˙∗g).(f,g)=i(f^*\dot g-\dot f^*g).

It is time independent. Indeed,

ddt(f,g)=i(f∗g¨−f¨∗g)=i[−ω2(t)f∗g+ω2(t)f∗g]=0.{d\over dt}(f,g) =i(f^*\ddot g-\ddot f^*g) =i\left[-\omega^2(t)f^*g+\omega^2(t)f^*g\right]=0.

Choose the in-mode finf_{\rm in} by its past behavior,

fin(t)⟶t→−∞e−iωint2ωin,f_{\rm in}(t)\underset{t\to-\infty}{\longrightarrow} {e^{-i\omega_{\rm in}t}\over\sqrt{2\omega_{\rm in}}},

and choose the out-mode foutf_{\rm out} by its future behavior,

fout(t)⟶t→+∞e−iωoutt2ωout.f_{\rm out}(t)\underset{t\to+\infty}{\longrightarrow} {e^{-i\omega_{\rm out}t}\over\sqrt{2\omega_{\rm out}}}.

The pair fout,fout∗f_{\rm out},f_{\rm out}^* is a basis of solutions. Therefore

fin=αfout+βfout∗.\boxed{ f_{\rm in}=\alpha f_{\rm out}+\beta f_{\rm out}^*. }

The coefficients α\alpha and β\beta are the Bogoliubov coefficients.

Taking the product with itself gives

(fin,fin)=1,(f_{\rm in},f_{\rm in})=1,

while

(fout,fout)=1,(fout∗,fout∗)=−1,(fout,fout∗)=0.(f_{\rm out},f_{\rm out})=1, \qquad (f_{\rm out}^*,f_{\rm out}^*)=-1, \qquad (f_{\rm out},f_{\rm out}^*)=0.

Hence

∣α∣2−∣β∣2=1.\boxed{ |\alpha|^2-|\beta|^2=1. }

This is not the ordinary conservation law ∣T∣2+∣R∣2=1|T|^2+|R|^2=1 of Schrödinger scattering. The negative-frequency solution has negative Klein–Gordon norm, so the group of transformations is hyperbolic rather than unitary. The same minus sign is responsible for amplification and pair creation.

Mode scattering in a time-dependent oscillator background

A positive-frequency in-mode passes through a time-dependent background and becomes a mixture of positive- and negative-frequency out-modes. Wronskian conservation gives ∣α∣2−∣β∣2=1|\alpha|^2-|\beta|^2=1.

Quantize the oscillator by expanding the same Heisenberg operator in either basis:

ϕ(t)=ainfin(t)+ain†fin∗(t)=aoutfout(t)+aout†fout∗(t).\phi(t)=a_{\rm in}f_{\rm in}(t)+a_{\rm in}^\dagger f_{\rm in}^*(t) =a_{\rm out}f_{\rm out}(t)+a_{\rm out}^\dagger f_{\rm out}^*(t).

Substitute

fin=αfout+βfout∗f_{\rm in}=\alpha f_{\rm out}+\beta f_{\rm out}^*

and compare coefficients of foutf_{\rm out} and fout∗f_{\rm out}^*. One obtains

aout=αain+β∗ain†,aout†=α∗ain†+βain.\boxed{ a_{\rm out}=\alpha a_{\rm in}+\beta^*a_{\rm in}^\dagger, \qquad a_{\rm out}^\dagger=\alpha^*a_{\rm in}^\dagger+\beta a_{\rm in}. }

The commutator is preserved precisely because

[aout,aout†]=∣α∣2−∣β∣2=1.[a_{\rm out},a_{\rm out}^\dagger] =|\alpha|^2-|\beta|^2=1.

The in-vacuum and out-vacuum are defined by

ain∣0⟩in=0,aout∣0⟩out=0.a_{\rm in}|0\rangle_{\rm in}=0, \qquad a_{\rm out}|0\rangle_{\rm out}=0.

The number of future quanta in the past vacuum is

in⟨0∣aout†aout∣0⟩in=∣β∣2.{}_{\rm in}\langle0|a_{\rm out}^\dagger a_{\rm out}|0\rangle_{\rm in} =|\beta|^2.

This is the first central result:

Nout particles in the in vacuum=∣β∣2.\boxed{ N_{\rm out\ particles\ in\ the\ in\ vacuum}=|\beta|^2. }

The result is not obtained by saying that the vacuum “contains particles” in an absolute sense. It says something operational: prepare the state with no particles in the past, let the background act, and count particles using detectors calibrated to the future Hamiltonian.

The relation between the two vacua is especially transparent. Invert the Bogoliubov transformation:

ain=α∗aout−β∗aout†.a_{\rm in}=\alpha^*a_{\rm out}-\beta^*a_{\rm out}^\dagger.

The in-vacuum obeys

(α∗aout−β∗aout†)∣0⟩in=0.(\alpha^*a_{\rm out}-\beta^*a_{\rm out}^\dagger)|0\rangle_{\rm in}=0.

Now use the identity

aexp⁡(ζ2a†2)∣0⟩=ζa†exp⁡(ζ2a†2)∣0⟩.a\exp\left({\zeta\over2}a^{\dagger 2}\right)|0\rangle =\zeta a^\dagger\exp\left({\zeta\over2}a^{\dagger 2}\right)|0\rangle.

It follows that

∣0⟩in=Nexp⁡(12β∗α∗aout†2)∣0⟩out.\boxed{ |0\rangle_{\rm in} =N\exp\left({1\over2}{\beta^*\over\alpha^*}a_{\rm out}^{\dagger 2}\right)|0\rangle_{\rm out}. }

The normalization is fixed by in⟨0∣0⟩in=1{}_{\rm in}\langle0|0\rangle_{\rm in}=1. Since

∣βα∣2=1−1∣α∣2,\left|{\beta\over\alpha}\right|^2=1-{1\over|\alpha|^2},

one finds

∣N∣2=1∣α∣.|N|^2={1\over|\alpha|}.

Thus the vacuum persistence probability for one real oscillator is

P0→0=∣out⟨0∣0⟩in∣2=1∣α∣.\boxed{ P_{0\to0}=|{}_{\rm out}\langle0|0\rangle_{\rm in}|^2={1\over|\alpha|}. }

The exponential contains only even powers of aout†a_{\rm out}^\dagger. A centered time-dependent quadratic Hamiltonian preserves number parity and therefore creates quanta in pairs. Expanding the squeezed state gives

∣0⟩in=N∑n=0∞1n!(β∗2α∗)n(aout†)2n∣0⟩out.|0\rangle_{\rm in} =N\sum_{n=0}^{\infty}{1\over n!} \left({\beta^*\over2\alpha^*}\right)^n (a_{\rm out}^\dagger)^{2n}|0\rangle_{\rm out}.

