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Statistics, Occupation Algebra, and Anyons

The field operators introduced so far were bosonic: their creation operators commute, so multiparticle wavefunctions are symmetric. That is not a small technical choice. The sign or phase acquired when identical particles are exchanged is part of the quantum definition of the particles.

For bosons, arbitrarily many quanta may occupy the same one-particle state. For fermions, the algebra itself enforces the Pauli exclusion principle: a single mode has only two states, empty and occupied. In two spatial dimensions there is one more possibility. Particle worldlines can braid around each other, and an exchange may carry a phase eiθe^{i\theta} that is neither +1+1 nor 1-1. Such particles are called anyons.

The aim of this page is to connect three descriptions that often appear separately: exchange symmetry of wavefunctions, algebra of creation and annihilation operators, and the topology of particle paths. The discussion is still nonrelativistic. The relativistic spin–statistics theorem, which relates integer spin to Bose statistics and half-integer spin to Fermi statistics, will enter later when Dirac fields and Lorentz representations are available.

For two identical particles, the labels 11 and 22 are bookkeeping devices, not physical labels. If a two-particle wavefunction is written as ρ(x1,x2)\rho(x_1,x_2), then exchanging the arguments must give an equivalent state. In ordinary three-dimensional space the two standard possibilities are

ρ(x1,x2)=+ρ(x2,x1)\rho(x_1,x_2)=+\rho(x_2,x_1)

for bosons and

ρ(x1,x2)=ρ(x2,x1)\rho(x_1,x_2)=-\rho(x_2,x_1)

for fermions. More generally, for NN identical particles, a permutation τSN\tau\in S_N acts by

ρ(xτ(1),xτ(2),,xτ(N))=χ(τ)ρ(x1,x2,,xN).\rho(x_{\tau(1)},x_{\tau(2)},\ldots,x_{\tau(N)}) =\chi(\tau)\rho(x_1,x_2,\ldots,x_N).

For bosons, χ(τ)=1\chi(\tau)=1. For fermions,

χ(τ)=sgn(τ).\chi(\tau)=\operatorname{sgn}(\tau).

In the operator language, these two choices become two different algebras. A bosonic mode is created and destroyed by aia_i^\dagger and aia_i with

[ai,aj]=δij,[ai,aj]=0,[ai,aj]=0.[a_i,a_j^\dagger]=\delta_{ij}, \qquad [a_i,a_j]=0, \qquad [a_i^\dagger,a_j^\dagger]=0.

A fermionic mode is created and destroyed by cic_i^\dagger and cic_i with

{ci,cj}=δij,{ci,cj}=0,{ci,cj}=0.\{c_i,c_j^\dagger\}=\delta_{ij}, \qquad \{c_i,c_j\}=0, \qquad \{c_i^\dagger,c_j^\dagger\}=0.

Here

[A,B]=ABBA,{A,B}=AB+BA.[A,B]=AB-BA, \qquad \{A,B\}=AB+BA.

The commutator says that two bosonic creation operators may pass through each other without changing the state. The anticommutator says that two fermionic creation operators pick up a minus sign when interchanged:

cicj=cjci.c_i^\dagger c_j^\dagger=-c_j^\dagger c_i^\dagger.

This is why the algebra is more fundamental than the notation. Once the algebra is chosen, the symmetry or antisymmetry of all multiparticle states follows automatically.

For one bosonic oscillator, the algebra is

[a,a]=1.[a,a^\dagger]=1.

Let 0|0\rangle be the normalized vacuum of this mode,

a0=0,00=1.a|0\rangle=0, \qquad \langle0|0\rangle=1.

The normalized nn-particle state is

n=1n!(a)n0.|n\rangle=\frac{1}{\sqrt{n!}}(a^\dagger)^n|0\rangle.

The ladder operators act as

an=n+1n+1,an=nn1.a^\dagger|n\rangle=\sqrt{n+1}\,|n+1\rangle, \qquad a|n\rangle=\sqrt n\,|n-1\rangle.

The number operator

N=aaN=a^\dagger a

satisfies

Nn=nn.N|n\rangle=n|n\rangle.

