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Wheeler–DeWitt Cosmology: Boundary Conditions, Inner Products, and Probabilities

A Wheeler–DeWitt solution is not yet a probability distribution for a universe. One must also declare the operator and its domain, the physical product, a frequency sector or another positivity prescription, a clock, and the observable being conditioned on. In the flat FLRW model with a massless scalar, those choices can be made sharply enough that group averaging, positive-frequency Klein–Gordon flux, and scalar-clock quantum mechanics become unitarily equivalent. The equivalence is exact inside that declared model; it does not make cosmological probabilities independent of ordering, measure, clock, or boundary prescription.

Required background. Minisuperspace Reductions and Approximation Control supplies the truncation and its omitted-mode limits. Wheeler–DeWitt Quantization and the Problem of Time supplies the general constraint.

Helpful background. Bilinear and Hermitian Forms, Adjoints, and Isometries and Self-Adjointness, Extensions, and Unitary Evolution supply the mathematical controls.

From the reduced constraint to a hyperbolic equation

Section titled “From the reduced constraint to a hyperbolic equation”

Work on the sector a>0a>0 and define dimensionless coordinates

α=lnaa,φ=ϕ6MPl,pα=apa,pφ=6MPlpϕ.\alpha=\ln\frac{a}{a_\star}, \qquad \varphi=\frac{\phi}{\sqrt6M_{\mathrm{Pl}}}, \qquad p_\alpha=ap_a, \qquad p_\varphi=\sqrt6M_{\mathrm{Pl}}p_\phi.

Here a>0a_\star>0 is an arbitrary reference scale, V0V_0 is the fiducial comoving coordinate volume, MPl=(8πG)1/2M_{\mathrm{Pl}}=(8\pi G)^{-1/2}, and pa,pϕp_a,p_\phi are the canonical momenta.

Multiplying the classical Hamiltonian constraint by the positive function 12V0MPl2a312V_0M_{\mathrm{Pl}}^2a^3 gives

C0=pφ2pα20.\mathcal C_0=p_\varphi^2-p_\alpha^2\approx0.

This multiplication preserves the classical constraint surface for a>0a>0, but doing it before quantization is a choice: a different densitization can change the quantum measure and domain. For the baseline calculation, choose

C^0=φ2+α2,Θ^=α2,D(Θ^)=H2(R),Hα=L2(R,dα).\begin{aligned} \widehat{\mathcal C}_0 &=-\partial_\varphi^2+\partial_\alpha^2,\\ \widehat\Theta &=-\partial_\alpha^2, &D(\widehat\Theta)&=H^2(\mathbb R), &\mathcal H_\alpha&=L^2(\mathbb R,d\alpha). \end{aligned}

The non-negative self-adjoint operator Θ^\widehat\Theta has the square root H^=Θ^=p^α\widehat H=\sqrt{\widehat\Theta}=|\widehat p_\alpha|. We define the site’s positive-pφp_\varphi sheet by the first-order equation

iφΨ=H^Ψ.-i\partial_\varphi\Psi=\widehat H\Psi.

This explicit equation is safer than the phrase “positive frequency”: with these conventions its modes contain e+ikφe^{+ik\varphi}, opposite to a common QFT time-dependence convention. Craig and Singh use this same sign in their solvable FLRW treatment; after x=lnν=3α+constantx=\ln\nu=3\alpha+\text{constant} and φ=ϕ/(6MPl)\varphi=\phi/(\sqrt6M_{\mathrm{Pl}}), their wave equation and measure become the equations here, up to an overall normalization Craig and Singh 2010, § III.B, Eqs. (3.17)–(3.31), Open PDF.

Frequency and expansion are different signs

Section titled “Frequency and expansion are different signs”

Let k>0k>0, σ=sgnpφ\sigma=\operatorname{sgn}p_\varphi, and s=sgnpαs=\operatorname{sgn}p_\alpha. The four generalized plane-wave solutions are

uk,σ,s(α,φ)=eiσkφ+iskα4πk,σ,s{+1,1}.u_{k,\sigma,s}(\alpha,\varphi) =\frac{e^{i\sigma k\varphi+isk\alpha}}{\sqrt{4\pi k}}, \qquad \sigma,s\in\{+1,-1\}.