Since

∣2n⟩out=(aout†)2n(2n)!∣0⟩out,|2n\rangle_{\rm out}={(a_{\rm out}^\dagger)^{2n}\over\sqrt{(2n)!}}|0\rangle_{\rm out},

the amplitude ratio is

A0→2nA0→0=(2n)!2nn!(β∗α∗)n=(2n−1)!!(2n)!(β∗α∗)n.\boxed{ {A_{0\to2n}\over A_{0\to0}} ={\sqrt{(2n)!}\over2^n n!} \left({\beta^*\over\alpha^*}\right)^n ={ (2n-1)!!\over\sqrt{(2n)!}} \left({\beta^*\over\alpha^*}\right)^n. }

Odd-particle amplitudes vanish in this simple quadratic problem. The probability distribution is

P2n=(2n)!22n(n!)2∣β/α∣2n∣α∣,P2n+1=0.\boxed{ P_{2n} ={ (2n)!\over 2^{2n}(n!)^2} { |\beta/\alpha|^{2n}\over |\alpha|}, \qquad P_{2n+1}=0. }

The probabilities sum to one because

∑n=0∞(2n)!22n(n!)2xn=11−x,x=∣βα∣2.\sum_{n=0}^{\infty}{(2n)!\over2^{2n}(n!)^2}x^n={1\over\sqrt{1-x}}, \qquad x=\left|{\beta\over\alpha}\right|^2.

The mean occupation number is

∑n=0∞2nP2n=∣β∣2,\sum_{n=0}^{\infty}2nP_{2n}=|\beta|^2,

as it must be.

Squeezed-state interpretation of pair creation

The past vacuum is a squeezed state in the future basis. For a single real oscillator, only even occupation numbers occur, and the distribution is controlled by ζ=β∗/α∗\zeta=\beta^*/\alpha^*.

The ordinary Feynman Green function with in–out boundary conditions is

Gin-out(t,t′)=out⟨0∣Tϕ(t)ϕ(t′)∣0⟩inout⟨0∣0⟩in.G_{\rm in\text{-}out}(t,t') ={{}_{\rm out}\langle0|T\phi(t)\phi(t')|0\rangle_{\rm in} \over {}_{\rm out}\langle0|0\rangle_{\rm in}}.

It is the inverse of the differential operator with Feynman boundary conditions: negative frequency toward the far past and positive frequency toward the far future. With the mode conventions above,

Gin-out(t,t′)=1α∗fin∗(t<)fout(t>),t<≡min⁡(t,t′),t>≡max⁡(t,t′).\boxed{ G_{\rm in\text{-}out}(t,t') ={1\over\alpha^*} f_{\rm in}^*(t_<)f_{\rm out}(t_>), \qquad t_<\equiv\min(t,t'),\quad t_>\equiv\max(t,t'). }

The factor 1/α∗1/\alpha^* is not decorative. It normalizes the derivative jump at t=t′t=t' so that

(d2dt2+ω2(t))Gin-out(t,t′)=−iδ(t−t′).\left({d^2\over dt^2}+\omega^2(t)\right)G_{\rm in\text{-}out}(t,t')=-i\delta(t-t').

To see the pair amplitude inside the Green function, take both times late. Then

fin∗(t<)⟶t<→+∞α∗fout∗(t<)+β∗fout(t<),f_{\rm in}^*(t_<) \underset{t_<\to+\infty}{\longrightarrow} \alpha^*f_{\rm out}^*(t_<)+\beta^*f_{\rm out}(t_<),

and therefore

Gin-out(t,t′)⟶fout(t>)fout∗(t<)+β∗α∗fout(t>)fout(t<).G_{\rm in\text{-}out}(t,t') \longrightarrow f_{\rm out}(t_>)f_{\rm out}^*(t_<) +{\beta^*\over\alpha^*}f_{\rm out}(t_>)f_{\rm out}(t_<).

For equal future frequency ωout\omega_{\rm out}, this is

Gin-out(t,t′)⟶12ωoute−iωout∣t−t′∣+12ωoutβ∗α∗e−iωout(t+t′).G_{\rm in\text{-}out}(t,t') \longrightarrow {1\over2\omega_{\rm out}}e^{-i\omega_{\rm out}|t-t'|} +{1\over2\omega_{\rm out}}{\beta^*\over\alpha^*}e^{-i\omega_{\rm out}(t+t')}.

The first term is ordinary propagation in the out-vacuum. The second term has the time dependence of two future annihilation operators acting on the in-vacuum:

out⟨0∣aoutaout∣0⟩in=2 A0→2.{}_{\rm out}\langle0|a_{\rm out}a_{\rm out}|0\rangle_{\rm in} =\sqrt2\,A_{0\to2}.

Comparing coefficients gives

A0→2A0→0=12β∗α∗,{A_{0\to2}\over A_{0\to0}}={1\over\sqrt2}{\beta^*\over\alpha^*},

which is the n=1n=1 case of the squeezed-state result above.

Boundary conditions of the in–out propagator

The in–out Green function is fixed by a negative-frequency condition in the past and a positive-frequency condition in the future. When both insertions are late, it contains both ordinary propagation and a pair-production amplitude.

This is why in–out correlators are excellent for extracting amplitudes. They are not, however, expectation values in the produced state. For actual particle number, current, energy density, or backreaction, one should use in–in quantities.

Field theory: one oscillator per momentum mode

Section titled “Field theory: one oscillator per momentum mode”

For a real scalar field in a spatially uniform time-dependent background,

L=12ϕ˙2−12(∇ϕ)2−12[m2+U(t)]ϕ2,\mathcal L={1\over2}\dot\phi^2-{1\over2}(\nabla\phi)^2 -{1\over2}\left[m^2+U(t)\right]\phi^2,

For literal number operators and normalized vacuum vectors, first use a periodic box of spatial volume VV and a finite, inversion-symmetric momentum cutoff. Each retained oscillator must have positive asymptotic frequency; a massless zero mode needs separate treatment. Box operators obey [ak,ak′†]=δkk′[a_{\mathbf k},a_{\mathbf k'}^\dagger]=\delta_{\mathbf k\mathbf k'} and multiply normalized spatial waves V−1/2eik⋅xV^{-1/2}e^{i\mathbf k\cdot\mathbf x}. The corresponding continuum Fourier notation is

ϕ(x,t)=∫dd−1k(2π)d−1eik⋅xϕk(t),\phi(\mathbf x,t)=\int{d^{d-1}\mathbf k\over(2\pi)^{d-1}} e^{i\mathbf k\cdot\mathbf x}\phi_{\mathbf k}(t),

with

f¨k(t)+ωk2(t)fk(t)=0,ωk2(t)=k2+m2+U(t).\ddot f_{\mathbf k}(t)+\omega_{\mathbf k}^2(t)f_{\mathbf k}(t)=0, \qquad \omega_{\mathbf k}^2(t)=\mathbf k^2+m^2+U(t).

It is safest to include the spatial plane wave in the mode label. With

uk(x)=eik⋅xfk(t),u_{\mathbf k}(x)=e^{i\mathbf k\cdot\mathbf x}f_{\mathbf k}(t),

complex conjugation reverses momentum, and the normalized modes satisfy

uk,in=αkuk,out+βku−k,out∗.u_{{\mathbf k},{\rm in}} =\alpha_{\mathbf k}u_{{\mathbf k},{\rm out}} +\beta_{\mathbf k}u_{-{\mathbf k},{\rm out}}^*.