The square roots are not arbitrary normalization decorations. They are forced by the commutation relation. For example,

an=1n!(a)n+10=n+11(n+1)!(a)n+10=n+1n+1.\begin{aligned} a^\dagger|n\rangle &=\frac{1}{\sqrt{n!}}(a^\dagger)^{n+1}|0\rangle \\ &=\sqrt{n+1}\,\frac{1}{\sqrt{(n+1)!}}(a^\dagger)^{n+1}|0\rangle \\ &=\sqrt{n+1}\,|n+1\rangle. \end{aligned}

Similarly,

a(a)n=(a)na+n(a)n1,a(a^\dagger)^n=(a^\dagger)^n a+n(a^\dagger)^{n-1},

so

an=nn1.a|n\rangle=\sqrt n\,|n-1\rangle.

Bosonic occupation is unbounded:

n=0,1,2,3,.n=0,1,2,3,\ldots.

This unbounded ladder is what made Bose condensation possible in the previous page. A single mode can contain a macroscopic number of particles, and for large nn its creation and annihilation operators behave almost like classical numbers.

For one fermionic mode, the algebra is

{c,c}=1,{c,c}=0,{c,c}=0.\{c,c^\dagger\}=1, \qquad \{c,c\}=0, \qquad \{c^\dagger,c^\dagger\}=0.

The last two equations imply

c2=0,(c)2=0.c^2=0, \qquad (c^\dagger)^2=0.

With a normalized vacuum

c0=0,c|0\rangle=0,

there is only one nonzero excited state,

1=c0.|1\rangle=c^\dagger|0\rangle.

Trying to create a second particle in the same mode gives

c1=(c)20=0.c^\dagger|1\rangle=(c^\dagger)^2|0\rangle=0.

This is the Pauli exclusion principle in its most economical form. It is not added after quantization; it is contained in the algebra.

The annihilation operator obeys

c1=cc0=(1cc)0=0.c|1\rangle=cc^\dagger|0\rangle=(1-c^\dagger c)|0\rangle=|0\rangle.

The number operator

N=ccN=c^\dagger c

has eigenvalues only 00 and 11:

N0=0,N1=1.N|0\rangle=0, \qquad N|1\rangle=|1\rangle.

One also finds

N2=N.N^2=N.

Thus NN is a projection operator. A fermionic mode is either empty or occupied; there is no intermediate occupation number and no double occupation.

In the ordered basis (0,1)(|0\rangle,|1\rangle), one convenient matrix representation is

c=(0100),c=(0010),N=(0001).c= \begin{pmatrix} 0&1\\ 0&0 \end{pmatrix}, \qquad c^\dagger= \begin{pmatrix} 0&0\\ 1&0 \end{pmatrix}, \qquad N= \begin{pmatrix} 0&0\\ 0&1 \end{pmatrix}.

These matrices obey {c,c}=1\{c,c^\dagger\}=1 and (c)2=0(c^\dagger)^2=0 exactly.

Bosonic and fermionic occupation-number ladders

A bosonic mode has an infinite occupation-number ladder, with an=n+1n+1a^\dagger|n\rangle=\sqrt{n+1}|n+1\rangle. A fermionic mode has only two states: 0|0\rangle and 1=c0|1\rangle=c^\dagger|0\rangle. The algebra (c)2=0(c^\dagger)^2=0 blocks the next rung.

For many fermionic modes, the anticommutation relations are

{cp,cq}=δpq,{cp,cq}=0,{cp,cq}=0.\{c_p,c_q^\dagger\}=\delta_{pq}, \qquad \{c_p,c_q\}=0, \qquad \{c_p^\dagger,c_q^\dagger\}=0.

Here p,qp,q may be discrete labels, such as momenta in a finite box. An ordered NN-fermion state is

p1,p2,,pN=cp1cp2cpN0.|p_1,p_2,\ldots,p_N\rangle =c_{p_1}^\dagger c_{p_2}^\dagger\cdots c_{p_N}^\dagger|0\rangle.

Interchanging two creation operators changes the sign:

p2,p1,p3,,pN=p1,p2,p3,,pN.|p_2,p_1,p_3,\ldots,p_N\rangle =-|p_1,p_2,p_3,\ldots,p_N\rangle.

If two labels coincide, the state vanishes. For example,

cpcp0=0.c_p^\dagger c_p^\dagger|0\rangle=0.

