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Lorentzian, Euclidean, and In-In Formulations

Choose the formulation from the physical question and its state or boundary data. In–out transition amplitudes and vacuum time-ordered correlators use Lorentzian in–out boundary conditions; Euclidean Schwinger functions are defined by a Euclidean functional or measure and require a justified continuation before they acquire Lorentzian meaning; causal response is encoded by retarded, advanced, and spectral objects; and expectation values evolved from a specified initial state require an in–in construction. A common denominator or a formal replacement t=iτt=-i\tau does not make these objects interchangeable.

The chapter therefore has three main routes: Lorentzian prescriptions and causal response, the Euclidean and reconstruction bridge, and initial-state expectation values with closed-time-path grammar. Match a question to an object · Choose a route · Review the chapter

The durable decision sequence is

physical questionstate and boundary dataordering or contourcorrelator.\text{physical question} \longrightarrow \text{state and boundary data} \longrightarrow \text{ordering or contour} \longrightarrow \text{correlator}.

Reversing this sequence is the chapter’s characteristic failure mode. Starting from a familiar denominator and adding a mnemonic i0i0, Wick rotation, or doubled field can hide the datum that actually selects the answer.

For the free scalar, the contrast is already visible. With the site’s Lorentzian source sign and selected vacuum,

D~F(p)=ip2m2+i0\widetilde D_F(p) =\frac{i}{p^2-m^2+i0}

is a vacuum time-ordered correlator, whereas the linear-response kernel is

Gret(x,y)=iθ(x0y0)[ϕ(x),ϕ(y)].G_{\mathrm{ret}}(x,y) =i\,\theta(x^0-y^0) \langle[\phi(x),\phi(y)]\rangle.

The first formula is selected by Feynman boundary data; the second by future support and a commutator. The Euclidean free two-point function instead has

S~2(pE)=1pE2+m2,\widetilde S_2(p_E)=\frac{1}{p_E^2+m^2},

on positive-definite Euclidean momentum space. Relating it to a Lorentzian boundary value requires an analytic domain, a continuation path, compatible state and ordering data, and control of the singularities crossed or avoided.

The Feynman pole placement and distributional equation are checked in Schwartz 2014, § 6.2, pp. 75–77. His Fourier exponential is translated by kpk\mapsto-p, which leaves the denominator and pole locations unchanged. For the response formula, Altland and Simons use the opposite perturbing-Hamiltonian sign; translating their Hint=+FϕH_{\mathrm{int}}=+F\phi by F=JF=-J to the site’s action source +Jϕ+J\phi produces the displayed +i+i while preserving future support and spectral analyticity Altland and Simons 2023, § 7.3, pp. 394–402. Zinn-Justin develops the Euclidean functional, scalar correlators, and their vacuum continuation in Zinn-Justin 2021, § 6.5, pp. 118–119; the elementary no-crossed-pole contour check appears in Schwartz 2014, Appendix B.2, pp. 823–825, not as a general continuation theorem.

Match the physical question to the correlator

Section titled “Match the physical question to the correlator”

The figure below is a question-to-object map. Read each row horizontally: the object is fixed jointly by the target quantity and the listed data. The dashed Euclidean–Lorentzian relation is conditional; it is not an equality supplied by renaming time.

Five physical questions select different correlator objects and boundary data: in–out amplitudes, vacuum ordered correlators, Euclidean Schwinger functions, causal response, and initial-state in–in expectation values; only a hypothesis-controlled continuation relates Euclidean and Lorentzian data.

Transition amplitudes, vacuum correlators, Euclidean data, causal response, and initial-state expectation values require different state, ordering, support, or contour information. The Euclidean–Lorentzian bridge is conditional on analytic and reconstruction hypotheses; the other rows are distinctions of physical question, not stages of one automatic conversion. The map is schematic and not to scale.