Consequently,

ak,out=αkak,in+βk∗a−k,in†,a_{{\mathbf k},{\rm out}} =\alpha_{\mathbf k}a_{{\mathbf k},{\rm in}} +\beta_{\mathbf k}^*a_{-{\mathbf k},{\rm in}}^\dagger,

and momentum conservation makes quanta appear in opposite-momentum pairs. For an isotropic background, α−k=αk\alpha_{-\mathbf k}=\alpha_{\mathbf k} and β−k=βk\beta_{-\mathbf k}=\beta_{\mathbf k}. In the regulated box, the normalized squeezed state has the form

∣0⟩in∝exp⁡[12∑kβk∗αk∗ak,out†a−k,out†]∣0⟩out,|0\rangle_{\rm in} \propto \exp\left[{1\over2}\sum_{\mathbf k} {\beta_{\mathbf k}^*\over\alpha_{\mathbf k}^*} a_{\mathbf k,\rm out}^\dagger a_{-\mathbf k,\rm out}^\dagger \right]|0\rangle_{\rm out},

with an overall normalization given by the finite product over independent modes. The future occupation in one normalized box mode is

in⟨0∣ak,out†ak,out∣0⟩in=∣βk∣2.{}_{\rm in}\langle0|a_{\mathbf k,\rm out}^\dagger a_{\mathbf k,\rm out}|0\rangle_{\rm in} =|\beta_{\mathbf k}|^2.

The factor 1/21/2 in the exponent compensates for summing over both k\mathbf k and −k-\mathbf k. One may instead sum over one representative of each distinct pair and omit that factor. A self-paired zero mode retains the single-oscillator factor.

In continuum normalization, [ak,ak′†]=(2π)d−1δ(d−1)(k−k′)[a_{\mathbf k},a_{\mathbf k'}^\dagger]=(2\pi)^{d-1}\delta^{(d-1)}(\mathbf k-\mathbf k'), and the distributional statement is

⟨ak,out†ak′,out⟩in=(2π)d−1δ(d−1)(k−k′) nk,nk=∣βk∣2.\langle a_{\mathbf k,\rm out}^\dagger a_{\mathbf k',\rm out}\rangle_{\rm in} =(2\pi)^{d-1}\delta^{(d-1)}(\mathbf k-\mathbf k')\,n_{\mathbf k}, \qquad n_{\mathbf k}=|\beta_{\mathbf k}|^2.

Thus nkn_{\mathbf k} is an occupation per normalized mode, while the total number and its thermodynamic density are

⟨N⟩V=∑knk,ρN=lim⁡V→∞⟨N⟩VV=∫dd−1k(2π)d−1 nk,\langle N\rangle_V=\sum_{\mathbf k}n_{\mathbf k}, \qquad \rho_N=\lim_{V\to\infty}{\langle N\rangle_V\over V} =\int{d^{d-1}\mathbf k\over(2\pi)^{d-1}}\,n_{\mathbf k},

when the ultraviolet and infrared limits converge. Setting the continuum delta function to one would lose the volume factor.

Removing the mode cutoff at fixed volume requires ∑k∣βk∣2<∞\sum_{\mathbf k}|\beta_{\mathbf k}|^2<\infty for a bounded canonical map to be unitarily implementable. Finite density in infinite volume is a different statement: a nonzero homogeneous continuum mixing need not define a vacuum vector in the original Fock space. Bogoliubov transformations and unitary implementability explains this distinction and the precise Hilbert–Schmidt test. The squeezed vector and vacuum product here are regulated statements, not an assumed global unitary in the thermodynamic limit.

The vacuum persistence probability is a product over modes. Equivalently,

∣out⟨0∣0⟩in∣2=e−2Im⁡W,|{}_{\rm out}\langle0|0\rangle_{\rm in}|^2 =e^{-2\operatorname{Im}W},

where WW is the in–out effective action. A nonzero imaginary part of WW is therefore the many-mode version of the statement ∣α∣>1|\alpha|>1: the vacuum-to-vacuum channel has lost probability to states with particles.

For bookkeeping, distinguish two related squeeze problems. One real oscillator has

P0→0=1∣α∣,P_{0\to0}={1\over|\alpha|},

whereas one independent particle–antiparticle or k,−k\mathbf k,-\mathbf k two-mode pair has

P0→0(pair)=1∣αk∣2.P_{0\to0}^{(\mathrm{pair})}={1\over|\alpha_{\mathbf k}|^2}.

The momentum product must count independent pairs only; any self-paired real zero mode is counted as one real oscillator. For a complex charged field and nonzero k\mathbf k, the pair (ak,b−k)(a_{\mathbf k},b_{-\mathbf k}) and the pair (a−k,bk)(a_{-\mathbf k},b_{\mathbf k}) are distinct. At zero momentum, a0a_0 and b0b_0 still form a two-species pair. Thus all particle momenta label independent particle–antiparticle pairs. The volume factor and the distinction between mean multiplicity and vacuum survival are explicit in Gelis and Tanji 2015, §3.3, Eqs. (71)–(75), PDF pp. 22–23. In particular, a vanishing infinite-volume vacuum overlap does not by itself imply a divergent particle density.

The coefficient β\beta is a reflection amplitude in time. If

ω2(t)=ω02+U(t),∣U(t)∣≪ω02,\omega^2(t)=\omega_0^2+U(t), \qquad |U(t)|\ll \omega_0^2,

then the first Born approximation gives

β≃i2ω0∫−∞∞dt U(t)e−2iω0t.\boxed{ \beta\simeq {i\over2\omega_0} \int_{-\infty}^{\infty}dt\,U(t)e^{-2i\omega_0t}. }

The phase e−2iω0te^{-2i\omega_0t} is the energy cost of producing two oscillator quanta. Slow backgrounds have little Fourier support at frequency 2ω02\omega_0, so production is small.

A more geometric estimate comes from WKB. Write

f(t)∼12ω(t)exp⁡[−i∫tdt′ ω(t′)]f(t)\sim {1\over\sqrt{2\omega(t)}} \exp\left[-i\int^t dt'\,\omega(t')\right]

where the adiabaticity parameter is

ϵ(t)=∣ω˙(t)∣ω2(t).\epsilon(t)={|\dot\omega(t)|\over\omega^2(t)}.

If ϵ≪1\epsilon\ll1 on the real axis and ω(t)\omega(t) is analytic, pair production is controlled by complex turning points t±t_\pm where

ω(t±)=0,t−=t+∗\omega(t_\pm)=0, \qquad t_-=t_+^*

for a real analytic profile. When a single conjugate pair dominates, the probability has the schematic form

∣β∣2∼exp⁡[−2∣Im⁡∫t−t+dt ω(t)∣].|\beta|^2\sim \exp\left[-2\left|\operatorname{Im}\int_{t_-}^{t_+}dt\,\omega(t)\right|\right].

The contour, Stokes sector, and possible interference among several turning-point pairs are part of the approximation; the displayed formula records only the leading isolated-pair exponent. It makes precise the old intuition that a particle can be created only by a sufficiently nonadiabatic background. If the background changes abruptly, β\beta is often only power-law suppressed. In the analytic, slowly varying regime with the isolated turning points specified above, production is exponentially suppressed.

A useful special case is a very slow change of mass. If the frequency evolves from ωin\omega_{\rm in} to ωout\omega_{\rm out} over a time scale TT with ωT≫1\omega T\gg1, the action variable of the oscillator is adiabatically conserved and β→0\beta\to0. The energy changes because the Hamiltonian changes, but the occupation number does not.