The annihilation operator removes a matching particle and produces a sign determined by how many fermionic operators it must pass. Acting on an ordered state,

cqp1,p2,,pN=r=1N(1)r1δqprp1,,pr^,,pN.c_q|p_1,p_2,\ldots,p_N\rangle = \sum_{r=1}^{N}(-1)^{r-1}\delta_{q p_r} |p_1,\ldots,\widehat{p_r},\ldots,p_N\rangle.

The hat means that the entry is omitted. For instance,

cqp1,p2,p3=δqp1p2,p3δqp2p1,p3+δqp3p1,p2.c_q|p_1,p_2,p_3\rangle =\delta_{q p_1}|p_2,p_3\rangle -\delta_{q p_2}|p_1,p_3\rangle +\delta_{q p_3}|p_1,p_2\rangle.

This formula is the many-mode form of Pauli exclusion and antisymmetry. It is also the first place where fermionic signs become unavoidable in calculations. Later, the same bookkeeping will appear as the minus signs attached to fermion exchanges and closed fermion loops in Feynman diagrams.

The fermionic number operator for mode pp is

Np=cpcp,N_p=c_p^\dagger c_p,

and the total number operator is

N=pcpcp.N=\sum_p c_p^\dagger c_p.

Each NpN_p has eigenvalues 00 and 11. The total particle number is still an integer, but it is now a sum of binary occupation numbers.

A useful algebraic toy model interpolates between the bosonic and fermionic ladder formulas:

aaqaa=1.aa^\dagger-q a^\dagger a=1.

For the Hilbert-space derivation, first take qq to be real and let aa^\dagger be the Hermitian adjoint of aa. Then squared ladder coefficients must be real and nonnegative. The complex root-of-unity continuation considered below is a formal algebraic observation, not a positive-norm Fock representation of this same *-algebra.

Assume a vacuum

a0=0,a|0\rangle=0,

and define normalized states so that

an=αnn+1,an+1=αnn.a^\dagger|n\rangle=\alpha_n|n+1\rangle, \qquad a|n+1\rangle=\alpha_n^*|n\rangle.

Let

γn=αn2.\gamma_n=|\alpha_n|^2.

Then

aan=γnn,aan=γn1n,aa^\dagger|n\rangle=\gamma_n|n\rangle, \qquad a^\dagger a|n\rangle=\gamma_{n-1}|n\rangle,

where γ1=0\gamma_{-1}=0 because a0=0a|0\rangle=0. Acting with the deformed algebra on n|n\rangle gives

γnqγn1=1.\gamma_n-q\gamma_{n-1}=1.

Therefore

γ0=1,γ1=1+q,γ2=1+q+q2,\gamma_0=1, \qquad \gamma_1=1+q, \qquad \gamma_2=1+q+q^2,

and in general

γn=1+q+q2++qn=1qn+11q\boxed{\gamma_n=1+q+q^2+\cdots+q^n =\frac{1-q^{n+1}}{1-q}}

when q1q\ne1. It is common to write this as a qq-number,

γn=[n+1]q.\gamma_n=[n+1]_q.

For real q>1q>-1, all these coefficients are positive and the ladder is infinite. At q=1q=-1 the first attempted second-occupation coefficient vanishes. For q<1q<-1, already γ1=1+q<0\gamma_1=1+q<0, so the assumed positive-norm representation fails.

The two familiar cases are recovered immediately.

For q=1q=1,

γn=n+1,\gamma_n=n+1,

so

an=n+1n+1.a^\dagger|n\rangle=\sqrt{n+1}\,|n+1\rangle.

This is the ordinary bosonic oscillator.

For q=1q=-1,

γ0=1,γ1=1+(1)=0.\gamma_0=1, \qquad \gamma_1=1+(-1)=0.

Thus

a0=1,a1=0.a^\dagger|0\rangle=|1\rangle, \qquad a^\dagger|1\rangle=0.

The ladder truncates after one particle, as in the fermionic oscillator. This reproduces the occupation rule of a single fermionic mode; it does not by itself impose anticommutation relations between distinct modes.

A particularly suggestive choice is

q=e2πi/N.q=e^{2\pi i/N}.