They are delta-normalized modes, not normalizable universe states. The classical momentum is

pα=6V0MPl2a3HFLRW,p_\alpha=-6V_0M_{\mathrm{Pl}}^2a^3H_{\mathrm{FLRW}},

for positive lapse. Thus s=1s=-1 is expanding and s=+1s=+1 is contracting. On the positive-pφp_\varphi sheet, Hamilton’s equations also give

dαdφ=pαpφ=s.\frac{d\alpha}{d\varphi} =-\frac{p_\alpha}{p_\varphi}=-s.

To orient the conserved current, use the superspace metric and current

GAB=diag(+1,1),JA=i2ΨAΨ.G^{AB}=\operatorname{diag}(+1,-1), \qquad J^A=-\frac{i}{2}\Psi^* \overleftrightarrow{\partial^A}\Psi.

For one plane wave,

Jφ=pφu2,Jα=pαu2,AJA=0.J^\varphi=p_\varphi|u|^2, \qquad J^\alpha=-p_\alpha|u|^2, \qquad \partial_AJ^A=0.

The diagram separates the two binary choices. Inspect the vertical component to read the scalar-frequency sheet and the horizontal component to read expansion or contraction.

Four k-greater-than-zero null currents in alpha–scalar-clock superspace: expansion and contraction have opposite horizontal currents but share the same constant-clock flux sign within each scalar-frequency sector; the k-equals-zero cone tip is excluded.

Four branches of C0=pφ2pα2=0\mathcal C_0=p_\varphi^2-p_\alpha^2=0 with JA=(pφ,pα)u2J^A=(p_\varphi,-p_\alpha)|u|^2. All four rays have k>0k>0; the cone tip is excluded. A constant-φ\varphi slice distinguishes the sign of pφp_\varphi; it cannot distinguish expanding from contracting geometry. The schematic is not to scale, and neither a physical product nor a clock prescription is selected by the drawing.

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The same information is available without the figure:

Frequency sign and geometric branch are independent labels
Scalar momentum Scale momentum Clock current Scale current Proper-time geometry Klein–Gordon sheet sign
pϕ = +k pα = −k Jϕ > 0 Jα > 0 Expanding Positive
pϕ = +k pα = +k Jϕ > 0 Jα < 0 Contracting Positive
pϕ = −k pα = −k Jϕ < 0 Jα > 0 Expanding Negative
pϕ = −k pα = +k Jϕ < 0 Jα < 0 Contracting Negative

Both expanding and contracting modes therefore have positive constant-φ\varphi flux on the chosen sheet. The unrestricted Klein–Gordon form is indefinite because it includes both values of σ\sigma, not because it includes both geometric branches. This distinction is central to the exact left/right and frequency decomposition in Craig and Singh 2010, § III.B, Eqs. (3.19)–(3.31), Open PDF.

Now allow a real potential in

Θ^=α2+U(α),(φ2+Θ^)Ψ=0.\widehat\Theta=-\partial_\alpha^2+U(\alpha), \qquad (\partial_\varphi^2+\widehat\Theta)\Psi=0.

For a stationary component eiωφχω(α)e^{i\omega\varphi}\chi_\omega(\alpha) on the chosen sheet, take ω>0\omega>0 and define

Kω(α)=ω2U(α).K_\omega(\alpha)=\sqrt{\omega^2-U(\alpha)}.

Where Kω2>0K_\omega^2>0, define the leading WKB residual

RWKB=3(Kω)24Kω4Kω2Kω3.\mathcal R_{\mathrm{WKB}} =\left| \frac{3(K_\omega')^2}{4K_\omega^4} -\frac{K_\omega''}{2K_\omega^3} \right|.

The leading branches are controlled when RWKB1\mathcal R_{\mathrm{WKB}}\ll1. A convenient stronger check is to require both Kω/Kω21|K_\omega'|/K_\omega^2\ll1 and Kω/Kω31|K_\omega''|/K_\omega^3\ll1. In that regime,

Ψω,ECE2Kωexp ⁣(iωφiαKω(α)dα),Ψω,CCC2Kωexp ⁣(iωφ+iαKω(α)dα).\begin{aligned} \Psi_{\omega,E} &\simeq \frac{C_E}{\sqrt{2K_\omega}} \exp\!\left(i\omega\varphi-i\int^\alpha K_\omega(\alpha')\,d\alpha'\right),\\ \Psi_{\omega,C} &\simeq \frac{C_C}{\sqrt{2K_\omega}} \exp\!\left(i\omega\varphi+i\int^\alpha K_\omega(\alpha')\,d\alpha'\right). \end{aligned}