Pair creation in a spatially uniform electric field

Section titled “Pair creation in a spatially uniform electric field”

Now consider a charged scalar field in a classical electric field pointing in the zz direction. Use the gauge

A0=0,Az=Az(t),Ez(t)=−A˙z(t).A_0=0, \qquad A_z=A_z(t), \qquad E_z(t)=-\dot A_z(t).

Here AzA_z denotes the zz-component of the spatial vector A\mathbf A. With the mostly-minus metric, the covariant four-potential is Aμ=(A0,−A)A_\mu=(A_0,-\mathbf A). Thus Dμ=∂μ−iqAμD_\mu=\partial_\mu-iqA_\mu gives the kinetic momentum kz+qAz(t)k_z+qA_z(t).

Here qq is the signed coefficient in the covariant derivative. The positive-frequency particle sector has Maxwell-source charge Q=−qQ=-q: with the inherited action convention, the current obtained by varying the matter action is the negative of the source in ∂μFμν=Jν\partial_\mu F^{\mu\nu}=J^\nu. The current derivation below fixes this sign explicitly. Thus π˙z=−qEz=QEz\dot\pi_z=-qE_z=QE_z, and a positive source charge accelerates along the electric field. The scalar action and derivative convention agree with Gelis and Tanji 2015, §3.1, Eq. (54), PDF pp. 18–19, with their g=qg=q; positive-charge acceleration must still be assigned to the stated particle sector.

For derivative coefficient qq, a Fourier mode

ϕ(x,t)=eik⋅xfk(t)\phi(\mathbf x,t)=e^{i\mathbf k\cdot\mathbf x}f_{\mathbf k}(t)

obeys

f¨k(t)+ωk2(t)fk(t)=0,ωk2(t)=m2+k⊥2+(kz+qAz(t))2.\boxed{ \ddot f_{\mathbf k}(t)+\omega_{\mathbf k}^2(t)f_{\mathbf k}(t)=0, \qquad \omega_{\mathbf k}^2(t)=m^2+k_\perp^2+\left(k_z+qA_z(t)\right)^2. }

This is again a time-dependent oscillator. The canonical momentum kzk_z labels the Fourier mode. The physical kinetic momentum is

πz(t)=kz+qAz(t).\pi_z(t)=k_z+qA_z(t).

For a constant electric field, choose

Az(t)=−Et.A_z(t)=-Et.

Then

ωk2(t)=m⊥2+(kz−qEt)2,m⊥2=m2+k⊥2.\omega_{\mathbf k}^2(t)=m_\perp^2+(k_z-qEt)^2, \qquad m_\perp^2=m^2+k_\perp^2.

The mode is most nonadiabatic near the time when the kinetic longitudinal momentum crosses zero,

kz−qEt=0.k_z-qEt=0.

The complex turning points are

t±=kz±im⊥qE.t_\pm={k_z\pm i m_\perp\over qE}.

The WKB exponent is

2∣Im⁡∫t−t+dt ωk(t)∣=πm⊥2∣qE∣.2\left|\operatorname{Im}\int_{t_-}^{t_+}dt\,\omega_{\mathbf k}(t)\right| ={\pi m_\perp^2\over |qE|}.

Therefore

∣βk∣2=exp⁡[−π(m2+k⊥2)∣qE∣]\boxed{ |\beta_{\mathbf k}|^2 =\exp\left[-{\pi(m^2+k_\perp^2)\over |qE|}\right] }

for a constant field. This is the exact mean occupation number per scalar mode in an eternal uniform field, and it is also the locally constant result for a long pulse away from its switching regions. Because an eternal field never becomes field-free, its in/out states are defined by the positive-frequency WKB branches as t→±∞t\to\pm\infty, not by free plane waves with a fixed kinetic momentum.

The mode exponent also gives the leading pair-production rate in a long constant field. During a time interval TT in a box of length LzL_z, the kinetic momentum kz−qEtk_z-qEt sweeps through the nonadiabatic region for

Lz2π∣qE∣T{L_z\over2\pi}|qE|T

longitudinal modes. Therefore, in 3+13+1 dimensions and in the dilute scalar limit, the mean number NN of produced pairs satisfies

NVT≃∣qE∣2π∫d2k⊥(2π)2exp⁡[−π(m2+k⊥2)∣qE∣]=(qE)28π3exp⁡[−πm2∣qE∣].{N\over VT} \simeq {|qE|\over2\pi} \int {d^2k_\perp\over(2\pi)^2} \exp\left[-{\pi(m^2+k_\perp^2)\over |qE|}\right] ={ (qE)^2\over8\pi^3} \exp\left[-{\pi m^2\over |qE|}\right].

This is the leading term in the scalar Schwinger rate. The full vacuum persistence probability resums multiple production events and, for spinor QED, includes spin degeneracy and Fermi statistics.

In the figure, distinguish the mode label qq from the physical source charges QQ on the separating particles. The upper panel shows the minimum real gap; the lower panel shows which charge accelerates in each direction.

A charged mode reaches its minimum gap at zero kinetic momentum; for a positive electric field the source charge Q=-q moves left when q is positive and its antiparticle moves right

A spatially uniform electric field gives ωk2=m⊥2+πz2\omega_{\mathbf k}^2=m_\perp^2+\pi_z^2, with πz=kz+qAz\pi_z=k_z+qA_z. The minimum real gap and adjacent complex turning points fix the constant-field production exponent. For the illustrated q>0q>0 and E>0E>0, the particle has source charge Q=−qQ=-q and accelerates left, while its antiparticle accelerates right. The geometry is schematic, with no numerical axis scale; the displayed constant-field exponent is exact for the prescribed scalar background.

There is also a simple spacetime estimate behind the exponent. To create a pair of rest mass mm, the field must do work of order 2m2m. If the particles separate by a distance Δz\Delta z, the work is roughly

∣qE∣Δz∼2m.|qE|\Delta z\sim2m.

Quantum mechanics allows such a process through tunneling over a distance of order

Δz∼2m∣qE∣.\Delta z\sim {2m\over |qE|}.

The precise calculation replaces this estimate by the exponential e−πm2/∣qE∣e^{-\pi m^2/|qE|}, but the physical content is the same: strong fields shorten the tunneling distance and enhance pair production.

The in–out effective action tells us whether the vacuum remains the vacuum. The electric current produced by the pairs is an in–in observable. For Lm=(Dμϕ)∗Dμϕ−m2∣ϕ∣2\mathcal L_{\rm m}=(D_\mu\phi)^*D^\mu\phi-m^2|\phi|^2, variation with respect to the covariant potential gives

jqμ≡δSmδAμ=iq[ϕ∗Dμϕ−(Dμϕ)∗ϕ].j_q^\mu\equiv{\delta S_{\rm m}\over\delta A_\mu} =iq\left[\phi^*D^\mu\phi-(D^\mu\phi)^*\phi\right].

With the Maxwell term −FμνFμν/4-F_{\mu\nu}F^{\mu\nu}/4, its equation and the physical source current are

∂μFμν+jqν=0,Jν=−jqν.\partial_\mu F^{\mu\nu}+j_q^\nu=0, \qquad J^\nu=-j_q^\nu.