For N>2N>2 this qq is complex. Formally continuing the polynomial qq-number gives

[N]q=1+q++qN1=0.[N]_q=1+q+\cdots+q^{N-1}=0.

At the level of the formal recurrence, this would terminate the ladder at N1|N-1\rangle and resembles a generalized exclusion rule. It cannot be read as αN12=0|\alpha_{N-1}|^2=0 while the earlier coefficients are complex: a squared norm cannot be complex.

q-oscillator recurrence and special limits

For real qq, the deformed algebra aaqaa=1aa^\dagger-q a^\dagger a=1 gives the recurrence γnqγn1=1\gamma_n-q\gamma_{n-1}=1, hence γn=[n+1]q\gamma_n=[n+1]_q. The bosonic limit is q=1q=1. The one-mode fermionic occupation rule appears at q=1q=-1. A complex root of unity only gives a formal truncated recurrence unless additional representation data are supplied.

This calculation is pedagogically useful, but it needs a warning. The algebra above is not, by itself, the full physical theory of anyons. Indeed, taking the adjoint of

aaqaa=1aa^\dagger-q a^\dagger a=1

replaces qq by qq^*. If both equations are to hold with the ordinary adjoint on a nontrivial positive Hilbert space, qq must be real. Complex-qq oscillators require a modified algebra, a different *-structure, or an indefinite/nonstandard inner product. Even when a root of unity produces a formal exclusion rule, that rule is not the same thing as a braid-group exchange phase. Genuine anyonic statistics is best understood from the topology of particle exchange in two spatial dimensions, not merely from replacing a commutator by a qq-commutator.

The reason ordinary three-dimensional particles are bosons or fermions is topological as well as algebraic. The configuration space of NN identical particles is obtained by removing collision points and then quotienting by permutations. Its fundamental group controls the possible exchange phases.

For d3d\geq3 spatial dimensions, the relevant group is the permutation group SNS_N. The elementary exchange σi\sigma_i, which swaps neighboring particles ii and i+1i+1, obeys

σi2=1.\sigma_i^2=1.

A one-dimensional unitary representation therefore sends

σiη,η2=1,\sigma_i\mapsto \eta, \qquad \eta^2=1,

so

η=+1orη=1.\eta=+1 \qquad\text{or}\qquad \eta=-1.

These are precisely Bose and Fermi statistics.

In two spatial dimensions the story changes. Particle worldlines cannot always be untangled. An exchange has an orientation: one particle may wind around another clockwise or counterclockwise. The fundamental group is no longer SNS_N but the braid group BNB_N. Its generators obey

σiσi+1σi=σi+1σiσi+1,σiσj=σjσi(ij2),\sigma_i\sigma_{i+1}\sigma_i = \sigma_{i+1}\sigma_i\sigma_{i+1}, \qquad \sigma_i\sigma_j=\sigma_j\sigma_i\quad(|i-j|\geq2),

but there is no relation σi2=1\sigma_i^2=1.

A one-dimensional unitary representation may therefore assign

σieiθ,\sigma_i\mapsto e^{i\theta},

with arbitrary real θ\theta modulo 2π2\pi. For abelian anyons, the exchange rule for two identical particles is then

ρ(x1,x2)eiθρ(x1,x2)\rho(x_1,x_2)\longmapsto e^{i\theta}\rho(x_1,x_2)

for one orientation of exchange, and

ρ(x1,x2)eiθρ(x1,x2)\rho(x_1,x_2)\longmapsto e^{-i\theta}\rho(x_1,x_2)

for the opposite orientation. The special cases are

θ=0bosons,θ=πfermions.\theta=0\quad\text{bosons}, \qquad \theta=\pi\quad\text{fermions}.

All other values describe abelian anyons. More general two-dimensional systems can have nonabelian anyons, where braiding acts by matrices on a degenerate Hilbert space rather than by a single phase. This course only needs the abelian phase idea.

Permutation statistics in three dimensions versus braid statistics in two dimensions

In d3d\geq3, identical-particle exchange is governed by the permutation group SNS_N, so an elementary exchange squares to the identity and its one-dimensional phases are only ±1\pm1. In two spatial dimensions, worldlines braid; the group is BNB_N, and an elementary braid may carry an arbitrary phase eiθe^{i\theta}.