Physical targetPrimary objectData that select itWhat it does not supply by itself
vacuum transition amplitude or time-ordered vacuum dataLorentzian in–out functional and DFD_Fasymptotic boundary state, time ordering, normalization, and Feynman i0i0a retarded initial-value response
vacuum correlator in a written operator orderWightman or ordered correlatorchosen state, field order, and distributional boundary valuea Green inverse merely from its denominator
Euclidean correlation dataSchwinger functions SnS_nEuclidean action or measure, Euclidean ordering, regularity, and positivity informationLorentzian reconstruction without the remaining hypotheses
causal linear responseGretG_{\mathrm{ret}}, GadvG_{\mathrm{adv}}, and a spectral commutatorstate, commutator, support condition, and Fourier boundary valuean in–out amplitude or a thermal interpretation
expectation value from initial datain–in or closed-time-path functionalnormalized initial density operator, initial time, forward and backward branches, and branch sourcesthermality unless the initial state satisfies an additional thermal condition

This chapter develops the physical distinctions and the first free-field checks. It stops before full reconstruction proofs, finite-temperature contour technology, kinetic or stochastic equations, open-system reductions, and cosmological loop applications.

Question beyond this chapterDeveloped treatment
Which analytic domains support a theorem-level Euclidean–Lorentzian continuation?Analytic Continuation between Euclidean and Lorentzian Domains
Which complete Euclidean hypothesis package reconstructs a relativistic theory?Osterwalder–Schrader Axioms and Reflection Positivity and Osterwalder–Schrader Reconstruction
How are closed-time-path sources used in thermal and nonequilibrium calculations?Closed-Time-Path Generating Functionals in Practice
How does an in–in effective action produce causal semiclassical backreaction?In-In Effective Actions and Causal Mean Backreaction

Reflection positivity is one structural condition, not the whole Osterwalder–Schrader theorem. Likewise, a closed time path is a normalized initial-value construction; it is not intrinsically thermal.

The first Osterwalder–Schrader paper places positivity beside distributional regularity, Euclidean invariance, symmetry, and clustering in Osterwalder and Schrader 1973, § 3, pp. 87–90 (Open PDF). Its theorem must be read with the extension and correction in Osterwalder and Schrader 1975, introduction, pp. 281–283, and § IV.1, pp. 287–288 (Open PDF). The overview therefore treats the free reflection test as orientation to a hypothesis package, not as a reconstruction proof.

The overview has no prerequisite gate. Use these observable checks to decide where to enter.

Can you do this?ReadyUnsure or repair
Place the Feynman, retarded, and advanced poles and connect them to ordering or supportenter the Lorentzian or causal routereview Scalar Propagators, Ordered Correlators, and Sources and Contour Deformation, Pinches, and Causal Prescriptions
Complete a regulated Gaussian integral and distinguish eiSe^{iS} from eSEe^{-S_E}enter the Euclidean continuation routerepair with Gaussian Fields and Sources
Differentiate a normalized source functional and identify the state and ordering it generatesenter the Schwinger-function or in–in routerepair with The Generating Functional
Insert a complete set of states and interpret a spectral measureenter the causal/spectral or reflection-positivity branchrepair with Spectral Decomposition of Two-Point Functions and The Källén–Lehmann Representation
Explain the difference between a vacuum vector and a normalized density operatorenter the initial-state routerepair with Vacua, States, and Representations

These are reading routes, not new prerequisite declarations. Follow the hard preparation printed on each page when entering midway.

GoalSuggested routeExit capability
Lorentzian boundary values and causal responseboundary conditions → retarded, advanced, and spectral correlatorsdistinguish frequency boundary data from causal support and choose the correct response object
Euclidean and reconstruction bridgeboundary conditions → Wick rotation → Schwinger functions → reflection positivitystate a valid continuation problem and identify what reflection positivity contributes without claiming the full theorem
Initial-state expectation valuesin–out versus in–in → closed-time-path grammar; add causal correlators when interpreting response componentsnormalize a doubled contour from a specified density operator and identify its four basic components
Inspect contour prescriptionsboundary conditions → pole, residue, and support checkscompare the prescription with the static examples on the theory pages
Inspect a real-time matrixin–out versus in–in → closed-time-path grammarcompare a Gaussian calculation with the static matrix on the contour-grammar page
Theorem-level Euclidean routeWick rotation → Schwinger functions → reflection positivity → Mathematical QFTseparate the physical bridge from the hypotheses and proof of reconstruction
  1. Lorentzian Boundary Conditions and the iε Prescription. This page asks how state selection, boundary conditions, convergence factors, and pole displacement distinguish Lorentzian Green functions and amplitudes. It requires the scalar-propagator taxonomy. After it, continue to Wick rotation for Euclidean data or to causal correlators for response.