These signs also fix the particle charge. For a unit-normalized positive-frequency plane wave, the action-current charge is qq, so the Maxwell-source charge is Q=−qQ=-q. Its antiparticle has charge −Q=q-Q=q. A spatial lower index introduces an additional minus sign: jq,z=−jqzj_{q,z}=-j_q^z and Jz=−JzJ_z=-J^z.

To fix the mode normalization, expand the complex field in a spatially homogeneous background as

ϕ(x,t)=∫d3k(2π)3eik⋅x[ak,infk(t)+b−k,in†fk∗(t)].\phi(\mathbf x,t)=\int{d^3\mathbf k\over(2\pi)^3}e^{i\mathbf k\cdot\mathbf x} \left[a_{\mathbf k,\rm in}f_{\mathbf k}(t) +b_{-\mathbf k,\rm in}^\dagger f_{\mathbf k}^*(t)\right].

Both time functions solve the same real oscillator equation for this Fourier label, and i(fk∗f˙k−f˙k∗fk)=1i(f_{\mathbf k}^*\dot f_{\mathbf k}-\dot f_{\mathbf k}^*f_{\mathbf k})=1. The aa and bb operators have the continuum commutator given above and annihilate the in-vacuum. Since Dz=−iπzD^z=-i\pi_z on each spatial plane wave, the vacuum contraction in the bb†b b^\dagger sector gives

⟨jqz(t)⟩ren=2q∫d3k(2π)3 πz(t)∣fk(t)∣sub2,⟨Jz(t)⟩ren=−2q∫d3k(2π)3 πz(t)∣fk(t)∣sub2.\begin{aligned} \langle j_q^z(t)\rangle_{\rm ren} &=2q\int{d^3\mathbf k\over(2\pi)^3}\, \pi_z(t)|f_{\mathbf k}(t)|^2_{\rm sub},\\ \langle J^z(t)\rangle_{\rm ren} &=-2q\int{d^3\mathbf k\over(2\pi)^3}\, \pi_z(t)|f_{\mathbf k}(t)|^2_{\rm sub}. \end{aligned}

The subscript denotes subtraction of the local ultraviolet terms with a consistent gauge-invariant current prescription, including charge renormalization, for example the appropriate adiabatic subtraction. It does not mean that arbitrary mode-by-mode vacuum removal is gauge invariant. One may first derive the contractions with regulated sums; a fixed canonical-momentum cutoff alone is not the final gauge-invariant prescription.

After a pulse has ended, let ωk,out\omega_{\mathbf k,\rm out} be the constant future frequency and write θk=ωk,outt\theta_{\mathbf k}=\omega_{\mathbf k,\rm out}t. Subtracting the out-vacuum term leaves

∣fk∣2−12ωk,out=∣βk∣2+Re⁡[αkβk∗e−2iθk]ωk,out.|f_{\mathbf k}|^2-{1\over2\omega_{\mathbf k,\rm out}} ={|\beta_{\mathbf k}|^2+\operatorname{Re} [\alpha_{\mathbf k}\beta_{\mathbf k}^*e^{-2i\theta_{\mathbf k}}] \over\omega_{\mathbf k,\rm out}}.

If the oscillatory coherence dephases under momentum integration or an explicitly coarse time resolution, the conduction part is

⟨Jz⟩cond=−2q∫d3k(2π)3πz,outωk,out∣βk∣2.\langle J^z\rangle_{\rm cond} =-2q\int{d^3\mathbf k\over(2\pi)^3} {\pi_{z,\rm out}\over\omega_{\mathbf k,\rm out}}|\beta_{\mathbf k}|^2.

The factor two counts the two charges in each pair: Q(πz/ω)Q(\pi_z/\omega) and (−Q)(−πz/ω)(-Q)(-\pi_z/\omega) have the same sign. The full transient current also contains coherence and vacuum polarization; it is not determined by particle number alone or by the instantaneous value of E(t)E(t).

For an electric-field pulse, the vector potential changes by

Az(t)−Az(−∞)=−∫−∞tdt′ Ez(t′).A_z(t)-A_z(-\infty)=-\int_{-\infty}^t dt'\,E_z(t').

Thus the signed kinetic-momentum change is

Δπz(t)=−q∫−∞tdt′ Ez(t′),\Delta\pi_z(t)=-q\int_{-\infty}^t dt'\,E_z(t'),

and a late-time current can depend on this accumulated impulse. This is not a violation of gauge invariance. A constant shift of AzA_z is compensated by relabeling the canonical momentum kzk_z, while the difference Az(t)−Az(−∞)A_z(t)-A_z(-\infty) is fixed by the physical field history.

The next figure isolates a possible late conduction current after a positive pulse. Its curves illustrate retained production and impulse, not a computed transient current or a claim that coherence always decays monotonically.

A positive electric-field pulse leaves a negative particle impulse for Q=-q and can leave a positive physical conduction current after the field has vanished

Schematic collisionless response for q>0q>0 and a positive pulse: the particle’s signed impulse is Δπz=−q∫E dt\Delta\pi_z=-q\int E\,dt, while its source charge is Q=−qQ=-q. The particle and antiparticle contributions to JzJ^z can therefore add to a positive conduction current after the pulse. The late curve assumes produced pairs and dephased coherence; it is not a numerical solution for the full renormalized transient current. All curves have arbitrary vertical scales.

If the electric field is externally prescribed, this current is an output. For a homogeneous dynamical field, Maxwell’s equation is E˙z=−⟨Jz⟩ren\dot E_z=-\langle J^z\rangle_{\rm ren} in the normalization above. A positive conduction current drains a positive field; energy balance gives ∂t(Ez2/2)=−Ez⟨Jz⟩ren\partial_t(E_z^2/2)=-E_z\langle J^z\rangle_{\rm ren}. Continuous production eventually invalidates the fixed-background approximation. Coherent transients and plasma oscillations can occur, so screening need not be monotonic.

Periodic driving and moving-frame instabilities

Section titled “Periodic driving and moving-frame instabilities”

Next contrast nonperturbative production with ordinary thresholds. Suppose a weak perturbation contains a Fourier component of frequency Ω\Omega. At first order, creating two massive quanta requires

Ω≥2m.\Omega\ge 2m.

At nnth order, nn quanta of the drive can combine, and the threshold becomes

nΩ≥2m.n\Omega\ge2m.

At any fixed perturbative order, sufficiently small Ω\Omega lies below that order’s threshold. This does not forbid a strong slowly varying field from creating pairs through complex turning points. At nonzero Ω\Omega, sufficiently high multiphoton orders can also cross the threshold. The constant-field Schwinger factor is the distinct zero-frequency example: it is nonanalytic in the field strength at E=0E=0 and therefore invisible at every finite order in a power series in EE.

The same energy-accounting logic diagnoses a moving body’s energetic instability. Suppose a heavy impurity moves at v=vv^\mathbf v=v\hat{\mathbf v} through a homogeneous medium at zero temperature. For a branch with ϵ(p)>0\epsilon(\mathbf p)>0 at nonzero momentum, the leading net energy cost of transferring momentum p\mathbf p from the body into one excitation is

ΔE(p)=ϵ(p)−v⋅p.\Delta E(\mathbf p)=\epsilon(\mathbf p)-\mathbf v\cdot\mathbf p.