There is also a field-theoretic realization of this idea. In 2+12+1 dimensions, coupling particles to a Chern–Simons gauge field can attach flux to charge. A full winding of one charge around another produces an Aharonov–Bohm monodromy; for identical abelian anyons this is the square of the elementary exchange phase. With the convention above, a full winding gives e2iθe^{2i\theta} while a single oriented exchange gives eiθe^{i\theta}. This is why anyons are common in effective field theories of planar quantum matter, especially quantum Hall systems.

For bosons and fermions, the field-operator version of the algebra is obtained by giving the mode label a continuous position or momentum value. At equal time,

[ψB(x),ψB(y)]=δ(d)(xy)[\psi_B(\mathbf x),\psi_B^\dagger(\mathbf y)] =\delta^{(d)}(\mathbf x-\mathbf y)

for bosons, while

{ψF(x),ψF(y)}=δ(d)(xy)\{\psi_F(\mathbf x),\psi_F^\dagger(\mathbf y)\} =\delta^{(d)}(\mathbf x-\mathbf y)

for fermions. The corresponding creation operators in momentum space obey

[ap,aq]=δpq[a_{\mathbf p},a_{\mathbf q}^\dagger]=\delta_{\mathbf p\mathbf q}

or

{cp,cq}=δpq,\{c_{\mathbf p},c_{\mathbf q}^\dagger\}=\delta_{\mathbf p\mathbf q},

depending on the statistics.

The next step in the course is to diagonalize free nonrelativistic Hamiltonians in this language. For either bosons or fermions the free Hamiltonian takes the same formal shape,

H0=pϵpApAp,ϵp=p22m,H_0=\sum_{\mathbf p}\epsilon_{\mathbf p}\,A_{\mathbf p}^\dagger A_{\mathbf p}, \qquad \epsilon_{\mathbf p}=\frac{\mathbf p^2}{2m},

but the meaning of the occupation number differs. For bosons,

np=0,1,2,,n_{\mathbf p}=0,1,2,\ldots,

while for fermions,

np=0,1.n_{\mathbf p}=0,1.

The same expression for H0H_0 therefore describes very different many-body physics. A Bose gas may form a condensate. A Fermi gas forms a filled Fermi sea. The distinction is not in the single-particle dispersion ϵp\epsilon_{\mathbf p}; it is in the occupation algebra.

The exchange statistics of identical particles is encoded algebraically by creation and annihilation operators. Bosonic operators commute, so the occupation ladder is infinite:

an=n+1n+1.a^\dagger|n\rangle=\sqrt{n+1}\,|n+1\rangle.

Fermionic operators anticommute, so a single mode has only two states:

0,1=c0,(c)2=0.|0\rangle, \qquad |1\rangle=c^\dagger|0\rangle, \qquad (c^\dagger)^2=0.

For many fermionic modes, the sign in an annihilation formula counts how many occupied modes the annihilation operator passes through. This is the operator form of antisymmetric wavefunctions.

The deformed oscillator

aaqaa=1aa^\dagger-q a^\dagger a=1

leads to the recurrence

γnqγn1=1,γn=1+q++qn.\gamma_n-q\gamma_{n-1}=1, \qquad \gamma_n=1+q+\cdots+q^n.

For real qq, it gives a compact algebraic bridge between bosonic and one-mode fermionic occupation ladders. A complex root of unity only suggests a formal generalized exclusion rule; it does not define positive norms through γn=αn2\gamma_n=|\alpha_n|^2. Physical anyons are instead fundamentally topological: in two spatial dimensions the exchange group is the braid group BNB_N, so an exchange may carry the phase eiθe^{i\theta} rather than only ±1\pm1. The q-oscillator is therefore a useful calculation, not a substitute for braid statistics.

The key lesson is that the same free-particle energy spectrum can lead to radically different many-body physics depending on the algebra of the creation operators. Statistics is not decoration; it is part of the definition of the quantum field.

  1. Treating particle labels as physical labels. For identical particles, labels such as 11 and 22 are coordinates in a description, not identities that can be followed through time.

  2. Deriving Pauli exclusion from repulsion. Pauli exclusion is not a short-range force. It follows from (c)2=0(c^\dagger)^2=0.