  2. Wick Rotation and Analytic Continuation. This page turns the mnemonic rotation into a contour problem with explicit analytic, spectral, state, ordering, growth, and field-continuation assumptions. It requires the first page and Gaussian source integrals. Continue to Schwinger functions once the free-scalar contour check passes.

  3. Euclidean Correlators and Schwinger Functions. This page defines the Euclidean correlation hierarchy, its source grammar, and its relation to the continued free scalar without relabeling it as Lorentzian data. It requires Wick rotation and the generating functional. Continue to reflection positivity when reconstruction is the question.

  4. Reflection Positivity within Osterwalder–Schrader Reconstruction. This advanced bridge explains the reflection form and a finite free-scalar matrix test, then inventories the additional hypotheses needed for reconstruction. It requires Schwinger functions; the Källén–Lehmann representation is useful preparation. Continue to Mathematical QFT for the theorem.

  5. Retarded, Advanced, and Spectral Correlators. This derivation connects commutators, support, spectral data, and vacuum linear response. It requires Lorentzian boundary prescriptions and spectral decomposition. Continue to Thermal and Nonequilibrium QFT for KMS, transport, and finite-temperature spectral functions.

  6. In–Out versus In–In Expectation Values. This page separates asymptotic transition-amplitude data from finite-time expectation values evolved from a specified state or density operator. It requires the generating functional and the state/representation distinction. Continue to the closed-time-path page for branch grammar.

  7. Closed-Time-Path Grammar. This page introduces the forward and backward branches, relative action and source signs, initial density insertion, contour ordering, normalization, and four basic two-point components. It requires the in–out/in–in distinction; causal correlators are useful preparation. Continue to the applied real-time formalism in Thermal and Nonequilibrium QFT.

The Lorentzian pages inherit the site’s (+)(+---) metric, Fourier inverse eipxe^{-ip\cdot x}, and +i0+i0 boundary-value notation. Euclidean pages use a positive-definite metric and eSEe^{-S_E}; pE2p_E^2 is not a Lorentzian norm with a different sign label.

Three invariants keep translations honest:

  • Pole and support check. A convention translation must preserve which side of the energy axis each pole occupies and whether the resulting kernel has future, past, or neither causal support.

  • Reflection check. Positivity is tested on the declared positive-Euclidean-time domain after reflection. Ordinary pointwise positivity is neither required nor sufficient.

  • Closed-contour check. For a normalized initial density operator and identical branch sources,

    ZCTP[J,J]=Tr ⁣(UJ(tf,ti)ρiUJ(tf,ti))=Trρi=1.Z_{\mathrm{CTP}}[J,J] =\operatorname{Tr}\!\left( U_J(t_f,t_i)\rho_i U_J(t_f,t_i)^\dagger \right) =\operatorname{Tr}\rho_i =1.

The last identity follows from unitarity and trace normalization. It does not require a Gibbs state. A thermal contour or KMS relation adds separate conditions.

The normalized trace construction, forward/backward contour, and four branch correlators are developed in Altland and Simons 2023, § 12.2, pp. 705–716. Their Green functions include a conventional overall i-i that is not imported into the bare expectation values used here.

One scalar example passes through all seven pages while the physical question changes:

  1. the two Feynman poles encode vacuum in–out boundary data;
  2. a permitted contour deformation produces the Euclidean kernel rather than merely substituting a coordinate;
  3. Euclidean source derivatives generate free Schwinger functions;
  4. the positive spectral representation supplies a finite reflection-positivity check, not the full reconstruction theorem;
  5. the commutator and support condition produce retarded and advanced response;
  6. replacing asymptotic boundary states by a specified initial density operator changes the target from an amplitude to an expectation value; and
  7. the closed contour organizes the four branch-ordered correlators of a Gaussian initial state.

What stays fixed is the free field, its normalization, and the declared Fourier convention. What changes is the state preparation, ordering, contour, or support condition. That is precisely why algebraically similar kernels answer different questions.