The neglected nonrelativistic recoil term is ∣p∣2/(2M)|\mathbf p|^2/(2M) for impurity mass MM. In the infinite-mass limit, a negative-cost excitation exists precisely when

v>vc(v^),vc(v^)=inf⁡v^⋅p>0ϵ(p)v^⋅p.\boxed{ v>v_c(\hat{\mathbf v}), \qquad v_c(\hat{\mathbf v})=\inf_{\hat{\mathbf v}\cdot\mathbf p>0} {\epsilon(\mathbf p)\over\hat{\mathbf v}\cdot\mathbf p}. }

The denominator must retain the direction of motion when the dispersion is anisotropic Yu 2017, Eqs. (1)–(3), PDF p. 1. For an isotropic branch ϵ=ϵ(p)\epsilon=\epsilon(p), choosing momentum parallel to the velocity minimizes the cost at fixed pp, and this reduces to vc=inf⁡p>0ϵ(p)/pv_c=\inf_{p>0}\epsilon(p)/p. A minimum may fail to be attained; equality v=vcv=v_c does not give a negative-cost excitation.

For example, ϵ=4px2+py2\epsilon=\sqrt{4p_x^2+p_y^2} gives vc=2v_c=2 for motion along xx, since ϵ≥2∣px∣\epsilon\ge2|p_x|. Minimizing ϵ/∣p∣\epsilon/|\mathbf p| instead gives 1 along yy, where the body transfers no energy. For the isotropic linear branch ϵ=cp\epsilon=cp, the criterion is v>cv>c.

This is an energetic threshold for the specified branch and heavy-impurity problem. An actual emission rate also requires an allowed coupling, nonzero matrix elements, and energy-conserving phase space. Other excitation channels can set a lower threshold. It does not explain Rindler thermality: an accelerated observer in vacuum instead changes the time generator and has access to only one causal wedge.

In a compact isolated system, a permanently driven state need not approach a steady state. Energy has nowhere to escape, recurrences can matter, and backreaction must eventually be included.

A time-dependent quadratic background mixes positive and negative frequencies. The phase of the Bogoliubov coefficient β\beta depends on mode conventions, while ∣β∣|\beta| measures the mixing invariantly and ∣β∣2|\beta|^2 is the number of produced quanta in the corresponding out-mode. The identity

∣α∣2−∣β∣2=1|\alpha|^2-|\beta|^2=1

is Wronskian conservation, or equivalently preservation of canonical commutation relations.

The in-vacuum is a squeezed state in the out-basis. For a single real oscillator,

∣0⟩in=Nexp⁡(β∗2α∗aout†2)∣0⟩out,∣N∣2=1∣α∣.|0\rangle_{\rm in} =N\exp\left({\beta^*\over2\alpha^*}a_{\rm out}^{\dagger 2}\right)|0\rangle_{\rm out}, \qquad |N|^2={1\over|\alpha|}.

In–out propagators contain transition amplitudes such as A0→2nA_{0\to2n}. In–in expectation values contain actual observables such as produced particle number, current, energy density, and backreaction.

A spatially uniform electric field turns each charged momentum mode into a time-dependent oscillator with

ωk2(t)=m2+k⊥2+(kz+qAz(t))2.\omega_{\mathbf k}^2(t)=m^2+k_\perp^2+(k_z+qA_z(t))^2.

For a constant field,

∣βk∣2=exp⁡[−π(m2+k⊥2)∣qE∣],|\beta_{\mathbf k}|^2=\exp\left[-{\pi(m^2+k_\perp^2)\over |qE|}\right],

which is the basic Schwinger exponent. The next page will use the same positive/negative-frequency logic in a different setting: mode functions adapted to accelerated observers and Rindler wedges.

The most common mistake is to call β\beta a reflection coefficient and then impose ∣α∣2+∣β∣2=1|\alpha|^2+|\beta|^2=1. That is the wrong conservation law. Negative-frequency modes have negative Klein–Gordon norm, so the correct identity is ∣α∣2−∣β∣2=1|\alpha|^2-|\beta|^2=1.

Another common mistake is to treat particle number as absolute. In time-dependent backgrounds, particle number is defined with respect to a choice of positive-frequency modes. It is unambiguous when the background becomes time independent in the past and future. If the background never switches off, one must use an adiabatic, detector-based, or otherwise physical prescription.

Finally, an in–out current is not the produced current. The in–out effective action diagnoses vacuum persistence and transition amplitudes. Backreaction is driven by the in–in Maxwell-source current Jμ=−jqμJ^\mu=-j_q^\mu. Do not identify a spatial lower component with the upper component, or the derivative coefficient qq with the source charge Q=−qQ=-q of the chosen positive-frequency mode.

A further trap is to identify every exponentially small production process with a perturbative threshold. Multiphoton thresholds depend on Fourier support and order in the driving amplitude; the Schwinger process is nonanalytic at E=0E=0 and is controlled by complex turning points.

Let fin=αfout+βfout∗f_{\rm in}=\alpha f_{\rm out}+\beta f_{\rm out}^* and assume

(fout,fout)=1,(fout∗,fout∗)=−1,(fout,fout∗)=0.(f_{\rm out},f_{\rm out})=1, \qquad (f_{\rm out}^*,f_{\rm out}^*)=-1, \qquad (f_{\rm out},f_{\rm out}^*)=0.

Show that (fin,fin)=1(f_{\rm in},f_{\rm in})=1 implies ∣α∣2−∣β∣2=1|\alpha|^2-|\beta|^2=1.

Solution

Use sesquilinearity of the Klein–Gordon product:

(fin,fin)=(αfout+βfout∗,αfout+βfout∗).(f_{\rm in},f_{\rm in}) =(\alpha f_{\rm out}+\beta f_{\rm out}^*,\alpha f_{\rm out}+\beta f_{\rm out}^*).

The cross terms vanish because

(fout,fout∗)=(fout∗,fout)=0.(f_{\rm out},f_{\rm out}^*)=(f_{\rm out}^*,f_{\rm out})=0.

Thus

(fin,fin)=∣α∣2(fout,fout)+∣β∣2(fout∗,fout∗)=∣α∣2−∣β∣2.(f_{\rm in},f_{\rm in}) =|\alpha|^2(f_{\rm out},f_{\rm out})+|\beta|^2(f_{\rm out}^*,f_{\rm out}^*) =|\alpha|^2-|\beta|^2.

Since finf_{\rm in} is normalized to one,

∣α∣2−∣β∣2=1.|\alpha|^2-|\beta|^2=1.

Starting from

ain=α∗aout−β∗aout†,a_{\rm in}=\alpha^*a_{\rm out}-\beta^*a_{\rm out}^\dagger,

derive the squeezed-state expression for ∣0⟩in|0\rangle_{\rm in} and the probability

P2n=(2n)!22n(n!)2∣β/α∣2n∣α∣.P_{2n} ={ (2n)!\over 2^{2n}(n!)^2} { |\beta/\alpha|^{2n}\over |\alpha|}.
Solution

The condition ain∣0⟩in=0a_{\rm in}|0\rangle_{\rm in}=0 becomes

(α∗aout−β∗aout†)∣0⟩in=0.(\alpha^*a_{\rm out}-\beta^*a_{\rm out}^\dagger)|0\rangle_{\rm in}=0.