The amplitude follows from leading current conservation. With the orientation above, the scale currents are JEα+CE2/2J_E^\alpha\simeq+|C_E|^2/2 and JCαCC2/2J_C^\alpha\simeq-|C_C|^2/2. At a turning point Kω=0K_\omega=0, the residual ceases to be small; reflection can mix the branches, so separately conserved expanding and contracting probabilities are no longer licensed. WKB flux is a useful semiclassical diagnostic, but it becomes a probability only after a product, state, coarse graining, and conditioning rule are supplied Halliwell 1991, § 7, especially Eqs. (7.13)–(7.20), Open PDF.

For the free benchmark below, U=0U=0, so Kω=ωK_\omega=\omega, RWKB=0\mathcal R_{\mathrm{WKB}}=0, and these WKB branches are exact. The three products can therefore be compared on the same expanding/contracting decomposition.

Group averaging starts from an auxiliary test state ff and the self-adjoint constraint:

η(f)=dλ2πeiλC^0f.\eta(f)=\int_{-\infty}^{\infty}\frac{d\lambda}{2\pi} e^{i\lambda\widehat{\mathcal C}_0}f.

With unitary Fourier conventions, its induced product is

ηf,ηgind=dpφdpαδ(pφ2pα2)f~g~.\langle\eta f,\eta g\rangle_{\mathrm{ind}} =\int dp_\varphi\,dp_\alpha\, \delta(p_\varphi^2-p_\alpha^2) \overline{\widetilde f}\,\widetilde g.

Resolving the delta function on the positive-pφp_\varphi sheet gives

ηf,ηgind,+=s=±10dk2kFs(k)Gs(k),Fs(k)=f~(k,sk).\langle\eta f,\eta g\rangle_{\mathrm{ind},+} =\sum_{s=\pm1}\int_0^\infty\frac{dk}{2k} \overline{F_s(k)}G_s(k), \qquad F_s(k)=\widetilde f(k,sk).

The cone tip k=0k=0 is excluded here; a state with support there needs a separate infrared treatment. Define As(k)=Fs(k)/2kA_s(k)=F_s(k)/\sqrt{2k} and the covariantly normalized representative

ΨKG=s=±10dkAs(k)uk,+,s.\Psi_{\mathrm{KG}} =\sum_{s=\pm1}\int_0^\infty dk\, A_s(k)u_{k,+,s}.

Then

ηf,ηgind,+=s0dkAsBs,(Ψ1,Ψ2)KG=idαΨ1φΨ2=s0dkAsBs.\begin{aligned} \langle\eta f,\eta g\rangle_{\mathrm{ind},+} &=\sum_s\int_0^\infty dk\,\overline{A_s}B_s,\\ (\Psi_1,\Psi_2)_{\mathrm{KG}} &=-i\int_{-\infty}^{\infty}d\alpha\, \Psi_1^*\overleftrightarrow{\partial_\varphi}\Psi_2 =\sum_s\int_0^\infty dk\,\overline{A_s}B_s. \end{aligned}

Finally apply the spectral Newton–Wigner map

ψNW=(2H^)1/2ΨKG.\psi_{\mathrm{NW}}=(2\widehat H)^{1/2}\Psi_{\mathrm{KG}}.

It changes the covariant 1/2k1/\sqrt{2k} mode normalization into the ordinary Fourier normalization. On any constant-φ\varphi slice,

ψ1,ψ2Sch=dαψ1(α,φ0)ψ2(α,φ0)=s0dkAsBs.\langle\psi_1,\psi_2\rangle_{\mathrm{Sch}} =\int_{-\infty}^{\infty}d\alpha\, \psi_1^*(\alpha,\varphi_0)\psi_2(\alpha,\varphi_0) =\sum_s\int_0^\infty dk\,\overline{A_s}B_s.

The formulas are unitarily equivalent, not literally the same formula applied to the same raw wavefunction. Hartle and Marolf compare the Klein–Gordon and induced products in reparametrization-invariant systems Hartle and Marolf 1997, §§ II.C–III.B, Open PDF. Group averaging additionally assumes a self-adjoint constraint, a suitable dense test space, a meaningful group integral, and positivity of the induced form Giulini 2000, §§ 2–5, Eqs. (6)–(15), Open PDF.