  3. Forgetting fermionic signs. Moving a fermionic operator past another fermionic operator costs a minus sign. This is the source of signs in many-body formulas and later in Feynman diagrams.

  4. Confusing the q-oscillator with physical anyons. The deformed oscillator is a useful algebraic model, but physical anyons arise from braid topology and are naturally realized in two spatial dimensions.

  5. Applying anyon statistics in ordinary three-dimensional particle physics. Point-particle anyons rely on the braid group of planar configuration space. In 3+13+1 dimensions, ordinary point-particle exchange gives Bose or Fermi statistics under the usual assumptions of local quantum theory.

Verify directly that the matrices

c=(0100),c=(0010)c= \begin{pmatrix} 0&1\\ 0&0 \end{pmatrix}, \qquad c^\dagger= \begin{pmatrix} 0&0\\ 1&0 \end{pmatrix}

satisfy the one-mode fermion algebra. Compute N=ccN=c^\dagger c and show that N2=NN^2=N.

Solution

First,

c2=(0100)(0100)=0,c^2= \begin{pmatrix} 0&1\\ 0&0 \end{pmatrix} \begin{pmatrix} 0&1\\ 0&0 \end{pmatrix} =0,

and similarly

(c)2=0.(c^\dagger)^2=0.

Next,

cc=(0100)(0010)=(1000),cc^\dagger= \begin{pmatrix} 0&1\\ 0&0 \end{pmatrix} \begin{pmatrix} 0&0\\ 1&0 \end{pmatrix} = \begin{pmatrix} 1&0\\ 0&0 \end{pmatrix},

while

cc=(0010)(0100)=(0001).c^\dagger c= \begin{pmatrix} 0&0\\ 1&0 \end{pmatrix} \begin{pmatrix} 0&1\\ 0&0 \end{pmatrix} = \begin{pmatrix} 0&0\\ 0&1 \end{pmatrix}.

Therefore

{c,c}=cc+cc=(1001).\{c,c^\dagger\}=cc^\dagger+c^\dagger c = \begin{pmatrix} 1&0\\ 0&1 \end{pmatrix}.

The number operator is

N=cc=(0001).N=c^\dagger c= \begin{pmatrix} 0&0\\ 0&1 \end{pmatrix}.

Thus

N2=(0001)2=(0001)=N.N^2= \begin{pmatrix} 0&0\\ 0&1 \end{pmatrix}^2 = \begin{pmatrix} 0&0\\ 0&1 \end{pmatrix}=N.

So NN is a projection onto the occupied state.

Let

p1,p2,p3=cp1cp2cp30.|p_1,p_2,p_3\rangle=c_{p_1}^\dagger c_{p_2}^\dagger c_{p_3}^\dagger|0\rangle.

Using the anticommutation relations, compute cqp1,p2,p3c_q|p_1,p_2,p_3\rangle.

Solution

Start from

cqcp1cp2cp30.c_q c_{p_1}^\dagger c_{p_2}^\dagger c_{p_3}^\dagger|0\rangle.

Use

cqcp=δqpcpcq.c_q c_p^\dagger=\delta_{qp}-c_p^\dagger c_q.

First pass through cp1c_{p_1}^\dagger:

cqcp1cp2cp30=δqp1cp2cp30cp1cqcp2cp30.c_q c_{p_1}^\dagger c_{p_2}^\dagger c_{p_3}^\dagger|0\rangle =\delta_{q p_1}c_{p_2}^\dagger c_{p_3}^\dagger|0\rangle -c_{p_1}^\dagger c_q c_{p_2}^\dagger c_{p_3}^\dagger|0\rangle.

Then pass through cp2c_{p_2}^\dagger in the second term:

cp1cqcp2cp30=δqp2cp1cp30+cp1cp2cqcp30.-c_{p_1}^\dagger c_q c_{p_2}^\dagger c_{p_3}^\dagger|0\rangle =-\delta_{q p_2}c_{p_1}^\dagger c_{p_3}^\dagger|0\rangle +c_{p_1}^\dagger c_{p_2}^\dagger c_q c_{p_3}^\dagger|0\rangle.

Finally,

cqcp30=δqp30cp3cq0=δqp30.c_q c_{p_3}^\dagger|0\rangle =\delta_{q p_3}|0\rangle-c_{p_3}^\dagger c_q|0\rangle =\delta_{q p_3}|0\rangle.