Try

∣0⟩in=Nexp⁡(ζ2aout†2)∣0⟩out.|0\rangle_{\rm in}=N\exp\left({\zeta\over2}a_{\rm out}^{\dagger 2}\right)|0\rangle_{\rm out}.

Since

aexp⁡(ζ2a†2)∣0⟩=ζa†exp⁡(ζ2a†2)∣0⟩,a\exp\left({\zeta\over2}a^{\dagger 2}\right)|0\rangle =\zeta a^\dagger\exp\left({\zeta\over2}a^{\dagger 2}\right)|0\rangle,

the vacuum condition gives

α∗ζ−β∗=0,ζ=β∗α∗.\alpha^*\zeta-\beta^*=0, \qquad \zeta={\beta^*\over\alpha^*}.

Expanding the exponential,

∣0⟩in=N∑n=0∞1n!(ζ2)n(a†)2n∣0⟩.|0\rangle_{\rm in} =N\sum_{n=0}^\infty{1\over n!} \left({\zeta\over2}\right)^n(a^\dagger)^{2n}|0\rangle.

Using

(a†)2n∣0⟩=(2n)!∣2n⟩,(a^\dagger)^{2n}|0\rangle=\sqrt{(2n)!}|2n\rangle,

we get

A0→2n=N(2n)!2nn!ζn.A_{0\to2n}=N{\sqrt{(2n)!}\over2^n n!}\zeta^n.

The normalization is

1=∣N∣2∑n=0∞(2n)!22n(n!)2∣ζ∣2n=∣N∣211−∣ζ∣2.1=|N|^2\sum_{n=0}^\infty{(2n)!\over2^{2n}(n!)^2}|\zeta|^{2n} =|N|^2{1\over\sqrt{1-|\zeta|^2}}.

Because

1−∣ζ∣2=1−∣β∣2∣α∣2=1∣α∣2,1-|\zeta|^2=1-{|\beta|^2\over|\alpha|^2}={1\over|\alpha|^2},

we find

∣N∣2=1∣α∣.|N|^2={1\over|\alpha|}.

Therefore

P2n=∣A0→2n∣2=(2n)!22n(n!)2∣β/α∣2n∣α∣.P_{2n}=|A_{0\to2n}|^2 ={ (2n)!\over 2^{2n}(n!)^2} { |\beta/\alpha|^{2n}\over |\alpha|}.

Exercise 3: Born approximation for mode mixing

Section titled “Exercise 3: Born approximation for mode mixing”

For

ω2(t)=ω02+U(t),∣U(t)∣≪ω02,\omega^2(t)=\omega_0^2+U(t), \qquad |U(t)|\ll\omega_0^2,

show that the first Born approximation has the form

β≃i2ω0∫−∞∞dt U(t)e−2iω0t\beta\simeq {i\over2\omega_0}\int_{-\infty}^{\infty}dt\,U(t)e^{-2i\omega_0t}

up to a convention-dependent overall phase.

Solution

Write the solution as a slowly corrected superposition of free modes,

f(t)=12ω0[A(t)e−iω0t+B(t)e+iω0t],f(t)={1\over\sqrt{2\omega_0}} \left[A(t)e^{-i\omega_0t}+B(t)e^{+i\omega_0t}\right],

with A(−∞)=1A(-\infty)=1 and B(−∞)=0B(-\infty)=0. To first order in UU, one may compute the negative-frequency amplitude generated by the perturbation using the free retarded Green function of d2/dt2+ω02d^2/dt^2+\omega_0^2:

GR(t−t′)=θ(t−t′)ω0sin⁡ω0(t−t′).G_R(t-t')={\theta(t-t')\over\omega_0}\sin\omega_0(t-t').

The equation is

(∂t2+ω02)f(t)=−U(t)f(t).(\partial_t^2+\omega_0^2)f(t)=-U(t)f(t).

Insert the zeroth-order solution

f(0)(t)=e−iω0t2ω0f^{(0)}(t)={e^{-i\omega_0t}\over\sqrt{2\omega_0}}

on the right-hand side. The late-time correction is

δf(t)=−∫dt′ GR(t−t′)U(t′)e−iω0t′2ω0.\delta f(t)=-\int dt'\,G_R(t-t')U(t'){e^{-i\omega_0t'}\over\sqrt{2\omega_0}}.

For tt later than the support of UU,

sin⁡ω0(t−t′)=12i(eiω0(t−t′)−e−iω0(t−t′)).\sin\omega_0(t-t')={1\over2i} \left(e^{i\omega_0(t-t')}-e^{-i\omega_0(t-t')}\right).

The coefficient of e+iω0t/2ω0e^{+i\omega_0t}/\sqrt{2\omega_0} is therefore

β≃−12iω0∫dt′ U(t′)e−2iω0t′=i2ω0∫dt′ U(t′)e−2iω0t′.\beta\simeq -{1\over2i\omega_0}\int dt'\,U(t')e^{-2i\omega_0t'} ={i\over2\omega_0}\int dt'\,U(t')e^{-2i\omega_0t'}.

Changing the phase convention for the negative-frequency mode changes the overall phase of β\beta, but not ∣β∣2|\beta|^2.

Exercise 4: constant-field Schwinger exponent

Section titled “Exercise 4: constant-field Schwinger exponent”

For a charged scalar in a constant electric field, use

ωk2(t)=m⊥2+(kz−qEt)2\omega_{\mathbf k}^2(t)=m_\perp^2+(k_z-qEt)^2

and the complex turning points

t±=kz±im⊥qEt_\pm={k_z\pm i m_\perp\over qE}

to show that

∣βk∣2=exp⁡[−πm⊥2∣qE∣].|\beta_{\mathbf k}|^2=\exp\left[-{\pi m_\perp^2\over |qE|}\right].
Solution

The answer depends only on ∣qE∣|qE|, so take qE>0qE>0 while evaluating the oriented contour; reversing the field interchanges the two turning points. The WKB exponent is

2Im⁡∫t−t+dt ωk(t).2\operatorname{Im}\int_{t_-}^{t_+}dt\,\omega_{\mathbf k}(t).

Set

ν=qEt−kz,dt=dνqE.\nu=qEt-k_z, \qquad dt={d\nu\over qE}.

The turning points become

ν−=−im⊥,ν+=+im⊥.\nu_-=-i m_\perp, \qquad \nu_+=+i m_\perp.

Thus

∫t−t+dt ωk(t)=1qE∫−im⊥+im⊥dν m⊥2+ν2.\int_{t_-}^{t_+}dt\,\omega_{\mathbf k}(t) ={1\over qE}\int_{-im_\perp}^{+im_\perp}d\nu\,\sqrt{m_\perp^2+\nu^2}.

Put ν=iy\nu=i y, with yy running from −m⊥-m_\perp to m⊥m_\perp. Then dν=idyd\nu=i dy and

m⊥2+ν2=m⊥2−y2.\sqrt{m_\perp^2+\nu^2}=\sqrt{m_\perp^2-y^2}.