What each product does—and what makes the three descriptions equivalent
Description Domain used here Sign Required rematching Failure condition
Klein–Gordon flux Covariantly normalized solutions on a constant-scalar slice Positive on one declared frequency sheet; indefinite on both sheets Orient the slice and fix the frequency sign No stable frequency split, nonzero boundary flux, or an invalid slice
Group-averaged induced product Rigging-map image of a chosen test space Positive direct sum when the averaging construction succeeds Resolve the mass-shell measure, including its 1/(2k) weight Non-self-adjoint constraint, divergent average, bad test space, or unresolved cone tip
Scalar-clock Schrödinger product Newton–Wigner representative on one good clock patch Positive Select a sheet and apply the square-root spectral map Clock turning point, multiple intersections, or a generator/domain not transformed with the clock

On both scalar-frequency sheets, the induced product is a positive direct sum. The raw Klein–Gordon form instead assigns opposite signs to the two sheets. No choice of expanding versus contracting branch repairs that unrestricted sign.

Plane waves are unsuitable for probabilities, so choose a normalized spectral profile

gκ(k)=2kκ3/2ek/κ,κ>0,0dkgκ(k)2=1.g_\kappa(k)=\frac{2k}{\kappa^{3/2}}e^{-k/\kappa}, \qquad \kappa>0, \qquad \int_0^\infty dk\,|g_\kappa(k)|^2=1.

For a concrete state, take

A(k)=32gκ(k),A+(k)=12gκ(k),A_{-}(k)=\frac{\sqrt3}{2}g_\kappa(k), \qquad A_{+}(k)=\frac12g_\kappa(k),

where s=1s=-1 is expanding and s=+1s=+1 is contracting. Orthogonality of their disjoint pαp_\alpha supports gives the exact spectral-projector probabilities

PE=0dkA(k)2=34,PC=0dkA+(k)2=14.P_E=\int_0^\infty dk\,|A_-(k)|^2=\frac34, \qquad P_C=\int_0^\infty dk\,|A_+(k)|^2=\frac14.

The positive-pφp_\varphi Klein–Gordon flux, the induced product, and the scalar-clock product all give these same weights after the maps above. The result has no Monte Carlo or discretization uncertainty: it is an analytic benchmark. Its uncertainty is structural instead—the state weights were chosen, the homogeneous model was truncated, and the operator, measure, clock, and frequency sheet were fixed.

The Newton–Wigner wavefunction is also elementary. Define

fκ(x)=2κπ1(1+iκx)2.f_\kappa(x)= \sqrt{\frac{2\kappa}{\pi}}\frac{1}{(1+i\kappa x)^2}.

Then

ψ(α,φ)=32fκ(αφ)+12fκ(α+φ).\psi(\alpha,\varphi) =\frac{\sqrt3}{2}f_\kappa(\alpha-\varphi) +\frac12f_\kappa^*(\alpha+\varphi).

The branch components are orthogonal in momentum space, although their local configuration-space density can interfere. Probabilities in the scale factor include the Jacobian

dP=daaψ ⁣(lnaa,φ)2.dP=\frac{da}{a} \left|\psi\!\left(\ln\frac{a}{a_\star},\varphi\right)\right|^2.

At every finite φ\varphi, this packet tends pointwise to zero as a0a\to0. Nevertheless, as φ\varphi\to-\infty, its expanding component moves to α\alpha\to-\infty, and the probability below any fixed low-volume threshold approaches its full branch weight 3/43/4. Pointwise vanishing at the singular frontier is therefore not a history-level singularity criterion. In the standard flat-FLRW Wheeler–DeWitt quantization, Craig and Singh instead find that the decoherent history entering an arbitrarily fixed small-volume interval in at least one of the limits φ±\varphi\to\pm\infty has probability one for every physical state Craig and Singh 2010, § V.D, Eqs. (5.20)–(5.34), Open PDF.

The baseline measure dα=da/ad\alpha=da/a corresponds to q=1q=-1 in the exact family

Hq=L2((0,),aqda),Θq=aqa ⁣(aq+2a).\mathcal H_q=L^2((0,\infty),a^q\,da), \qquad \Theta_q=-a^{-q}\partial_a \!\left(a^{q+2}\partial_a\right).