Therefore

cqp1,p2,p3=δqp1p2,p3δqp2p1,p3+δqp3p1,p2.c_q|p_1,p_2,p_3\rangle =\delta_{q p_1}|p_2,p_3\rangle -\delta_{q p_2}|p_1,p_3\rangle +\delta_{q p_3}|p_1,p_2\rangle.

The alternating signs count how many creation operators cqc_q passes before it annihilates the matching particle.

For the deformed oscillator with real qq,

aaqaa=1,aa^\dagger-q a^\dagger a=1,

derive

γn=1+q++qn,\gamma_n=1+q+\cdots+q^n,

where an=αnn+1a^\dagger|n\rangle=\alpha_n|n+1\rangle and γn=αn2\gamma_n=|\alpha_n|^2. Then evaluate the result for q=1q=1 and q=1q=-1.

Solution

Assume

a0=0,γ1=0.a|0\rangle=0, \qquad \gamma_{-1}=0.

The definitions give

aan=γnn,aan=γn1n.aa^\dagger|n\rangle=\gamma_n|n\rangle, \qquad a^\dagger a|n\rangle=\gamma_{n-1}|n\rangle.

Acting with aaqaa=1aa^\dagger-q a^\dagger a=1 on n|n\rangle gives

γnqγn1=1.\gamma_n-q\gamma_{n-1}=1.

Thus

γ0=1,\gamma_0=1,

and recursively

γ1=1+q,γ2=1+q+q2,\gamma_1=1+q, \qquad \gamma_2=1+q+q^2,

so

γn=1+q++qn.\gamma_n=1+q+\cdots+q^n.

For q=1q=1,

γn=n+1,\gamma_n=n+1,

which gives the bosonic ladder coefficient n+1\sqrt{n+1}.

For q=1q=-1,

γ0=1,γ1=11=0.\gamma_0=1, \qquad \gamma_1=1-1=0.

Therefore a1=0a^\dagger|1\rangle=0, so the ladder truncates after the first occupied state, as for a fermionic mode.

Suppose an elementary exchange in a one-dimensional representation of the permutation group satisfies σ2=1\sigma^2=1. Show that the only possible exchange phases are +1+1 and 1-1. Then explain why the same argument fails for the braid group in two spatial dimensions.

Solution

In a one-dimensional unitary representation, the exchange generator is represented by a phase:

σeiθ.\sigma\mapsto e^{i\theta}.

If the group relation is

σ2=1,\sigma^2=1,

then the representation must obey

e2iθ=1.e^{2i\theta}=1.

Therefore

eiθ=+1oreiθ=1.e^{i\theta}=+1 \qquad\text{or}\qquad e^{i\theta}=-1.

These are Bose and Fermi statistics.

In two spatial dimensions, exchange is represented by a braid generator. The braid group does not impose σ2=1\sigma^2=1. A double exchange is a nontrivial winding, not a path that can generally be deformed to doing nothing. Therefore a one-dimensional representation may assign

σeiθ\sigma\mapsto e^{i\theta}

with arbitrary θ\theta modulo 2π2\pi. This gives abelian anyon statistics.

  • S. Weinberg, The Quantum Theory of Fields, Vol. I, ch. 4. A foundational discussion of bosonic and fermionic multiparticle states and creation and annihilation operators.
  • M. Srednicki, Quantum Field Theory, ch. 4. A concise treatment of the spin–statistics theorem and the role of commutators versus anticommutators.
  • S. Coleman, Lectures of Sidney Coleman on Quantum Field Theory, ch. 2. A clear operator-based construction of Fock space from oscillator modes.
  • A. Zee, Quantum Field Theory in a Nutshell, ch. VI.1. A physically transparent introduction to anyons, braid phases, and Chern–Simons flux attachment.
  • F. Wilczek, “Quantum Mechanics of Fractional-Spin Particles,” Physical Review Letters 49, 957–959 (1982). The classic paper introducing the anyon idea in planar quantum mechanics.
  • J. M. Leinaas and J. Myrheim, “On the Theory of Identical Particles,” Il Nuovo Cimento B 37, 1–23 (1977). An early configuration-space analysis of generalized statistics.