StatementStatus in this chapterMissing inference
i0i0 selects a distributional boundary value tied to state and contour datadefinition and free energy-plane checkit does not by itself specify every interacting contour deformation
Wick rotation is an analytic continuation problemphysical method with a free-scalar applicationit is not a universal theorem for arbitrary correlators or kinematics
Schwinger functions are Euclidean correlation dataprimary definition and Gaussian examplethey are not automatically Wightman functions
reflection positivity supplies a candidate Hilbert-space positivity formbounded physical illustrationreconstruction needs the remaining Osterwalder–Schrader hypotheses and proof
retarded and advanced objects encode support-selected responsevacuum causal derivationa Feynman correlator is not retarded merely because both invert the same operator off shell
in–in and closed-time-path functionals compute initial-state expectation valuesfoundational semantic distinction and contour grammara doubled contour neither assumes thermality nor solves nonequilibrium dynamics

“Wick rotation means t=iτt=-i\tau.” That symbol records only part of a continuation. The analytic domain, contour deformation, state, ordering, field components, sources, growth, and singularity obstructions decide whether the step is valid.

“Euclidean positivity means a positive function.” Reflection positivity is a quadratic form involving Euclidean-time reflection and restricted test data. It is one condition in a larger reconstruction package.

“Feynman means causal.” Feynman ordering implements in–out vacuum boundary data. Retarded support comes from a commutator multiplied by a future-support step function.

“In–in means thermal.” In–in means that the observable is evolved forward and backward from a specified initial state or density operator. A pure vacuum, a Gaussian nonthermal state, and a Gibbs state all fit different choices of that input.

Review modePromptSuccessful answer criterionRepair
RetrievalFor each of DFD_F, GretG_{\mathrm{ret}}, S2S_2, and ZCTPZ_{\mathrm{CTP}}, name the datum that selects itnames ordering/boundary value, causal support, Euclidean measure/ordering, and initial density plus branchesreturn to the question map
ExplanationExplain why two kernels with the same off-shell denominator can answer different questionsidentifies distinct on-shell boundary terms, support, state, or orderingreview Lorentzian boundary conditions
Derivation checkContinue the free Feynman energy integral only after listing the poles and the deformed contourno pole is crossed silently and the Euclidean denominator has the correct signreview Wick rotation
Representation changeTranslate the free scalar from Lorentzian DFD_F to Euclidean S2S_2 and backrecovers the same mass-shell singularity and Feynman boundary valuereview Euclidean correlators
ComparisonDistinguish reflection positivity, Hilbert-space positivity, and spectral positivitygives three different domains and does not use any one as a synonym for the othersreview reflection positivity and Källén–Lehmann
TransferChoose the object for a compact source switched on after tit_i and a field measured laterchooses retarded or in–in response according to whether the target is a response kernel or an initial-state expectation valuereview causal correlators and in–out versus in–in
Failure diagnosisSet J+=JJ_+=J_- in a normalized closed contour and check the resultobtains 11 and identifies unitarity plus Trρi=1\operatorname{Tr}\rho_i=1review Closed-Time-Path Grammar
SynthesisStarting from a Euclidean two-point function, list what must be supplied before claiming a causal real-time predictionseparates analytic continuation, reconstruction hypotheses, state selection, and retarded supportfollow the Euclidean route, then the causal page
  • Altland, Alexander, and Ben Simons. Condensed Matter Field Theory. Third ed. Cambridge: Cambridge University Press, 2023. DOI.

  • Osterwalder, Konrad, and Robert Schrader. “Axioms for Euclidean Green’s Functions.” Communications in Mathematical Physics 31 (1973): 83–112. DOI. Open PDF.

  • Osterwalder, Konrad, and Robert Schrader. “Axioms for Euclidean Green’s Functions II (with an Appendix by Stephen Summers).” Communications in Mathematical Physics 42 (1975): 281–305. DOI. Open PDF.

  • Schwartz, Matthew D. Quantum Field Theory and the Standard Model. First ed. Cambridge: Cambridge University Press, 2014. DOI.

  • Zinn-Justin, Jean. Quantum Field Theory and Critical Phenomena. Fifth ed. Oxford: Oxford University Press, 2021. DOI.