The map

(Uqψ)(α)=a(q+1)/2ψ(a)(U_q\psi)(\alpha)=a^{(q+1)/2}\psi(a)

is unitary from Hq\mathcal H_q to L2(R,dα)L^2(\mathbb R,d\alpha). Take D(Θq)=Uq1H2(R)D(\Theta_q)=U_q^{-1}H^2(\mathbb R). Then Θq\Theta_q is the self-adjoint operator unitarily equivalent to

UqΘqUq1=α2+(q+1)24.U_q\Theta_qU_q^{-1} =-\partial_\alpha^2+\frac{(q+1)^2}{4}.

This one calculation exposes three different questions.

  • Normalization. If the state and mass-shell weight are rematched, the induced measure becomes dk/(2ωq)dk/(2\omega_q) with ωq(k)=k2+(q+1)2/4\omega_q(k)=\sqrt{k^2+(q+1)^2/4}, and the normalized branch weights remain 3/43/4 and 1/41/4. Reusing a wavefunction with the wrong measure is not a comparison of normalized states.
  • Dynamics. Retaining the constant term is a genuine ordering change. A narrow packet moves with dα/dφ=k/ωq(k)|d\alpha/d\varphi|=k/\omega_q(k) rather than unit speed, and long-time phases also change. Ordering effects are small only for a packet concentrated where (q+1)2/(4k2)1(q+1)^2/(4k^2)\ll1, over a time interval short enough that phase errors remain controlled. Subtracting the constant instead defines a representation-equivalent family.
  • Singular-frontier behavior. The original representative is ψq(a)=a(q+1)/2(Uqψ)(α)\psi_q(a)=a^{-(q+1)/2}(U_q\psi)(\alpha). Its pointwise limit can change from zero to divergent as qq changes while the Hilbert-space norm stays finite. The bare statement “the wavefunction vanishes at a=0a=0” is therefore not measure invariant.

Factor ordering can alter the differential operator, current, scalar product, and near-singularity behavior in more general minisuperspace models Šteigl and Hinterleitner 2006, §§ 4–6.3, especially Eqs. (26), (33), (35)–(38), and (41)–(55), Open PDF. Our family supplies an exact adversary, not a proof that all orderings reduce to a constant shift.

A monotonic relabeling is harmless only when the generator and event labels are transformed with it. For τ=λφ\tau=\lambda\varphi, λ>0\lambda>0,

iτΨ=H^λΨ,τ=λφ.-i\partial_\tau\Psi=\frac{\widehat H}{\lambda}\Psi, \qquad \tau=\lambda\varphi.

Comparing the same events then gives the same probability. Keeping H^\widehat H instead would move the packet λ\lambda times too far while preserving its norm; normalization alone does not establish clock equivalence.

The nonlinear candidate χ=φ2\chi=\varphi^2 fails more sharply:

{χ,C0}=4φpφ.\{\chi,\mathcal C_0\}=4\varphi p_\varphi.

It is tangent to the gauge flow at φ=0\varphi=0, and every value χ>0\chi>0 intersects an orbit at both signs of φ\varphi. A conditional probability at fixed χ\chi is ambiguous until an additional sign branch and its weighting are supplied. Using α\alpha as a clock instead requires one sign of pαp_\alpha and fails at a WKB turning point, so it is not global for the two-branch packet or a reflected state. Clock-dependent domains and qualitatively different evolution occur in broader cosmological models Gielen and Menéndez-Pidal 2022, §§ 3–6, Open PDF; that model includes an additional fluid and serves here as an adversarial example, not a result for the pure scalar fixture.

In the baseline representation, a=0a=0 means α=\alpha=-\infty, not α=0\alpha=0. The operator α2-\partial_\alpha^2 on H2(R)H^2(\mathbb R) is already self-adjoint; no finite-endpoint boundary parameter is available. Whether boundary data are required must be decided after fixing the operator, measure, and domain.

