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Retarded, Advanced, and Keldysh Bases

The Keldysh rotation converts four contour components into response, advanced propagation, and state-dependent fluctuations. Causality then appears as a structural zero rather than a cancellation among branches. The rotation is exact, but its factors and the fermionic barred-field convention must be declared locally.

Required background. Use the closed-time-path generating functional for branch signs and thermal propagators and spectral representations for Wightman functions.

Helpful background. Causal and statistical propagators interpret the independent rotated components.

Define Gab=iTCϕaϕbG^{ab}=-i\langle T_{\mathcal C}\phi_a\phi_b\rangle and

GR=G++G+,GA=G++G+,GK=G++G+.G^R=G^{++}-G^{+-}, \qquad G^A=G^{++}-G^{-+}, \qquad G^K=G^{-+}+G^{+-}.

In terms of Wightman functions,

GR(x,y)=θ(x0y0)[G>(x,y)G<(x,y)],G^R(x,y)=\theta(x^0-y^0)[G^>(x,y)-G^<(x,y)],

GA(x,y)=θ(y0x0)[G>(x,y)G<(x,y)]G^A(x,y)=-\theta(y^0-x^0)[G^>(x,y)-G^<(x,y)], and GK=G>+G<G^K=G^>+G^<. Therefore GRG^R has future support, GA(x,y)=GR(y,x)G^A(x,y)=G^R(y,x) for a Hermitian scalar, and GKG^K carries the anticommutator.

With ϕr=(ϕ++ϕ)/2\phi_r=(\phi_++\phi_-)/2 and ϕa=ϕ+ϕ\phi_a=\phi_+-\phi_-,

i(ϕrϕrϕrϕaϕaϕrϕaϕa)=(GK/2GRGA0).-i \begin{pmatrix} \langle\phi_r\phi_r\rangle & \langle\phi_r\phi_a\rangle\\ \langle\phi_a\phi_r\rangle & \langle\phi_a\phi_a\rangle \end{pmatrix} = \begin{pmatrix} G^K/2 & G^R\\ G^A & 0 \end{pmatrix}.

The lower-right zero follows from G+++G=G++G+G^{++}+G^{--}=G^{+-}+G^{-+}. The common alternative 1/21/\sqrt2 rotation is displayed in Kamenev and Levchenko 2009, § 2. If one uses it, the factor 1/21/2 moves; a copied matrix with unmatched field and source rotations gives incorrect vertices even if its causal support looks plausible.

The inverse kernel has the complementary structure

Gra1=(0(GA)1(GR)1N),G^{-1}_{ra}= \begin{pmatrix} 0 & (G^A)^{-1}\\ (G^R)^{-1} & \mathcal N \end{pmatrix},

where N\mathcal N fixes statistical data or noise. Inverting a block matrix without respecting operator order is unsafe when kernels do not commute.

Let

R=(1/21/211),(ϕrϕa)=R(ϕ+ϕ).R=\begin{pmatrix}1/2&1/2\\1&-1\end{pmatrix}, \qquad \binom{\phi_r}{\phi_a}=R\binom{\phi_+}{\phi_-}.

Because the return branch enters source differentiation with a sign metric η=diag(1,1)\eta=\operatorname{diag}(1,-1), the correlator transformation is not a naive RGRTRGR^T unless that metric has already been included in the definition. Expanding each r/ar/a correlator into the four branch correlators is the safest derivation. It reproduces the matrix above and provides an effective convention consistency check.

The diagram shows where the basis rotation sits: it follows the doubled contour and precedes any identification of retarded, advanced, or statistical components. The labels GRG_R, GAG_A, and GKG_K are therefore meaningful only after the local normalization has been fixed and checked.

Flow from a normalized initial density matrix around doubled forward and backward histories, through the local r/a rotation and quadratic inversion to the causal two-point block G_R, G_A, and G_K; a separate step constrains interaction vertices, a dashed branch tests equal-source normalization, and KMS applies only in equilibrium.

The r/ar/a transformation is a linear change of contour variables, but factors of two and the placement of GRG_R, GAG_A, and GKG_K depend on the declared field, source, and Green-function conventions. Equal-source normalization and the full branch-to-r/ar/a rotation test those factors. Kernel inversion produces the two-point propagator block; interaction vertices must be rotated separately. Fermions require their own barred-field rotation; the bosonic box does not silently fix it. The diagram is schematic and not to scale.

The sections Bosonic branch matrix, Complete rotation check, and Fermionic rotation provide the text and equation equivalent of the matrices and normalization checks in the central boxes.

For Grassmann fields it is convenient to rotate barred and unbarred variables differently. One common Larkin–Ovchinnikov choice is

ψ1,2=ψ+±ψ2,ψˉ1,2=ψˉ+ψˉ2.\psi_{1,2}=\frac{\psi_+\pm\psi_-}{\sqrt2}, \qquad \bar\psi_{1,2}=\frac{\bar\psi_+\mp\bar\psi_-}{\sqrt2}.

Then the fermion propagator can be arranged as

G=(GRGK0GA).\mathcal G= \begin{pmatrix} G^R&G^K\\0&G^A \end{pmatrix}.

The reversed sign pattern for barred fields incorporates the contour metric and Grassmann ordering. Fermionic Wightman and KMS relations carry the antiperiodic sign, so a bosonic rotation formula cannot be imported by changing only nBn_B to nFn_F. State the ordering of ψ\psi and ψˉ\bar\psi, the definition of G<G^<, and the equal-time prescription before comparing formulas.

For a free oscillator,

GR(t,t)=θ(tt)sin[ω(tt)]ω,GK(t,t)=i2n+1ωcos[ω(tt)]G^R(t,t')=-\theta(t-t')\frac{\sin[\omega(t-t')]}{\omega}, \qquad G^K(t,t')=-i\frac{2n+1}{\omega}\cos[\omega(t-t')]

with the present G=iϕϕG=-i\langle\phi\phi\rangle convention. GRG^R is independent of nn while GKG^K is not. The overall sign of GRG^R tracks the source and Green-function definitions; its support and the branch identities are invariant checks.

  • Reconstruct all four branch components from GRG^R, GAG^A, and GKG^K and recover the original matrix.
  • Check GR(x,y)=0G^R(x,y)=0 before the source time and the aaaa component exactly zero.
  • Verify the inverse matrix by both left and right multiplication for nonlocal kernels.
  • For fermions, test the equal-time anticommutator and antiperiodic KMS sign.
  • Keep contact terms when derivatives act on step functions.

Use the branch identity to derive iϕrϕa=G++G+-i\langle\phi_r\phi_a\rangle=G^{++}-G^{+-}.

Solution

Expanding gives one half of G++G++G+GG^{++}-G^{+-}+G^{-+}-G^{--}. Substitute G=G++G+G++G^{--}=G^{+-}+G^{-+}-G^{++}; the result is G++G+=GRG^{++}-G^{+-}=G^R.

Interpret the matrix through causal and statistical propagators and apply the rotation to interaction vertices on Keldysh diagrammatics.

  • Kamenev, A., and Levchenko, A. (2009). “Keldysh Technique and Non-Linear Sigma-Model: Basic Principles and Applications.” Advances in Physics 58, 197–319. arXiv:0901.3586; DOI.
  • Keldysh, L. V. (1965). “Diagram Technique for Nonequilibrium Processes.” Soviet Physics JETP 20, 1018–1026. JETP PDF.