Therefore

∫t−t+dt ωk(t)=iqE∫−m⊥m⊥dy m⊥2−y2.\int_{t_-}^{t_+}dt\,\omega_{\mathbf k}(t) ={i\over qE}\int_{-m_\perp}^{m_\perp}dy\,\sqrt{m_\perp^2-y^2}.

The remaining integral is the area of a semicircle of radius m⊥m_\perp:

∫−m⊥m⊥dy m⊥2−y2=πm⊥22.\int_{-m_\perp}^{m_\perp}dy\,\sqrt{m_\perp^2-y^2} ={\pi m_\perp^2\over2}.

Hence

2Im⁡∫t−t+dt ωk(t)=πm⊥2∣qE∣.2\operatorname{Im}\int_{t_-}^{t_+}dt\,\omega_{\mathbf k}(t) ={\pi m_\perp^2\over |qE|}.

The tunneling probability is the exponential of minus this quantity:

∣βk∣2=exp⁡[−πm⊥2∣qE∣].|\beta_{\mathbf k}|^2=\exp\left[-{\pi m_\perp^2\over |qE|}\right].

Show directly from

aout=αain+β∗ain†a_{\rm out}=\alpha a_{\rm in}+\beta^*a_{\rm in}^\dagger

that the in-vacuum contains ∣β∣2|\beta|^2 out-quanta on average.

Solution

Compute

Nout=aout†aout.N_{\rm out}=a_{\rm out}^\dagger a_{\rm out}.

Using

aout†=α∗ain†+βain,a_{\rm out}^\dagger=\alpha^*a_{\rm in}^\dagger+\beta a_{\rm in},

we get

aout†aout=(α∗a†+βa)(αa+β∗a†),a_{\rm out}^\dagger a_{\rm out} =(\alpha^*a^\dagger+\beta a)(\alpha a+\beta^*a^\dagger),

where a=aina=a_{\rm in}. Expanding,

Nout=∣α∣2a†a+α∗β∗a†a†+αβaa+∣β∣2aa†.N_{\rm out}=|\alpha|^2a^\dagger a+ \alpha^*\beta^*a^\dagger a^\dagger+ \alpha\beta aa+|\beta|^2aa^\dagger.

Taking the expectation value in the in-vacuum kills all terms except the last one:

in⟨0∣aa†∣0⟩in=1.{}_{\rm in}\langle0|aa^\dagger|0\rangle_{\rm in}=1.

Therefore

in⟨0∣Nout∣0⟩in=∣β∣2.{}_{\rm in}\langle0|N_{\rm out}|0\rangle_{\rm in}=|\beta|^2.

Use the mode probability

∣βk∣2=exp⁡[−π(m2+k⊥2)∣qE∣]|\beta_{\mathbf k}|^2= \exp\left[-{\pi(m^2+k_\perp^2)\over |qE|}\right]

for a constant electric field in 3+13+1 dimensions to derive the dilute scalar estimate

NVT≃(qE)28π3exp⁡[−πm2∣qE∣].{N\over VT}\simeq { (qE)^2\over8\pi^3} \exp\left[-{\pi m^2\over |qE|}\right].
Solution

In a time TT, the longitudinal kinetic momentum changes by

∣Δπz∣=∣qE∣T.|\Delta \pi_z|=|qE|T.

With box normalization, the density of longitudinal modes is Lz/(2π)L_z/(2\pi), so the number of longitudinal modes that pass through the nonadiabatic region is

Lz2π∣qE∣T.{L_z\over2\pi}|qE|T.

The number of produced pairs is therefore

N≃Lz∣qE∣T2πLxLy∫d2k⊥(2π)2exp⁡[−π(m2+k⊥2)∣qE∣].N\simeq {L_z|qE|T\over2\pi} L_xL_y\int {d^2k_\perp\over(2\pi)^2} \exp\left[-{\pi(m^2+k_\perp^2)\over |qE|}\right].

Divide by V=LxLyLzV=L_xL_yL_z and by TT:

NVT≃∣qE∣2πe−πm2/∣qE∣∫d2k⊥(2π)2e−πk⊥2/∣qE∣.{N\over VT} \simeq {|qE|\over2\pi}e^{-\pi m^2/|qE|} \int {d^2k_\perp\over(2\pi)^2} e^{-\pi k_\perp^2/|qE|}.

The Gaussian integral is

∫d2k⊥(2π)2e−πk⊥2/∣qE∣=∣qE∣4π2.\int {d^2k_\perp\over(2\pi)^2} e^{-\pi k_\perp^2/|qE|} ={|qE|\over4\pi^2}.

Thus

NVT≃(qE)28π3exp⁡[−πm2∣qE∣].{N\over VT}\simeq { (qE)^2\over8\pi^3} \exp\left[-{\pi m^2\over |qE|}\right].

This calculation gives the leading dilute production rate, not the full multi-pair vacuum persistence formula.

An excitation branch has ϵ(p)>0\epsilon(\mathbf p)>0 for nonzero momentum in the medium rest frame. In the infinite-mass impurity limit, show that a negative-cost excitation exists for motion along v^\hat{\mathbf v} precisely when

v>vc(v^),vc(v^)=inf⁡v^⋅p>0ϵ(p)v^⋅p.v>v_c(\hat{\mathbf v}),\qquad v_c(\hat{\mathbf v})=\inf_{\hat{\mathbf v}\cdot\mathbf p>0} {\epsilon(\mathbf p)\over\hat{\mathbf v}\cdot\mathbf p}.

Recover the isotropic result, and evaluate the threshold for ϵ=4px2+py2\epsilon=\sqrt{4p_x^2+p_y^2} with motion along xx. Explain why this criterion alone does not determine an emission rate.

Solution

In the heavy-body limit, transferring momentum p\mathbf p changes the body’s kinetic energy by −v⋅p-\mathbf v\cdot\mathbf p to leading order. The net energy cost is therefore

ΔE=ϵ(p)−v⋅p.\Delta E=\epsilon(\mathbf p)-\mathbf v\cdot\mathbf p.

If v^⋅p≤0\hat{\mathbf v}\cdot\mathbf p\le0, the cost is positive. Otherwise, dividing by the positive longitudinal projection gives

ΔE<0⟺v>ϵ(p)v^⋅p.\Delta E<0\quad\Longleftrightarrow\quad v>{\epsilon(\mathbf p)\over\hat{\mathbf v}\cdot\mathbf p}.

Some momentum satisfies this inequality precisely when vv exceeds the infimum. At equality no ratio lies below vv. If ϵ\epsilon depends only on p=∣p∣p=|\mathbf p|, alignment with v^\hat{\mathbf v} maximizes the denominator without changing the numerator, giving

vc=inf⁡p>0ϵ(p)p.v_c=\inf_{p>0}{\epsilon(p)\over p}.

For a linear isotropic branch ϵ=cp\epsilon=cp, this is cc. For the anisotropic example, px>0p_x>0 gives ϵ/px=4+(py/px)2≥2\epsilon/p_x=\sqrt{4+(p_y/p_x)^2}\ge2, with equality at py=0p_y=0, so vc(x^)=2v_c(\hat x)=2. The unrelated radial minimum 1 lies along yy and cannot describe motion along xx. A nonzero rate further requires a coupling to the mode and energy-conserving phase space; a forbidden matrix element is not repaired by a negative energy cost.

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