For example, the half-line normal form

Tg=d2dx2+gx2T_g=-\frac{d^2}{dx^2}+\frac{g}{x^2}

is limit-point at x=0x=0 for g3/4g\ge3/4, so no boundary datum is needed there. For g<3/4g<3/4 it is limit-circle and extension data are required; for g<1/4g<-1/4 the inverse-square attraction also destroys semiboundedness Dereziński and Richard 2017, §§ 2.2–2.3 and Theorem 5.5, Open PDF. “There is an endpoint” is therefore not enough to infer either a unique boundary condition or a healthy quantum dynamics.

DeWitt proposed vanishing at singular geometries,

lima0Ψ(a,φ)=0,\lim_{a\to0}\Psi(a,\varphi)=0,

as a heuristic condition DeWitt 1967, Eq. (6.31), pp. 1129–1130. Depending on the representation it may be a pointwise asymptotic statement, a Dirichlet condition in a genuine half-line problem, or not invariant under a change of measure. It is not automatically a self-adjoint-extension condition, a positive probability rule, or proof that singular histories have zero probability. Modern reviews accordingly separate local wavefunction criteria from global evolution, observables, and unitarity Thébault 2023, § 4.1 and §§ 5.1–5.2, Open PDF.

The strongest exact statement is conditional:

In the flat homogeneous massless-scalar model, for the fixed densitized constraint, the free full-line operator Θ^=α2\widehat\Theta=-\partial_\alpha^2 on H2(R)H^2(\mathbb R), the positive-pφp_\varphi sheet with k=0k=0 excluded, and a valid scalar clock, the group-averaged induced, Klein–Gordon, and deparametrized products are unitarily equivalent after the (2H^)1/2(2\widehat H)^{1/2} spectral rematching. Because [H^,sgn(p^α)]=0[\widehat H,\operatorname{sgn}(\widehat p_\alpha)]=0 in this free model, the expanding and contracting spectral projectors have exact conserved probabilities.

The tests do not establish ordering-, measure-, boundary-, or clock-independent cosmological probabilities. They do not select the state, prove singularity resolution, control the omitted inhomogeneous modes, or define full quantum gravity. When a Wheeler–DeWitt Born–Oppenheimer branch is used to recover QFT for perturbations, the emergent time, branch control, and subleading unitarity corrections must be checked anew Brizuela, Kiefer, and Krämer 2016, §§ III–IV and VIII–IX, Open HTML.

Calling the expanding branch “positive frequency.” Frequency sign is sgnpφ\operatorname{sgn}p_\varphi; expansion is sgnpα\operatorname{sgn}p_\alpha. They are independent labels.

Treating a conserved current as a Born density. Conservation does not imply positivity. The unrestricted Klein–Gordon form is indefinite, and a clock-conditioned density requires a declared sector and representation.

Normalizing a plane wave. The uk,σ,su_{k,\sigma,s} are generalized eigenfunctions. Probabilities require square-integrable spectral packets such as gκg_\kappa.

Moving a boundary condition between representations. A pointwise condition, a zero-flux condition, and a self-adjoint domain are different statements. Their relation depends on the operator and measure.

Reading a state-selection proposal out of the equation. The Wheeler–DeWitt constraint admits many solutions. No-boundary and tunneling prescriptions add saddle, contour, and regularity data; the equation alone chooses neither.

For uk,σ,su_{k,\sigma,s}, calculate both current components and show which sign labels the proper-time geometry. Why can a constant-φ\varphi flux not distinguish expansion from contraction?

Solution

Since φ=φ\partial^\varphi=\partial_\varphi and α=α\partial^\alpha=-\partial_\alpha,

Jφ=σku2,Jα=sku2.J^\varphi=\sigma k|u|^2, \qquad J^\alpha=-sk|u|^2.

For positive lapse, pα=6V0MPl2a3HFLRWp_\alpha=-6V_0M_{\mathrm{Pl}}^2a^3H_{\mathrm{FLRW}}. Hence s=1s=-1 is expanding and s=+1s=+1 is contracting, independent of σ\sigma. The normal to a constant-φ\varphi slice measures JφJ^\varphi, which depends on σ\sigma but not ss; it separates frequency sheets rather than geometric branches.

On the positive-pφp_\varphi sheet, resolve δ(pφ2pα2)\delta(p_\varphi^2-p_\alpha^2) and derive the 1/(2k)1/(2k) measure. Then find the map to ordinary L2(dk)L^2(dk) amplitudes.

Solution

For fixed pα0p_\alpha\ne0,

δ(pφ2pα2)=δ(pφpα)+δ(pφ+pα)2pα.\delta(p_\varphi^2-p_\alpha^2) =\frac{ \delta(p_\varphi-|p_\alpha|) +\delta(p_\varphi+|p_\alpha|)}{2|p_\alpha|}.

Keep the first root, write pα=skp_\alpha=sk with k>0k>0, and sum over s=±1s=\pm1. This gives

s0dk2kFs(k)Gs(k).\sum_s\int_0^\infty\frac{dk}{2k} \overline{F_s(k)}G_s(k).

Setting As=Fs/2kA_s=F_s/\sqrt{2k} converts it to sdkAsBs\sum_s\int dk\,\overline{A_s}B_s. The same factor turns the covariant mode eikφ+iskα/4πke^{ik\varphi+isk\alpha}/\sqrt{4\pi k} into the ordinary Fourier mode after applying (2H)1/2(2H)^{1/2}. The derivation excludes k=0k=0.

Verify that UqU_q is unitary and derive UqΘqUq1U_q\Theta_qU_q^{-1}. What remains invariant after correctly rematching the state, and what changes?

Solution

Because da=adαda=a\,d\alpha,

0aqdaψ(a)2=dαa(q+1)/2ψ(a)2,\int_0^\infty a^q\,da\,|\psi(a)|^2 =\int_{-\infty}^{\infty}d\alpha\, |a^{(q+1)/2}\psi(a)|^2,

so UqU_q is unitary. Substitute ψ=a(q+1)/2g(α)\psi=a^{-(q+1)/2}g(\alpha) and use a=a1α\partial_a=a^{-1}\partial_\alpha. The first-derivative terms cancel, leaving

UqΘqUq1=α2+(q+1)24.U_q\Theta_qU_q^{-1} =-\partial_\alpha^2+\frac{(q+1)^2}{4}.

With the correct dk/(2ωq)dk/(2\omega_q) mass-shell measure and normalized amplitudes, the branch weights remain 3/43/4 and 1/41/4. If the constant is retained, the dispersion, group speed, and phases change. The pointwise a0a\to0 behavior of the untransformed representative also changes with qq.

4. Test the DeWitt criterion with a packet

Section titled “4. Test the DeWitt criterion with a packet”

Show that fκ(x)f_\kappa(x) vanishes for x|x|\to\infty, but that the expanding packet moves below every fixed threshold αc\alpha_c as φ\varphi\to-\infty. What conclusion is ruled out?

Solution

The modulus is

fκ(x)2=2κ/π(1+κ2x2)2,|f_\kappa(x)|^2 =\frac{2\kappa/\pi}{(1+\kappa^2x^2)^2},

which tends to zero as x4|x|^{-4}. The expanding density is centered at α=φ\alpha=\varphi. Therefore, for every fixed αc\alpha_c,

limφαcdαfκ(αφ)2=1.\lim_{\varphi\to-\infty} \int_{-\infty}^{\alpha_c}d\alpha\, |f_\kappa(\alpha-\varphi)|^2=1.

In the two-branch state, the corresponding contribution approaches its weight 3/43/4. Thus pointwise vanishing of the wavefunction at a=0a=0 for each finite clock value does not imply zero probability for approaching the low-volume region over a relational history.

For χ=φ2\chi=\varphi^2, compute its transversality factor and count the intersections of the surface χ=c>0\chi=c>0 with a generic orbit. State the missing datum in a conditional probability at fixed χ\chi.

Solution

Using C0=pφ2pα2\mathcal C_0=p_\varphi^2-p_\alpha^2,

{χ,C0}=4φpφ.\{\chi,\mathcal C_0\}=4\varphi p_\varphi.

It vanishes at φ=0\varphi=0, so the clock surface ceases to be transverse there. For c>0c>0, the condition χ=c\chi=c permits both φ=+c\varphi=+\sqrt c and φ=c\varphi=-\sqrt c on the same orbit. A conditional probability needs an additional sign-of-φ\varphi branch and a rule for its weight; conditioning on χ\chi alone is not single valued.

The chapter overview contains the structure diagram and validity and failure diagram. They are embedded there once so that their shared chapter-level context is not repeated on every article.

For the chapter-wide comparison of assumptions, counterevidence, falsifiers, and claim ceilings, see the claim-domain table.

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